KIOR INC Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 52 rows, 52 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-05-22: Reporting owner Khosla Ventures III, L.P. | VK Services, LLC | Khosla Ventures II, L.P. | Khosla Ventures Associates II, LLC | Khosla Ventures Associates III, LLC | KHOSLA VINOD; Form 4; Security Class A Common Stock Warrants (right to buy); Transaction J Other acquisition or disposition (describe transaction).
- 2014-04-03: Reporting owner Khosla Ventures Associates II, LLC | VK Services, LLC | Khosla Ventures Associates III, LLC | KHOSLA VINOD | Khosla Ventures II, L.P. | Khosla Ventures III, L.P.; Form 4; Security Class A Common Stock Warrants (right to buy); Transaction J Other acquisition or disposition (describe transaction).
- 2014-03-18: Reporting owner VK Services, LLC | Khosla Ventures Associates III, LLC | Khosla Ventures III, L.P. | Khosla Ventures II, L.P. | Khosla Ventures Associates II, LLC | KHOSLA VINOD; Form 4; Security Class A Common Stock Warrants (right to buy); Transaction J Other acquisition or disposition (describe transaction).
- 2014-03-18: Reporting owner VK Services, LLC | Khosla Ventures Associates III, LLC | Khosla Ventures III, L.P. | Khosla Ventures II, L.P. | Khosla Ventures Associates II, LLC | KHOSLA VINOD; Form 4; Security Class A Common Stock Warrants (right to buy); Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-05-22 | Khosla Ventures III, L.P. | VK Services, LLC | Khosla Ventures II, L.P. | Khosla Ventures Associates II, LLC | Khosla Ventures Associates III, LLC | KHOSLA VINOD 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class A Common Stock Warrants (right to buy) Derivative · Indirect · By family trust | J Other acquisition or disposition (describe transaction) | +872,600 872,600 owned after | $0.57 exercise price | 2014-05-27 | |
| 2014-04-03 | Khosla Ventures Associates II, LLC | VK Services, LLC | Khosla Ventures Associates III, LLC | KHOSLA VINOD | Khosla Ventures II, L.P. | Khosla Ventures III, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class A Common Stock Warrants (right to buy) Derivative · Indirect · By family trust | J Other acquisition or disposition (describe transaction) | +872,600 872,600 owned after | $0.57 exercise price | 2014-04-07 | |
| 2014-03-18 | VK Services, LLC | Khosla Ventures Associates III, LLC | Khosla Ventures III, L.P. | Khosla Ventures II, L.P. | Khosla Ventures Associates II, LLC | KHOSLA VINOD 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class A Common Stock Warrants (right to buy) Derivative · Indirect · By family trust | J Other acquisition or disposition (describe transaction) | +1,010,802 1,010,802 owned after | $1.37 exercise price | 2014-03-20 | |
| 2014-03-18 | VK Services, LLC | Khosla Ventures Associates III, LLC | Khosla Ventures III, L.P. | Khosla Ventures II, L.P. | Khosla Ventures Associates II, LLC | KHOSLA VINOD 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class A Common Stock Warrants (right to buy) Derivative · Indirect · By family trust | J Other acquisition or disposition (describe transaction) | +780,824 780,824 owned after | $1.37 exercise price | 2014-03-20 | |
| 2013-08-27 | KHOSLA VINOD 10% Owner | 4 | Class A Common Stock Warrants (right to buy) Derivative · Indirect · By family trust | J Other acquisition or disposition (describe transaction) | +580,360 580,360 owned after | $3.10 exercise price | 2013-08-29 | |
| 2013-08-27 | KHOSLA VINOD 10% Owner | 4 | Class A Common Stock Warrants (right to buy) Derivative · Indirect · By family trust | J Other acquisition or disposition (describe transaction) | +130,202 130,202 owned after | $3.10 exercise price | 2013-08-29 | |
