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Meta Materials Inc. Forms 3, 4 and 5: Stock Options

Meta Materials Inc. Forms 3, 4 and 5: Stock Options

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 96 rows, 96 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2023-11-22: Reporting owner Sasson Uzi; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2023-11-22: Reporting owner Shebl Ahmed; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
  • 2023-11-22: Reporting owner Shebl Ahmed; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
  • 2023-11-22: Reporting owner Shebl Ahmed; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2023-11-22Sasson Uzi
Officer (CEO)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,500,000
2,500,000 owned after
$0.08
exercise price
2023-11-27
2023-11-22
holding as of filing
Shebl Ahmed
Officer (CAO and Interim CFO)
3Stock Option (Right to Buy)
Derivative · Direct
Holding$0.27
exercise price
2023-11-22
2023-11-22
holding as of filing
Shebl Ahmed
Officer (CAO and Interim CFO)
3Stock Option (Right to Buy)
Derivative · Direct
Holding$1.58
exercise price
2023-11-22
2023-11-22
holding as of filing
Shebl Ahmed
Officer (CAO and Interim CFO)
3Stock Option (Right to Buy)
Derivative · Direct
Holding$1.58
exercise price
2023-11-22
2023-10-26Cheraso Jennifer K.
Officer (Chief Human Resources Officer)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+320,000
320,000 owned after
$0.15
exercise price
2023-10-27
2023-07-12Eaton David Daniel
Officer (Chief Legal Officer)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+320,000
320,000 owned after
$0.19
exercise price
2023-07-14
2023-07-03Sasson Uzi
Officer (CFO and COO)
4/AStock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,236,807
1,236,807 owned after
$0.20
exercise price
2023-07-18
2023-07-03Sasson Uzi
Officer (CFO and COO)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,236,807
1,236,807 owned after
$0.20
exercise price
2023-07-06
2023-04-26Sasson Uzi
Officer (See Remarks)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+300,000
300,000 owned after
$0.19
exercise price
2023-04-28
2023-04-20Waldern Jonathan
Officer (Chief Technology Officer)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,161,696
1,161,696 owned after
$0.20
exercise price
2023-05-04
2022-11-11RICE KENNETH L JR
Officer (See remarks)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+68,830
68,830 owned after
$1.31
exercise price
2022-11-14
2022-11-11Waldern Jonathan
Officer (Chief Technology Officer)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+904,826
904,826 owned after
$1.31
exercise price
2022-11-14
2022-10-21Waldern Jonathan
Officer (Chief Technology Officer)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+902,394
902,394 owned after
$0.89
exercise price
2022-11-01
2022-08-15
holding as of filing
Geddes Nadine | Palikaras Georgios
10% Owner | Director, Officer (CEO and President), 10% Owner
3/AStock Option (Right to Buy)
Derivative · Direct · (m)
Holding$0.27
exercise price
2022-08-15
2022-08-15
holding as of filing
Geddes Nadine | Palikaras Georgios
10% Owner | Director, Officer (CEO and President), 10% Owner
3/AStock Option (Right to Buy)
Derivative · Direct · (m)
Holding$0.27
exercise price
2022-08-15
2022-08-15
holding as of filing
Geddes Nadine | Palikaras Georgios
10% Owner | Director, Officer (CEO and President), 10% Owner
3/AStock Option (Right to Buy)
Derivative · Indirect · (m)
Holding$0.27
exercise price
2022-08-15
2022-08-15
holding as of filing
Geddes Nadine | Palikaras Georgios
10% Owner | Director, Officer (CEO and President), 10% Owner
3/AStock Option (Right to Buy)
Derivative · Indirect · (m)
Holding$0.27
exercise price
2022-08-15
2022-06-27Waldern Jonathan
Officer (Chief Technology Officer)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+741,987
741,987 owned after
$1.51
exercise price
2022-06-29
2022-06-27RICE KENNETH L JR
Officer (See Remarks)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+41,759
41,759 owned after
$1.17
exercise price
2022-06-29
2022-05-10Waldern Jonathan
Officer (Chief Technology Officer)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+662,603
4,145,188 owned after
$1.58
exercise price
2022-05-12
2022-05-10RICE KENNETH L JR
Officer (See Remarks)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+110,252
881,463 owned after
$1.21
exercise price
2022-05-12
2022-03-18Waldern Jonathan
Officer (Chief Technology Officer)
4/AStock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−171,432
1,414,305 owned after
$0.272022-03-25
2022-03-18Waldern Jonathan
Officer (Chief Technology Officer)
4Stock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−171,432
1,414,305 owned after
$0.272022-03-22
2022-03-03RICE KENNETH L JR
Officer (See Remarks)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+217,711
771,211 owned after
$1.582022-05-12
2022-03-03Palikaras Georgios
Director, Officer (CEO and President)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+696,675
