Meta Materials Inc. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows, 22 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-12-20: Reporting owner Welch Thomas Gordon | Lambert Anne Barber; Form 4; Security Exchangeable Shares; Transaction G Bona fide gift.
- 2022-12-20: Reporting owner Welch Thomas Gordon | Lambert Anne Barber; Form 4; Security Exchangeable Shares; Transaction G Bona fide gift.
- 2022-10-25: Reporting owner Welch Thomas Gordon | Lambert Anne Barber; Form 4; Security Exchangeable Shares; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2022-10-04: Reporting owner Lambert Anne Barber | Welch Thomas Gordon; Form 4; Security Exchangeable Shares; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-12-20 | Welch Thomas Gordon | Lambert Anne Barber 10% Owner | 10% Owner | 4 | Exchangeable Shares Derivative · Direct · (m) | G Bona fide gift | −1,350,000 18,364,309 owned after | no price filed | 2022-12-22 | |
| 2022-12-20 | Welch Thomas Gordon | Lambert Anne Barber 10% Owner | 10% Owner | 4 | Exchangeable Shares Derivative · Indirect · (m) | G Bona fide gift | +1,350,000 18,364,309 owned after | no price filed | 2022-12-22 | |
| 2022-10-25 | Welch Thomas Gordon | Lambert Anne Barber 10% Owner | 10% Owner | 4 | Exchangeable Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500,000 19,714,309 owned after | no price filed | 2022-10-27 | |
| 2022-10-04 | Lambert Anne Barber | Welch Thomas Gordon 10% Owner | 10% Owner | 4 | Exchangeable Shares Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500,000 0 owned after | no price filed | 2022-10-06 | |
| 2022-10-03 | Lambert Anne Barber | Welch Thomas Gordon 10% Owner | 10% Owner | 4 | Exchangeable Shares Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000,000 18,941,239 owned after | no price filed | 2022-10-06 | |
| 2022-09-16 | Lambert Anne Barber | Welch Thomas Gordon 10% Owner | 10% Owner | 4 | Exchangeable Shares Derivative · Indirect · (m) | G Bona fide gift | −500,000 19,941,239 owned after | $0.00 | 2022-10-06 | |
| 2022-09-16 | Lambert Anne Barber | Welch Thomas Gordon 10% Owner | 10% Owner | 4 | Exchangeable Shares Derivative · Indirect · (m) | G Bona fide gift | +500,000 1,500,000 owned after | $0.00 | 2022-10-06 | |
| 2022-09-12 | Lambert Anne Barber | Welch Thomas Gordon 10% Owner | 10% Owner | 4 | Exchangeable Shares Derivative · Direct · (m) | G Bona fide gift | −1,000,000 20,214,309 owned after | $0.00 | 2022-10-06 | |
| 2022-09-12 | Lambert Anne Barber | Welch Thomas Gordon 10% Owner | 10% Owner | 4 | Exchangeable Shares Derivative · Indirect · (m) | G Bona fide gift | +1,000,000 1,000,000 owned after | $0.00 | 2022-10-06 | |
| 2022-08-15 holding as of filing | Geddes Nadine | Palikaras Georgios 10% Owner | Director, Officer (CEO and President), 10% Owner | 3/A | Exchangeable Shares Derivative · Direct · (m) | Holding | no price filed | 2022-08-15 | ||
| 2022-08-15 holding as of filing | Geddes Nadine | Palikaras Georgios 10% Owner | Director, Officer (CEO and President), 10% Owner | 3/A | Exchangeable Shares Derivative · Indirect · (m) | Holding | no price filed | 2022-08-15 | ||
| 2022-08-15 holding as of filing | Geddes Nadine | Palikaras Georgios 10% Owner | Director, Officer (CEO and President), 10% Owner | 3/A | Exchangeable Shares Derivative · Indirect · (m) | Holding | no price filed | 2022-08-15 | ||
| 2022-01-27 | Lambert Anne Barber | Welch Thomas Gordon 10% Owner | 10% Owner | 4 | Exchangeable Shares Derivative · Indirect · By Spouse | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000,000 18,941,239 owned after | no price filed | 2022-02-15 | |
| 2022-01-25 | Welch Thomas Gordon 10% Owner | 4 | Exchangeable Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500,000 20,941,239 owned after | no price filed | 2022-02-11 | |
| 2021-12-08 holding as of filing | Lambert Anne Barber | Welch Thomas Gordon 10% Owner | 10% Owner | 3/A | Exchangeable Shares Derivative · Direct · (m) | Holding | no price filed | 2021-12-08 | ||
| 2021-12-08 holding as of filing | Lambert Anne Barber | Welch Thomas Gordon 10% Owner | 10% Owner | 3/A | Exchangeable Shares Derivative · Indirect · (m) | Holding | no price filed | 2021-12-08 | ||
| 2021-11-24 | Welch Thomas Gordon | Lambert Anne Barber 10% Owner | 10% Owner | 4 | Exchangeable Shares Derivative · Indirect · (m) | G Bona fide gift | −200,000 22,441,239 owned after | no price filed | 2021-12-09 | |
| 2021-11-24 | Welch Thomas Gordon | Lambert Anne Barber 10% Owner | 10% Owner | 4 | Exchangeable Shares Derivative · Indirect · (m) | G Bona fide gift | +200,000 22,441,239 owned after | no price filed | 2021-12-09 | |
| 2021-11-19 | Welch Thomas Gordon | Lambert Anne Barber 10% Owner | 10% Owner | 4 | Exchangeable Shares Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500,000 22,941,239 owned after | no price filed | 2021-12-09 | |
| 2021-11-17 | Welch Thomas Gordon | Lambert Anne Barber 10% Owner | 10% Owner | 4 | Exchangeable Shares Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −600,000 22,714,309 owned after | no price filed | 2021-12-09 | |
| 2021-11-15 | Welch Thomas Gordon | Lambert Anne Barber 10% Owner | 10% Owner | 4 | Exchangeable Shares Derivative · Direct · (m) | G Bona fide gift | −200,000 23,314,309 owned after | no price filed | 2021-12-09 | |
| 2021-11-15 | Welch Thomas Gordon | Lambert Anne Barber 10% Owner | 10% Owner | 4 | Exchangeable Shares Derivative · Indirect · (m) | G Bona fide gift | +200,000 23,314,309 owned after | no price filed | 2021-12-09 |