Meta Materials Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 64 rows, 64 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-08-15: Reporting owner Geddes Nadine | Palikaras Georgios; Form 3/A; Security Warrant (Right to Buy); Transaction Holding.
- 2022-03-04: Reporting owner Guitton Maurice; Form 4/A; Security Warrant (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2022-03-04: Reporting owner Guitton Maurice; Form 4; Security Warrant (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2022-03-04: Reporting owner LESLIE ERIC M; Form 3/A; Security Warrant (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-08-15 holding as of filing | Geddes Nadine | Palikaras Georgios 10% Owner | Director, Officer (CEO and President), 10% Owner | 3/A | Warrant (Right to Buy) Derivative · Direct · (m) | Holding | $0.39 exercise price | 2022-08-15 | ||
| 2022-03-04 | Guitton Maurice Director | 4/A | Warrant (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −7,485 0 owned after | $0.39 exercise price | 2022-03-11 | |
| 2022-03-04 | Guitton Maurice Director | 4 | Warrant (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −7,485 0 owned after | $0.39 exercise price | 2022-03-08 | |
| 2022-03-04 holding as of filing | LESLIE ERIC M Director | 3/A | Warrant (Right to Buy) Derivative · Direct | Holding | $0.39 exercise price | 2022-03-04 | ||
| 2022-03-03 | Welch Thomas Gordon | Lambert Anne Barber 10% Owner | 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −186,536 0 owned after | $0.39 exercise price | 2022-03-07 | |
| 2022-03-02 | LESLIE ERIC M Director | 4 | Warrant (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −74,724 0 owned after | $0.39 exercise price | 2022-03-04 | |
| 2022-02-11 | Palikaras Georgios | Geddes Nadine Director, Officer (CEO and President), 10% Owner | 10% Owner | 4 | Warrant (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −7,485 0 owned after | $0.39 exercise price | 2022-02-15 | |
| 2022-02-01 | Ramkumar Ramamritham Director | 4 | Warrant (right to buy) Derivative · Indirect · See Footnote | X Exercise of in-the-money or at-the-money derivative security | −149,243 0 owned after | $0.38 exercise price | 2022-02-08 | |
| 2021-12-08 holding as of filing | Lambert Anne Barber | Welch Thomas Gordon 10% Owner | 10% Owner | 3/A | Warrant (Right to Buy) Derivative · Direct · (m) | Holding | $0.39 exercise price | 2021-12-08 | ||
| 2021-10-22 holding as of filing | Welch Thomas Gordon 10% Owner | 3 | Warrant (Right to Buy) Derivative · Direct | Holding | $0.39 exercise price | 2021-10-22 | ||
| 2021-10-22 holding as of filing | Lambert Anne Barber 10% Owner | 3 | Warrant (Right to Buy) Derivative · Indirect · By spouse | Holding | $0.39 exercise price | 2021-10-22 | ||
| 2021-09-29 holding as of filing | Palikaras Georgios | Geddes Nadine Director, Officer (CEO and President), 10% Owner | 10% Owner | 3/A | Warrant (Right to Buy) Derivative · Direct · (m) | Holding | $0.39 exercise price | 2021-09-29 | ||
| 2021-07-08 holding as of filing | Palikaras Georgios Director, Officer (See Remarks), 10% Owner | 3 | Warrant (right to buy) Derivative · Direct · (m) | Holding | $0.39 exercise price | 2021-07-08 | ||
| 2021-07-08 holding as of filing | Ramkumar Ramamritham Director | 3 | Warrant (Right to Buy) Derivative · Indirect · (m) | Holding | $0.39 exercise price | 2021-07-08 | ||
| 2021-07-08 holding as of filing | Guitton Maurice Director | 3 | Warrant (Right to Buy) Derivative · Direct | Holding | $0.39 exercise price | 2021-07-08 | ||
| 2017-01-30 | McCabe Greg Director, 10% Owner | 4 | Warrants Derivative · Indirect · See Footnote | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −521,739 0 owned after | $1.40 exercise price | 2017-04-12 | |
| 2017-01-30 | McCabe Greg Director, 10% Owner | 4 | Warrants Derivative · Indirect · See Footnote | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,500,000 0 owned after | $1.00 exercise price | 2017-04-12 | |
| 2016-11-17 | Shockey Eunis Lorance Jr Director | 4 | Warrants Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +271,901 128,099 owned after | $0.50 exercise price | 2016-11-18 | |
| 2016-04-04 | McCabe Greg Director, 10% Owner | 4 | Warrants Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +1,500,000 1,500,000 owned after | $1.00 exercise price | 2016-07-29 | |