2,172,676 owned after
$1.582022-05-12
2022-03-03Waldern Jonathan
Officer (Chief Technology Officer)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+174,169
3,482,585 owned after
$1.582022-05-12
2022-02-15Waldern Jonathan
Officer (Chief Technology Officer)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+699,457
2,133,762 owned after
$1.972022-05-12
2022-02-15Waldern Jonathan
Officer (Chief Technology Officer)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+702,048
2,815,810 owned after
$1.972022-05-12
2022-02-15Waldern Jonathan
Officer (Chief Technology Officer)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+492,606
3,308,416 owned after
$1.972022-05-12
2021-11-19Geddes Nadine | Palikaras Georgios
10% Owner | Director, Officer (CEO and President), 10% Owner
4Stock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−151,709
0 owned after
$0.272021-11-26
2021-11-19Geddes Nadine | Palikaras Georgios
10% Owner | Director, Officer (CEO and President), 10% Owner
4Stock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,476,000
1,476,000 owned after
$0.272021-11-26
2021-11-18Waldern Jonathan
Officer (Chief Technical Officer)
4Stock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−471,438
1,585,737 owned after
$0.272021-11-29
2021-09-29
holding as of filing
Palikaras Georgios | Geddes Nadine
Director, Officer (CEO and President), 10% Owner | 10% Owner
3/AStock Option (Right to Buy)
Derivative · Direct · (m)
Holding$0.27
exercise price
2021-09-29
2021-09-29
holding as of filing
Palikaras Georgios | Geddes Nadine
Director, Officer (CEO and President), 10% Owner | 10% Owner
3/AStock Option (Right to Buy)
Derivative · Direct · (m)
Holding$0.27
exercise price
2021-09-29
2021-09-29
holding as of filing
Palikaras Georgios | Geddes Nadine
Director, Officer (CEO and President), 10% Owner | 10% Owner
3/AStock Option (Right to Buy)
Derivative · Indirect · (m)
Holding$0.27
exercise price
2021-09-29
2021-09-29
holding as of filing
Palikaras Georgios | Geddes Nadine
Director, Officer (CEO and President), 10% Owner | 10% Owner
3/AStock Option (Right to Buy)
Derivative · Indirect · (m)
Holding$0.27
exercise price
2021-09-29
2021-07-08
holding as of filing
Palikaras Georgios
Director, Officer (See Remarks), 10% Owner
3Stock Option (Right to Buy)
Derivative · Direct · (m)
Holding$0.27
exercise price
2021-07-08
2021-07-08
holding as of filing
Palikaras Georgios
Director, Officer (See Remarks), 10% Owner
3Stock Option (Right to Buy)
Derivative · Direct · (m)
Holding$0.27
exercise price
2021-07-08
2021-07-08
holding as of filing
Palikaras Georgios
Director, Officer (See Remarks), 10% Owner
3Stock Option (Right to Buy)
Derivative · Indirect · (m)
Holding$0.27
exercise price
2021-07-08
2021-07-08
holding as of filing
Palikaras Georgios
Director, Officer (See Remarks), 10% Owner
3Stock Option (Right to Buy)
Derivative · Indirect · (m)
Holding$0.27
exercise price
2021-07-08
2021-07-08
holding as of filing
Christilaw Allison
Director
3Stock Option (Right to Buy)
Derivative · Direct
Holding$0.27
exercise price
2021-07-08
2021-07-08
holding as of filing
LESLIE ERIC M
Director
3Stock Option (Right to Buy)
Derivative · Direct
Holding$0.27
exercise price
2021-07-08
2021-07-08
holding as of filing
LESLIE ERIC M
Director
3Stock Option (Right to Buy)
Derivative · Direct
Holding$0.27
exercise price
2021-07-08
2021-07-08
holding as of filing
LESLIE ERIC M
Director
3Stock Option (Right to Buy)
Derivative · Direct
Holding$0.27
exercise price
2021-07-08
2021-07-08
holding as of filing
RICE KENNETH L JR
Officer (See Remarks)
3Stock Option (Right to Buy)
Derivative · Direct
Holding$0.27
exercise price
2021-07-08
2021-07-08
holding as of filing
Waldern Jonathan
Officer (Chief Technical Officer)
3Stock Option (Right to Buy)
Derivative · Direct
Holding$0.27
exercise price
2021-07-08
2021-07-08
holding as of filing
Karsbo Steen
Director
3Stock Option (Right to Buy)
Derivative · Direct
Holding$0.27
exercise price
2021-07-08
2021-07-08
holding as of filing
Ramkumar Ramamritham
Director
3Stock Option (Right to Buy)
Derivative · Direct · (m)
Holding$0.27
exercise price
2021-07-08
2021-07-08
holding as of filing
Ramkumar Ramamritham
Director
3Stock Option (Right to Buy)
Derivative · Direct · (m)
Holding$0.27
exercise price
2021-07-08
2021-07-08
holding as of filing
Guitton Maurice
Director
3Stock Option (Right to Buy)
Derivative · Direct
Holding$0.27
exercise price
2021-07-08
2021-07-08
holding as of filing
Guitton Maurice
Director
3Stock Option (Right to Buy)
Derivative · Direct
Holding$0.27
exercise price
2021-07-08
2021-07-08
holding as of filing
Guitton Maurice
Director
3Stock Option (Right to Buy)
Derivative · Direct
Holding$0.27
exercise price
2021-07-08
2021-06-22ZYNGIER ALEXANDRE
Director
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−200,000
0 owned after
$0.85
exercise price
2021-06-23
2021-06-22ZYNGIER ALEXANDRE
Director
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−200,000
0 owned after
$1.19