| 2013-08-27 | KHOSLA VINOD 10% Owner | 4 | Class A Common Stock Warrants (right to buy) Derivative · Indirect · By family trust | J Other acquisition or disposition (describe transaction) | +101,469 101,469 owned after | $3.10 exercise price | 2013-08-29 | |
| 2013-07-26 | KHOSLA VINOD 10% Owner | 4 | Class A Common Stock Warrants (right to buy) Derivative · Indirect · By family trust | J Other acquisition or disposition (describe transaction) | +355,751 355,751 owned after | $5.06 exercise price | 2013-07-30 | |
| 2013-07-26 | KHOSLA VINOD 10% Owner | 4 | Class A Common Stock Warrants (right to buy) Derivative · Indirect · By family trust | J Other acquisition or disposition (describe transaction) | +79,813 79,813 owned after | $5.06 exercise price | 2013-07-30 | |
| 2013-07-26 | KHOSLA VINOD 10% Owner | 4 | Class A Common Stock Warrants (right to buy) Derivative · Indirect · By family trust | J Other acquisition or disposition (describe transaction) | +62,382 62,382 owned after | $5.06 exercise price | 2013-07-30 | |
| 2013-06-17 | KHOSLA VINOD 10% Owner | 4 | Class A Common Stock Warrants (right to buy) Derivative · Indirect · By family trust | J Other acquisition or disposition (describe transaction) | +406,923 406,923 owned after | $4.42 exercise price | 2013-06-19 | |
| 2013-06-17 | KHOSLA VINOD 10% Owner | 4 | Class A Common Stock Warrants (right to buy) Derivative · Indirect · By family trust | J Other acquisition or disposition (describe transaction) | +91,303 91,303 owned after | $4.42 exercise price | 2013-06-19 | |
| 2013-06-17 | KHOSLA VINOD 10% Owner | 4 | Class A Common Stock Warrants (right to buy) Derivative · Indirect · By family trust | J Other acquisition or disposition (describe transaction) | +73,028 73,028 owned after | $4.42 exercise price | 2013-06-19 | |
| 2013-05-22 | KHOSLA VINOD 10% Owner | 4 | Class A Common Stock Warrants (right to buy) Derivative · Indirect · By family trust | J Other acquisition or disposition (describe transaction) | +390,009 390,009 owned after | $4.62 exercise price | 2013-05-23 | |
| 2013-05-22 | KHOSLA VINOD 10% Owner | 4 | Class A Common Stock Warrants (right to buy) Derivative · Indirect · By family trust | J Other acquisition or disposition (describe transaction) | +87,503 87,503 owned after | $4.62 exercise price | 2013-05-23 | |
| 2013-05-22 | KHOSLA VINOD 10% Owner | 4 | Class A Common Stock Warrants (right to buy) Derivative · Indirect · By family trust | J Other acquisition or disposition (describe transaction) | +68,790 68,790 owned after | $4.62 exercise price | 2013-05-23 | |
| 2013-04-30 | KHOSLA VINOD 10% Owner | 4 | Class A Common Stock Warrants (right to buy) Derivative · Indirect · By family trust | J Other acquisition or disposition (describe transaction) | +406,954 406,954 owned after | $4.42 exercise price | 2013-05-02 | |
| 2013-04-30 | KHOSLA VINOD 10% Owner | 4 | Class A Common Stock Warrants (right to buy) Derivative · Indirect · By family trust | J Other acquisition or disposition (describe transaction) | +91,302 91,302 owned after | $4.42 exercise price | 2013-05-02 | |
| 2013-04-30 | KHOSLA VINOD 10% Owner | 4 | Class A Common Stock Warrants (right to buy) Derivative · Indirect · By family trust | J Other acquisition or disposition (describe transaction) | +71,569 71,569 owned after | $4.42 exercise price | 2013-05-02 | |
| 2013-03-26 | Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 10% Owner | 4 | Class A Common Stock Warrants (Right to Buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +28,430 28,430 owned after | $11.62 exercise price | 2013-03-28 | |
| 2013-03-26 | KHOSLA VINOD 10% Owner | 4 | Class A Common Stock Warrants (right to buy) Derivative · Indirect · By family trust | J Other acquisition or disposition (describe transaction) | +14,215 14,215 owned after | $11.62 exercise price | 2013-03-28 | |
