Meta Materials Inc. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows, 22 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-02-01: Reporting owner McCabe Greg; Form 4; Security 6% Convertible Promissory Note; Transaction C Conversion of derivative security.
- 2021-02-01: Reporting owner McCabe Greg; Form 4; Security 6% Convertible Promissory Note; Transaction C Conversion of derivative security.
- 2020-12-30: Reporting owner McCabe Greg; Form 4; Security 6% Convertible Promissory Note; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-09-18: Reporting owner McCabe Greg; Form 4; Security 6% Convertible Promissory Note; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-02-01 | McCabe Greg Director, 10% Owner | 4 | 6% Convertible Promissory Note Derivative · Direct · (m) | C Conversion of derivative security | 0 owned after | $1.00 exercise price | 2021-04-06 | |
| 2021-02-01 | McCabe Greg Director, 10% Owner | 4 | 6% Convertible Promissory Note Derivative · Indirect · (m) | C Conversion of derivative security | 0 owned after | $0.38 exercise price | 2021-04-06 | |
| 2020-12-30 | McCabe Greg Director, 10% Owner | 4 | 6% Convertible Promissory Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $1.00 exercise price | 2021-01-12 | ||
| 2020-09-18 | McCabe Greg Director, 10% Owner | 4 | 6% Convertible Promissory Note Derivative · Indirect · See footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | 0 owned after | $0.38 exercise price | 2020-10-13 | |
| 2015-09-30 | DULIN ROBERT KENNETH 10% Owner | 4 | Promissory Note Derivative · Indirect · See footnote | C Conversion of derivative security | −1 1 owned after | $0.25 exercise price | 2015-10-08 | |
| 2015-04-01 | DULIN ROBERT KENNETH 10% Owner | 4 | Promissory Note Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +1 1 owned after | $0.25 exercise price | 2015-07-06 | |
| 2014-04-14 holding as of filing | BARNEY JERRY D Director | 3/A | 12% Series A Convertible Promissory Note Derivative · Indirect · See footnote | Holding | $1.75 exercise price | 2014-04-14 | ||
| 2014-04-14 holding as of filing | BARNEY JERRY D Director | 3/A | 12% Series A Convertible Promissory Note Derivative · Indirect · See footnote | Holding | $1.75 exercise price | 2014-04-14 | ||
| 2014-04-07 | BARNEY JERRY D Director | 4 | 12% Series A Convertible Promissory Note Derivative · Indirect · See footnotes. | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1 0 owned after | $1.75 exercise price | 2014-04-15 | |
| 2014-04-07 | BARNEY JERRY D Director | 4 | 12% Series A Convertible Promissory Note Derivative · Indirect · See footnotes. | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1 0 owned after | $1.75 exercise price | 2014-04-15 | |
| 2013-11-07 holding as of filing | BARNEY JERRY D Director | 3 | 12% SERIES A CONVERTIBLE PROMISSORY NOTE Derivative · Indirect · SEE FOOTNOTE | Holding | $1.75 exercise price | 2013-11-07 | ||
| 2013-11-07 holding as of filing | BARNEY JERRY D Director | 3 | 12% SERIES A CONVERTIBLE PROMISSORY NOTE Derivative · Indirect · SEE FOOTNOTE | Holding | $1.75 exercise price | 2013-11-07 | ||
| 2013-07-31 | DULIN ROBERT KENNETH 10% Owner | 4 | 12% SERIES A CONVERTIBLE PROMISSORY NOTE Derivative · Indirect · SEE FOOTNOTE | P Open market or private purchase of non-derivative or derivative security | +1 1 owned after | $1.75 exercise price | 2013-08-01 | |
| 2013-07-31 | DULIN ROBERT KENNETH 10% Owner | 4 | 12% SERIES A CONVERTIBLE PROMISSORY NOTE Derivative · Indirect · SEE FOOTNOTE | P Open market or private purchase of non-derivative or derivative security | +1 1 owned after | $1.75 exercise price | 2013-08-01 | |
| 2013-07-31 | DULIN ROBERT KENNETH 10% Owner | 4 | 12% SERIES A CONVERTIBLE PROMISSORY NOTE Derivative · Indirect · SEE FOOTNOTE | P Open market or private purchase of non-derivative or derivative security | +1 1 owned after | $1.75 exercise price | 2013-08-01 | |
| 2013-07-09 holding as of filing | DULIN ROBERT KENNETH 10% Owner | 3 | CONVERTIBLE PROMISSORY NOTE Derivative · Indirect · SEE FOOTNOTE | Holding | $1.75 exercise price | 2013-07-09 | ||
| 2013-07-09 holding as of filing | DULIN ROBERT KENNETH 10% Owner | 3 | CONVERTIBLE PROMISSORY NOTE Derivative · Indirect · SEE FOOTNOTE | Holding | $1.75 exercise price | 2013-07-09 | ||
| 2012-12-18 | DULIN ROBERT KENNETH 10% Owner | 4 | CONVERTIBLE PROMISSORY NOTE Derivative · Indirect · SEE FOOTNOTE | J Other acquisition or disposition (describe transaction) | −1 0 owned after | $1.75 exercise price | 2013-07-15 | |
| 2012-12-18 | DULIN ROBERT KENNETH 10% Owner | 4 | CONVERTIBLE PROMISSORY NOTE Derivative · Indirect · SEE FOOTNOTE | J Other acquisition or disposition (describe transaction) | −1 0 owned after | $1.75 exercise price | 2013-07-15 | |
| 2012-12-18 | DULIN ROBERT KENNETH 10% Owner | 4 | 12% SERIES A CONVERTIBLE PROMISSORY NOTE Derivative · Indirect · SEE FOOTNOTE | J Other acquisition or disposition (describe transaction) | +1 1 owned after | $1.75 exercise price | 2013-07-15 | |
| 2012-12-18 | DULIN ROBERT KENNETH 10% Owner | 4 | 12% SERIES A CONVERTIBLE PROMISSORY NOTE Derivative · Indirect · SEE FOOTNOTE | J Other acquisition or disposition (describe transaction) | +1 1 owned after | $1.75 exercise price | 2013-07-15 | |
| 2012-12-18 | DULIN ROBERT KENNETH 10% Owner | 4 | 12% SERIES A CONVERTIBLE PROMISSORY NOTE Derivative · Indirect · SEE FOOTNOTE | J Other acquisition or disposition (describe transaction) | +1 1 owned after | $1.75 exercise price | 2013-07-15 |