L 3 COMMUNICATIONS HOLDINGS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows in 2002. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2002-09-06: Reporting owner SCHAFER CHARLES J; Form 4; Security 10/25/99 Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2002-09-05: Reporting owner Paresi Joseph; Form 4; Security 01/19/99 Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2002-08-29: Reporting owner SCHAFER CHARLES J; Form 4; Security 08/31/98 Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2002-08-29: Reporting owner SCHAFER CHARLES J; Form 4; Security 10/25/99 Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2002-09-06 | SCHAFER CHARLES J Officer (SR VP and Pres. -- Prods. Grp.) | 4 | 10/25/99 Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +12,000 15,000 owned after | $18.75 exercise price | 2006-08-09 | |
| 2002-09-05 | Paresi Joseph Officer (VP - Product Devel) | 4 | 01/19/99 Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 0 owned after | $20.25 exercise price | 2006-08-09 | |
| 2002-08-29 | SCHAFER CHARLES J Officer (SR VP and Pres. -- Prods. Grp.) | 4 | 08/31/98 Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +7,000 0 owned after | $11.00 exercise price | 2006-08-09 | |
| 2002-08-29 | SCHAFER CHARLES J Officer (SR VP and Pres. -- Prods. Grp.) | 4 | 10/25/99 Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,000 27,000 owned after | $18.75 exercise price | 2006-08-09 | |
| 2002-03-25 | LANZA FRANK C Director, Officer (Chairman and CEO) | 4 | 3/25/02 Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $53.75 exercise price | 2006-08-09 | |
| 2002-03-25 | LAPENTA ROBERT V Director, Officer (President and CFO) | 4 | 3/25/02 Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $53.75 exercise price | 2006-08-09 |