exercise price
2021-06-23
2021-06-22ZYNGIER ALEXANDRE
Director
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−200,000
0 owned after
$1.10
exercise price
2021-06-23
2021-06-22GRAVES MICHAEL JAMES
Director
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−200,000
0 owned after
$0.85
exercise price
2021-06-23
2021-06-22GRAVES MICHAEL JAMES
Director
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−200,000
0 owned after
$1.19
exercise price
2021-06-23
2021-06-22GRAVES MICHAEL JAMES
Director
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−200,000
0 owned after
$1.10
exercise price
2021-06-23
2021-06-17COOK ROBERT LANCE
Director
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−200,000
0 owned after
$0.85
exercise price
2021-06-21
2021-06-17COOK ROBERT LANCE
Director
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−100,000
0 owned after
$1.19
exercise price
2021-06-21
2020-07-15WURTELE ROGER N
Officer (Chief Financial Officer)
4Stock Options
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+375,000
375,000 owned after
$0.50
exercise price
2020-08-17
2020-07-15WURTELE ROGER N
Officer (Chief Financial Officer)
4Stock Options
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+375,000
375,000 owned after
$1.00
exercise price
2020-08-17
2020-07-15Brda John A.
Director, Officer (President and CEO)
4Stock Options
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+375,000
375,000 owned after
$0.50
exercise price
2020-08-17
2020-07-15Brda John A.
Director, Officer (President and CEO)
4Stock Options
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,875,000
1,875,000 owned after
$1.00
exercise price
2020-08-17
2019-11-13GRAVES MICHAEL JAMES
Director
4Stock Options
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+200,000
200,000 owned after
$0.85
exercise price
2019-11-19
2019-11-13ZYNGIER ALEXANDRE
Director
4Stock Options
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+200,000
200,000 owned after
$0.85
exercise price
2019-11-19
2019-11-13COOK ROBERT LANCE
Director
4Stock Options
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+200,000
200,000 owned after
$0.85
exercise price
2019-11-18
2019-02-07COOK ROBERT LANCE
Director
4Stock Options
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+100,000
100,000 owned after
$1.19
exercise price
2019-02-20
2018-08-16ZYNGIER ALEXANDRE
Director
4Stock Options
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+200,000
200,000 owned after
$1.19
exercise price
2018-08-20
2018-08-16NEWTON ROBERT DAVID
Director
4Stock Options
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+200,000
200,000 owned after
$1.19
exercise price
2018-08-20
2018-08-16GRAVES MICHAEL JAMES
Director
4Stock Options
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+200,000
200,000 owned after
$1.19
exercise price
2018-08-20
2017-08-17GRAVES MICHAEL JAMES
Director
4Stock Options
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+200,000
200,000 owned after
$1.10
exercise price
2017-08-28
2017-08-17NEWTON ROBERT DAVID
Director
4Stock Options
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+200,000
200,000 owned after
$1.10
exercise price
2017-08-21
2017-08-17KIMBROUGH ERNEST SCOTT
Director
4Stock Options
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+200,000
200,000 owned after
$1.10
exercise price
2017-08-21
2017-08-17ZYNGIER ALEXANDRE
Director
4Stock Options
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+200,000
200,000 owned after
$1.10
exercise price
2017-08-21
2017-06-19NEWTON ROBERT DAVID
Director
4Stock Options
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+29,013
29,013 owned after
$1.63
exercise price
2017-06-21
2017-06-19KIMBROUGH ERNEST SCOTT
Director
4Stock Options
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+29,013
29,013 owned after
$1.63
exercise price
2017-06-21
2016-11-03KIMBROUGH ERNEST SCOTT
Director
4Stock Options
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+129,871
129,871 owned after
$0.97
exercise price
2016-11-18
2016-11-03NEWTON ROBERT DAVID
Director
4Stock Options
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+129,871
129,871 owned after
$0.97
exercise price
2016-11-16
2016-10-05McAndrew Willard Greer III
Other (Former Officer and Director)
4Employee Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−250,000
2,000,000 owned after
$1.57
exercise price
2016-10-07
2016-10-05McAndrew Willard Greer III
Other (Former Officer and Director)
4Employee Stock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−502,837
1,497,163 owned after
$1.57
exercise price
2016-10-07
2015-06-11McAndrew Willard Greer III
Officer (Chief Operating Officer)
4Stock Options
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,000,000
3,000,000 owned after
$1.57
exercise price
2015-06-16
2015-06-11WURTELE ROGER N
Officer (Chief Financial Officer)
4Stock Options
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,500,000
1,500,000 owned after
$1.57
exercise price
2015-06-16
2015-06-11Brda John A.