| 2013-03-17 | Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 10% Owner | 4 | Class A Common Stock Warrants (Right to Buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +413,245 413,245 owned after | $5.71 exercise price | 2013-04-25 | |
| 2013-03-17 | Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 10% Owner | 4 | Class A Common Stock Warrants (Right to Buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +319,084 319,084 owned after | $5.71 exercise price | 2013-04-25 | |
| 2013-03-17 | KHOSLA VINOD 10% Owner | 4 | Class A Common Stock Warrants (right to buy) Derivative · Indirect · By family trust | J Other acquisition or disposition (describe transaction) | +206,622 206,622 owned after | $5.71 exercise price | 2013-03-19 | |
| 2013-03-17 | KHOSLA VINOD 10% Owner | 4 | Class A Common Stock Warrants (right to buy) Derivative · Indirect · By family trust | J Other acquisition or disposition (describe transaction) | +159,542 159,542 owned after | $5.71 exercise price | 2013-03-19 | |
| 2013-01-17 | KHOSLA VINOD 10% Owner | 4 | Class A Common Stock Warrants (right to buy) Derivative · Indirect · By family trust | J Other acquisition or disposition (describe transaction) | +12,078 12,078 owned after | $11.62 exercise price | 2013-01-22 | |
| 2013-01-17 | Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 10% Owner | 4 | Class A Common Stock Warrants (Right to Buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +24,157 24,157 owned after | $11.62 exercise price | 2013-01-22 | |
| 2012-12-07 | KHOSLA VINOD 10% Owner | 4 | Class A Common Stock Warrants (right to buy) Derivative · Indirect · By family trust | J Other acquisition or disposition (describe transaction) | +12,059 12,059 owned after | $11.62 exercise price | 2012-12-11 | |
| 2012-12-07 | Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 10% Owner | 4 | Class A Common Stock Warrants (Right to Buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +24,118 24,118 owned after | $11.62 exercise price | 2012-12-10 | |
| 2012-11-12 | KHOSLA VINOD 10% Owner | 4 | Class A Common Stock Warrants (right to buy) Derivative · Indirect · By family trust | J Other acquisition or disposition (describe transaction) | +13,054 13,054 owned after | $11.62 exercise price | 2012-11-14 | |
| 2012-11-12 | Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 10% Owner | 4 | Class A Common Stock Warrants (Right to Buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +26,109 26,109 owned after | $11.62 exercise price | 2012-11-14 | |
| 2012-10-11 | Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 10% Owner | 4 | Class A Common Stock Warrants (Right to Buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +15,700 15,700 owned after | $11.62 exercise price | 2012-10-15 | |
| 2012-10-11 | KHOSLA VINOD 10% Owner | 4 | Class A Common Stock Warrants (right to buy) Derivative · Indirect · By family trust | J Other acquisition or disposition (describe transaction) | +9,617 9,617 owned after | $11.62 exercise price | 2012-10-15 | |
| 2012-09-12 | Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 10% Owner | 4 | Class A Common Stock Warrants (Right to Buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +19,234 19,234 owned after | $11.62 exercise price | 2012-09-14 | |
| 2012-09-12 | KHOSLA VINOD 10% Owner | 4 | Class A Common Stock Warrants (right to buy) Derivative · Indirect · By family trust | J Other acquisition or disposition (describe transaction) | +9,617 9,617 owned after | $11.62 exercise price | 2012-09-14 | |
| 2012-08-13 | KHOSLA VINOD 10% Owner | 4 | Class A Common Stock Warrants (right to buy) Derivative · Indirect · By family trust | J Other acquisition or disposition (describe transaction) | +16,315 16,315 owned after | $11.62 exercise price | 2012-08-15 | |