| 2015-07-28 | DULIN ROBERT KENNETH 10% Owner | 4 | Warrants Derivative · Indirect · See footnote | G Bona fide gift | −92,571 0 owned after | $1.75 exercise price | 2015-10-08 | |
| 2015-07-28 | DULIN ROBERT KENNETH 10% Owner | 4 | Warrants Derivative · Indirect · See footnote | G Bona fide gift | −92,571 0 owned after | $2.00 exercise price | 2015-10-08 | |
| 2015-07-28 | DULIN ROBERT KENNETH 10% Owner | 4 | Warrants Derivative · Indirect · See footnote | G Bona fide gift | −81,000 0 owned after | $1.75 exercise price | 2015-10-08 | |
| 2015-07-01 | DULIN ROBERT KENNETH 10% Owner | 4 | Warrants Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +250,000 250,000 owned after | $2.31 exercise price | 2015-07-06 | |
| 2015-06-30 | Shockey Eunis Lorance Jr Director | 4/A | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,000 120,000 owned after | $2.29 exercise price | 2015-08-20 | |
| 2015-06-30 | Shockey Eunis Lorance Jr Director | 4 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.29 exercise price | 2015-07-02 | |
| 2015-06-17 holding as of filing | G Mc Exploration, LLC 10% Owner | 3 | Warrants Derivative · Direct | Holding | $1.40 exercise price | 2015-06-17 | ||
| 2015-06-09 | DULIN ROBERT KENNETH 10% Owner | 4 | Warrants Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +46,957 46,957 owned after | $1.40 exercise price | 2015-07-06 | |
| 2015-06-09 | DULIN ROBERT KENNETH 10% Owner | 4 | Warrants Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +28,985 28,985 owned after | $1.40 exercise price | 2015-07-06 | |
| 2015-06-09 | DULIN ROBERT KENNETH 10% Owner | 4 | Warrants Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +40,580 40,580 owned after | $1.40 exercise price | 2015-07-06 | |
| 2015-06-09 | McCabe Greg | G Mc Exploration, LLC 10% Owner | 10% Owner | 4 | Warrants Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +521,739 643,695 owned after | $1.40 exercise price | 2015-06-11 | |
| 2015-06-09 | McCabe Greg | G Mc Exploration, LLC 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +86,956 643,695 owned after | $1.40 exercise price | 2015-06-11 | |
| 2015-05-04 | Shockey Eunis Lorance Jr Director | 4/A | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $0.50 exercise price | 2015-08-20 | |
| 2015-05-04 | DULIN ROBERT KENNETH 10% Owner | 4 | Warrants Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +125,000 125,000 owned after | $0.50 exercise price | 2015-07-06 | |
| 2015-05-04 | Shockey Eunis Lorance Jr Director | 4 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $0.50 exercise price | 2015-07-02 | |
| 2015-04-01 | DULIN ROBERT KENNETH 10% Owner | 4 | Warrants Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +135,000 135,000 owned after | $0.50 exercise price | 2015-07-06 | |
| 2014-12-17 | DULIN ROBERT KENNETH 10% Owner | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +150,000 150,000 owned after | $1.00 exercise price | 2014-12-19 | |
| 2014-04-14 holding as of filing | BARNEY JERRY D Director | 3/A | Series A Warrants Derivative · Indirect · See footnote | Holding | $2.00 exercise price | 2014-04-14 | ||
| 2014-04-14 holding as of filing | BARNEY JERRY D Director | 3/A | Series A Warrants Derivative · Indirect · See footnote | Holding | $2.00 exercise price | 2014-04-14 | ||
| 2013-11-07 holding as of filing | Shockey Eunis Lorance Jr Director | 3 | WARRANTS Derivative · Direct | Holding | $2.09 exercise price | 2013-11-07 | ||
| 2013-11-07 holding as of filing | BARNEY JERRY D Director | 3 | SERIES A WARRANTS Derivative · Indirect · SEE FOOTNOTE | Holding | $2.00 exercise price | 2013-11-07 | ||
| 2013-11-07 holding as of filing | BARNEY JERRY D Director | 3 | SERIES A WARRANTS Derivative · Indirect · SEE FOOTNOTE | Holding | $2.00 exercise price | 2013-11-07 | ||
| 2013-09-20 holding as of filing | McAndrew Willard Greer III Officer (Chief Operating Officer) | 3 | Warrants Derivative · Indirect · See Footnote | Holding | $2.09 exercise price | 2013-09-20 | ||
| 2013-09-04 | Lapinski Thomas Director, Officer (Chief Executive Officer), 10% Owner | 4 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +245,000 245,000 owned after | $2.00 exercise price | 2013-09-09 | |
