Meta Materials Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 64 rows, 13 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-04-04: Reporting owner McCabe Greg; Form 4; Security Warrants; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2015-07-01: Reporting owner DULIN ROBERT KENNETH; Form 4; Security Warrants; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2015-06-09: Reporting owner DULIN ROBERT KENNETH; Form 4; Security Warrants; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2015-06-09: Reporting owner DULIN ROBERT KENNETH; Form 4; Security Warrants; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-04-04 | McCabe Greg Director, 10% Owner | 4 | Warrants Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +1,500,000 1,500,000 owned after | $1.00 exercise price | 2016-07-29 | |
| 2015-07-01 | DULIN ROBERT KENNETH 10% Owner | 4 | Warrants Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +250,000 250,000 owned after | $2.31 exercise price | 2015-07-06 | |
| 2015-06-09 | DULIN ROBERT KENNETH 10% Owner | 4 | Warrants Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +46,957 46,957 owned after | $1.40 exercise price | 2015-07-06 | |
| 2015-06-09 | DULIN ROBERT KENNETH 10% Owner | 4 | Warrants Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +28,985 28,985 owned after | $1.40 exercise price | 2015-07-06 | |
| 2015-06-09 | DULIN ROBERT KENNETH 10% Owner | 4 | Warrants Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +40,580 40,580 owned after | $1.40 exercise price | 2015-07-06 | |
| 2015-06-09 | McCabe Greg | G Mc Exploration, LLC 10% Owner | 10% Owner | 4 | Warrants Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +521,739 643,695 owned after | $1.40 exercise price | 2015-06-11 | |
| 2015-06-09 | McCabe Greg | G Mc Exploration, LLC 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +86,956 643,695 owned after | $1.40 exercise price | 2015-06-11 | |
| 2015-05-04 | DULIN ROBERT KENNETH 10% Owner | 4 | Warrants Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +125,000 125,000 owned after | $0.50 exercise price | 2015-07-06 | |
| 2015-04-01 | DULIN ROBERT KENNETH 10% Owner | 4 | Warrants Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +135,000 135,000 owned after | $0.50 exercise price | 2015-07-06 | |
| 2014-12-17 | DULIN ROBERT KENNETH 10% Owner | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +150,000 150,000 owned after | $1.00 exercise price | 2014-12-19 | |
| 2013-07-31 | DULIN ROBERT KENNETH 10% Owner | 4 | SERIES A WARRANTS Derivative · Indirect · SEE FOOTNOTE | P Open market or private purchase of non-derivative or derivative security | +10,800 10,800 owned after | $2.00 exercise price | 2013-08-01 | |
| 2013-07-31 | DULIN ROBERT KENNETH 10% Owner | 4 | SERIES A WARRANTS Derivative · Indirect · SEE FOOTNOTE | P Open market or private purchase of non-derivative or derivative security | +4,000 4,000 owned after | $2.00 exercise price | 2013-08-01 | |
| 2013-07-31 | DULIN ROBERT KENNETH 10% Owner | 4 | SERIES A WARRANTS Derivative · Indirect · SEE FOOTNOTE | P Open market or private purchase of non-derivative or derivative security | +4,000 4,000 owned after | $2.00 exercise price | 2013-08-01 |