| 2012-08-13 | Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 10% Owner | 4 | Class A Common Stock Warrants (Right to Buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +32,630 32,630 owned after | $11.62 exercise price | 2012-08-15 | |
| 2012-06-08 | Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 10% Owner | 4 | Class A Common Stock Warrants (Right to Buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +15,132 15,132 owned after | $11.62 exercise price | 2012-06-12 | |
| 2012-06-08 | Bachher Jagdeep Singh Director, 10% Owner | 4 | Class A Common Stock Warrants (Right to Buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +15,132 15,132 owned after | $11.62 exercise price | 2012-06-12 | |
| 2012-06-08 | KHOSLA VINOD 10% Owner | 4 | Class A Common Stock Warrants (right to buy) Derivative · Indirect · By family trust | J Other acquisition or disposition (describe transaction) | +7,566 7,566 owned after | $11.62 exercise price | 2012-06-12 | |
| 2012-05-08 | Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 10% Owner | 4 | Class A Common Stock Warrants (Right to Buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +12,761 12,761 owned after | $11.62 exercise price | 2012-06-12 | |
| 2012-05-08 | Bachher Jagdeep Singh Director, 10% Owner | 4 | Class A Common Stock Warrants (Right to Buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +12,761 12,761 owned after | $11.62 exercise price | 2012-06-12 | |
| 2012-05-08 | KHOSLA VINOD 10% Owner | 4 | Class A Common Stock Warrants (right to buy) Derivative · Indirect · By family trust | J Other acquisition or disposition (describe transaction) | +6,381 6,381 owned after | $11.62 exercise price | 2012-05-10 | |
| 2012-04-11 | Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 10% Owner | 4 | Class A Common Stock Warrants (Right to Buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +9,442 9,442 owned after | $13.15 exercise price | 2012-06-12 | |
| 2012-04-11 | Bachher Jagdeep Singh Director, 10% Owner | 4 | Class A Common Stock Warrants (Right to Buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +9,442 9,442 owned after | $13.15 exercise price | 2012-06-12 | |
| 2012-04-11 | KHOSLA VINOD 10% Owner | 4 | Class A Common Stock Warrants (right to buy) Derivative · Indirect · By family trust | J Other acquisition or disposition (describe transaction) | +4,721 4,721 owned after | $13.15 exercise price | 2012-04-13 | |
| 2012-03-16 | Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 10% Owner | 4 | Class A Common Stock Warrants (Right to Buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +15,529 15,529 owned after | $11.62 exercise price | 2012-06-12 | |
| 2012-03-16 | Bachher Jagdeep Singh Director, 10% Owner | 4 | Class A Common Stock Warrants (Right to Buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +15,529 15,529 owned after | $11.62 exercise price | 2012-06-12 | |
| 2012-03-16 | KHOSLA VINOD 10% Owner | 4 | Class A Common Stock Warrants (right to buy) Derivative · Indirect · By family trust | J Other acquisition or disposition (describe transaction) | +7,764 7,764 owned after | $11.62 exercise price | 2012-03-20 | |
| 2012-01-26 | KHOSLA VINOD 10% Owner | 4 | Class A Common Stock Warrants (right to buy) Derivative · Indirect · By family trust | P Open market or private purchase of non-derivative or derivative security | +387,263 387,263 owned after | $11.62 exercise price | 2012-01-30 | |
| 2012-01-26 | Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 10% Owner | 4 | Class A Common Stock Warrants (right to buy) Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +2 2 owned after | $11.62 exercise price | 2012-01-27 | |
| 2012-01-26 | Bachher Jagdeep Singh Director, 10% Owner | 4 | Class A Common Stock Warrants (right to buy) Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +2 2 owned after | $11.62 exercise price | 2012-01-27 |