Meta Materials Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows, 10 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-12-08: Reporting owner Lambert Anne Barber | Welch Thomas Gordon; Form 3/A; Security Series A Non-Voting Preferred Stock; Transaction Holding.
- 2021-11-29: Reporting owner Welch Thomas Gordon | Lambert Anne Barber; Form 4; Security Series A Non-Voting Preferred Stock; Transaction S Open market or private sale of non-derivative or derivative security.
- 2016-06-08: Reporting owner McCabe Greg; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2016-06-08: Reporting owner McCabe Greg; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-12-08 holding as of filing | Lambert Anne Barber | Welch Thomas Gordon 10% Owner | 10% Owner | 3/A | Series A Non-Voting Preferred Stock Non-derivative · Direct | Holding | 30,000 owned after | no price filed | 2021-12-08 | |
| 2021-11-29 | Welch Thomas Gordon | Lambert Anne Barber 10% Owner | 10% Owner | 4 | Series A Non-Voting Preferred Stock Non-derivative · Direct · (m) | S Open market or private sale of non-derivative or derivative security | −30,000 0 owned after | $1.75 | 2021-12-09 | |
| 2016-06-08 | McCabe Greg Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −30,000 0 owned after | $100.00 | 2016-07-29 | |
| 2016-06-08 | McCabe Greg Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −5,000 0 owned after | $100.00 | 2016-07-29 | |
| 2015-06-17 holding as of filing | G Mc Exploration, LLC 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Direct | Holding | $1.15 exercise price | 2015-06-17 | ||
| 2015-06-09 | DULIN ROBERT KENNETH 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +2,700 2,700 owned after | $100.00 | 2015-07-06 | |
| 2015-06-09 | DULIN ROBERT KENNETH 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +1,667 1,667 owned after | $100.00 | 2015-07-06 | |
| 2015-06-09 | DULIN ROBERT KENNETH 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +2,333 2,333 owned after | $100.00 | 2015-07-06 | |
| 2015-06-09 | McCabe Greg | G Mc Exploration, LLC 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +30,000 643,695 owned after | $100.00 | 2015-06-11 | |
| 2015-06-09 | McCabe Greg | G Mc Exploration, LLC 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +5,000 643,695 owned after | $100.00 | 2015-06-11 |