| 2013-09-04 | Brda John A. Director, Officer (President), 10% Owner | 4 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +245,000 245,000 owned after | $2.00 exercise price | 2013-09-06 | |
| 2013-07-31 | DULIN ROBERT KENNETH 10% Owner | 4 | SERIES A WARRANTS Derivative · Indirect · SEE FOOTNOTE | P Open market or private purchase of non-derivative or derivative security | +10,800 10,800 owned after | $2.00 exercise price | 2013-08-01 | |
| 2013-07-31 | DULIN ROBERT KENNETH 10% Owner | 4 | SERIES A WARRANTS Derivative · Indirect · SEE FOOTNOTE | P Open market or private purchase of non-derivative or derivative security | +4,000 4,000 owned after | $2.00 exercise price | 2013-08-01 | |
| 2013-07-31 | DULIN ROBERT KENNETH 10% Owner | 4 | SERIES A WARRANTS Derivative · Indirect · SEE FOOTNOTE | P Open market or private purchase of non-derivative or derivative security | +4,000 4,000 owned after | $2.00 exercise price | 2013-08-01 | |
| 2013-07-09 holding as of filing | DULIN ROBERT KENNETH 10% Owner | 3 | WARRANTS Derivative · Indirect · SEE FOOTNOTE | Holding | $5.00 exercise price | 2013-07-09 | ||
| 2013-07-09 holding as of filing | DULIN ROBERT KENNETH 10% Owner | 3 | WARRANTS Derivative · Indirect · SEE FOOTNOTE | Holding | $5.00 exercise price | 2013-07-09 | ||
| 2013-07-09 holding as of filing | DULIN ROBERT KENNETH 10% Owner | 3 | WARRANTS Derivative · Indirect · SEE FOOTNOTE | Holding | $5.00 exercise price | 2013-07-09 | ||
| 2013-07-09 holding as of filing | DULIN ROBERT KENNETH 10% Owner | 3 | WARRANTS Derivative · Indirect · SEE FOOTNOTE | Holding | $1.75 exercise price | 2013-07-09 | ||
| 2013-07-09 holding as of filing | DULIN ROBERT KENNETH 10% Owner | 3 | WARRANTS Derivative · Indirect · SEE FOOTNOTE | Holding | $1.75 exercise price | 2013-07-09 | ||
| 2013-07-09 holding as of filing | DULIN ROBERT KENNETH 10% Owner | 3 | WARRANTS Derivative · Indirect · SEE FOOTNOTE | Holding | $1.75 exercise price | 2013-07-09 | ||
| 2013-07-09 holding as of filing | DULIN ROBERT KENNETH 10% Owner | 3 | WARRANTS Derivative · Indirect · SEE FOOTNOTE | Holding | $1.75 exercise price | 2013-07-09 | ||
| 2013-07-09 holding as of filing | DULIN ROBERT KENNETH 10% Owner | 3 | WARRANTS Derivative · Indirect · SEE FOOTNOTE | Holding | $1.75 exercise price | 2013-07-09 | ||
| 2012-12-18 | DULIN ROBERT KENNETH 10% Owner | 4 | SERIES A WARRANTS Derivative · Indirect · SEE FOOTNOTE | J Other acquisition or disposition (describe transaction) | +18,514 18,514 owned after | $2.00 exercise price | 2013-07-15 | |
| 2012-12-18 | DULIN ROBERT KENNETH 10% Owner | 4 | SERIES A WARRANTS Derivative · Indirect · SEE FOOTNOTE | J Other acquisition or disposition (describe transaction) | +2,000 2,000 owned after | $2.00 exercise price | 2013-07-15 | |
| 2012-12-18 | DULIN ROBERT KENNETH 10% Owner | 4 | SERIES A WARRANTS Derivative · Indirect · SEE FOOTNOTE | J Other acquisition or disposition (describe transaction) | +6,857 6,857 owned after | $2.00 exercise price | 2013-07-15 | |
| 2012-12-18 | DULIN ROBERT KENNETH 10% Owner | 4 | WARRANTS Derivative · Indirect · SEE FOOTNOTE | J Other acquisition or disposition (describe transaction) | +92,571 92,571 owned after | $1.75 exercise price | 2013-07-15 | |
| 2012-12-18 | DULIN ROBERT KENNETH 10% Owner | 4 | WARRANTS Derivative · Indirect · SEE FOOTNOTE | J Other acquisition or disposition (describe transaction) | +10,000 10,000 owned after | $1.75 exercise price | 2013-07-15 | |
| 2012-12-18 | DULIN ROBERT KENNETH 10% Owner | 4 | WARRANTS Derivative · Indirect · SEE FOOTNOTE | J Other acquisition or disposition (describe transaction) | +34,286 34,286 owned after | $1.75 exercise price | 2013-07-15 | |
| 2012-12-18 | DULIN ROBERT KENNETH 10% Owner | 4 | WARRANTS Derivative · Indirect · SEE FOOTNOTE | J Other acquisition or disposition (describe transaction) | +92,571 92,571 owned after | $2.00 exercise price | 2013-07-15 | |
| 2012-12-18 | DULIN ROBERT KENNETH 10% Owner | 4 | WARRANTS Derivative · Indirect · SEE FOOTNOTE | J Other acquisition or disposition (describe transaction) | +10,000 10,000 owned after | $2.00 exercise price | 2013-07-15 | |
| 2012-12-18 | DULIN ROBERT KENNETH 10% Owner | 4 | WARRANTS Derivative · Indirect · SEE FOOTNOTE | J Other acquisition or disposition (describe transaction) | +34,286 34,286 owned after | $2.00 exercise price | 2013-07-15 |