Officer (President and CEO)
4Stock Options
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,000,000
3,000,000 owned after
$1.57
exercise price
2015-06-16
2015-05-28G Mc Exploration, LLC | McCabe Greg
10% Owner | 10% Owner
4/AOptions (right to buy)
Derivative · Direct · (m)
J Other acquisition or disposition (describe transaction)−310,000
321,250 owned after
$0.36
exercise price
2017-04-12
2015-05-28G Mc Exploration, LLC | McCabe Greg
10% Owner | 10% Owner
4/AOptions (right to buy)
Derivative · Indirect · (m)
J Other acquisition or disposition (describe transaction)+310,000
310,000 owned after
$0.36
exercise price
2017-04-12
2015-05-28G Mc Exploration, LLC | McCabe Greg
10% Owner | 10% Owner
4/AOptions (right to buy)
Derivative · Direct · (m)
X Exercise of in-the-money or at-the-money derivative security−321,250
0 owned after
$0.36
exercise price
2017-04-12
2015-05-28G Mc Exploration, LLC | McCabe Greg
10% Owner | 10% Owner
4/AOptions (right to buy)
Derivative · Indirect · (m)
X Exercise of in-the-money or at-the-money derivative security−310,000
0 owned after
$0.36
exercise price
2017-04-12
2015-05-28McCabe Greg | G Mc Exploration, LLC
10% Owner | 10% Owner
4Options (right to buy)
Derivative · Direct · (m)
X Exercise of in-the-money or at-the-money derivative security−631,250
0 owned after
$0.36
exercise price
2015-06-11
2015-05-27
holding as of filing
McCabe Greg
10% Owner
3Options (right to buy)
Derivative · Direct
Holding$0.36
exercise price
2015-05-27
2013-10-10WURTELE ROGER N
Officer (CHIEF FINANCIAL OFFICER)
4STOCK OPTIONS
Derivative · Direct · (m)
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+300,000
300,000 owned after
$2.09
exercise price
2013-10-15
2013-10-10WURTELE ROGER N
Officer (CHIEF FINANCIAL OFFICER)
4STOCK OPTIONS
Derivative · Direct · (m)
G Bona fide gift−300,000
0 owned after
$2.09
exercise price
2013-10-15
2013-10-10WURTELE ROGER N
Officer (CHIEF FINANCIAL OFFICER)
4STOCK OPTIONS
Derivative · Indirect · (m)
G Bona fide gift+300,000
300,000 owned after
$2.09
exercise price
2013-10-15
2013-09-09McAndrew Willard Greer III
Officer (CHIEF OPERATING OFFICER)
4STOCK OPTIONS
Derivative · Direct · (m)
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,500,000
1,500,000 owned after
$2.09
exercise price
2013-10-15
2013-09-09McAndrew Willard Greer III
Officer (CHIEF OPERATING OFFICER)
4STOCK OPTIONS
Derivative · Direct · (m)
G Bona fide gift−1,500,000
0 owned after
$2.09
exercise price
2013-10-15
2013-09-09McAndrew Willard Greer III
Officer (CHIEF OPERATING OFFICER)
4STOCK OPTIONS
Derivative · Indirect · (m)
G Bona fide gift+1,500,000
1,500,000 owned after
$2.09
exercise price
2013-10-15