KIOR INC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows, 10 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-09-06: Reporting owner BIOeCON B.V. | BIOeCON Holding B.V. | BIOeCON International Holding N.V.; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
- 2013-07-03: Reporting owner BIOeCON B.V. | BIOeCON International Holding N.V. | BIOeCON Holding B.V.; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
- 2013-01-15: Reporting owner O'Connor Paul; Form 4/A; Security Class B Common Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2013-01-15: Reporting owner BIOeCON Holding B.V. | BIOeCON B.V. | BIOeCON International Holding N.V.; Form 4/A; Security Class B Common Stock; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-09-06 | BIOeCON B.V. | BIOeCON Holding B.V. | BIOeCON International Holding N.V. 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −500,000 3,853,576 owned after | no price filed | 2013-09-10 | |
| 2013-07-03 | BIOeCON B.V. | BIOeCON International Holding N.V. | BIOeCON Holding B.V. 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −1,000,000 4,353,576 owned after | no price filed | 2013-07-08 | |
| 2013-01-15 | O'Connor Paul 10% Owner | 4/A | Class B Common Stock Derivative · Indirect · N/A | J Other acquisition or disposition (describe transaction) | −1,000,000 5,353,576 owned after | no price filed | 2013-03-18 | |
| 2013-01-15 | BIOeCON Holding B.V. | BIOeCON B.V. | BIOeCON International Holding N.V. 10% Owner | 10% Owner | 10% Owner | 4/A | Class B Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1,000,000 5,353,576 owned after | no price filed | 2013-03-15 | |
| 2013-01-15 | BIOeCON B.V. | BIOeCON International Holding N.V. | BIOeCON Holding B.V. 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1,000,000 5,353,576 owned after | no price filed | 2013-02-01 | |
| 2013-01-15 | O'Connor Paul 10% Owner | 4 | Class B Common Stock Derivative · Indirect · N/A | J Other acquisition or disposition (describe transaction) | +1,000,000 5,353,576 owned after | no price filed | 2013-02-01 | |
| 2012-09-28 | O'Connor Paul | BIOeCON International Holding N.V. | BIOeCON B.V. | BIOeCON Holding B.V. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −6,003,718 6,353,576 owned after | no price filed | 2012-10-02 | |
| 2012-05-23 | BIOeCON Holding B.V. | BIOeCON B.V. | BIOeCON International Holding N.V. 10% Owner | 10% Owner | 10% Owner | 4/A | Class B Common Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −834,544 12,357,294 owned after | $8.84 | 2012-06-01 | |
| 2012-05-23 | BIOeCON Holding B.V. | BIOeCON B.V. | BIOeCON International Holding N.V. 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | +834,544 12,357,294 owned after | $8.84 | 2012-05-25 | |
| 2011-07-12 holding as of filing | BIOeCON B.V. | BIOeCON International Holding N.V. | BIOeCON Holding B.V. 10% Owner | 10% Owner | 10% Owner | 3/A | Class B Common Stock Derivative · Direct | Holding | no price filed | 2011-07-12 |