KIOR INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows, 26 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-10-31: Reporting owner GATES WILLIAM H III | Gates Ventures, LLC; Form 3; Security Option Right (Right to Buy); Transaction Holding.
- 2012-10-22: Reporting owner Kasbaum John; Form 4; Security Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-03-30: Reporting owner Lyle W. Roger; Form 3; Security Stock Options (Right to Buy); Transaction Holding.
- 2012-01-30: Reporting owner Melo John; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-10-31 holding as of filing | GATES WILLIAM H III | Gates Ventures, LLC 10% Owner | 10% Owner | 3 | Option Right (Right to Buy) Derivative · Direct | Holding | $2.90 exercise price | 2013-10-31 | ||
| 2012-10-22 | Kasbaum John Officer (Senior VP of Commercial) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 535,000 owned after | $1.98 exercise price | 2012-10-25 | |
| 2012-03-30 holding as of filing | Lyle W. Roger Officer (SVP of Operations) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $15.30 exercise price | 2012-03-30 | ||
| 2012-01-30 | Melo John Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 201,870 owned after | $1.98 exercise price | 2012-02-01 | |
| 2012-01-17 | Melo John Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,145 203,870 owned after | $1.98 exercise price | 2012-01-18 | |
| 2012-01-13 | Melo John Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,055 206,015 owned after | $1.98 exercise price | 2012-01-18 | |
| 2012-01-03 | Melo John Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 210,070 owned after | $1.98 exercise price | 2012-01-05 | |
| 2011-12-30 | Melo John Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 223,870 owned after | $1.98 exercise price | 2012-01-03 | |
| 2011-12-30 | Melo John Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,800 211,070 owned after | $1.98 exercise price | 2012-01-03 | |
| 2011-12-29 | Melo John Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 228,870 owned after | $1.98 exercise price | 2012-01-03 | |
| 2011-12-29 | Alexander Ralph Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,746 184,698 owned after | $1.98 exercise price | 2011-12-29 | |
| 2011-12-28 | Alexander Ralph Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,542 190,444 owned after | $1.98 exercise price | 2011-12-29 | |
| 2011-12-27 | Alexander Ralph Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,884 204,986 owned after | $1.98 exercise price | 2011-12-29 | |
| 2011-06-29 | Coates William K. Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +354,220 354,220 owned after | $15.00 exercise price | 2011-06-30 | |
| 2011-06-23 holding as of filing | Alexander Ralph Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.98 exercise price | 2011-06-23 | ||
| 2011-06-23 holding as of filing | WHITLOCK GARY L Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.98 exercise price | 2011-06-23 | ||
| 2011-06-23 holding as of filing | Melo John Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.98 exercise price | 2011-06-23 | ||
| 2011-06-23 holding as of filing | Kasbaum John Officer (See Remarks) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.98 exercise price | 2011-06-23 | ||
| 2011-06-23 holding as of filing | KARNES JOHN H JR Officer (Chief Financial Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.98 exercise price | 2011-06-23 | ||
| 2011-06-23 holding as of filing | Cannon Fred Director, Officer (President and CEO) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.98 exercise price | 2011-06-23 | ||
| 2011-06-23 holding as of filing | Cannon Fred Director, Officer (President and CEO) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.98 exercise price | 2011-06-23 | ||
| 2011-06-23 holding as of filing | Cannon Fred Director, Officer (President and CEO) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.08 exercise price | 2011-06-23 | ||
| 2011-06-23 holding as of filing | Cannon Fred Director, Officer (President and CEO) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.08 exercise price | 2011-06-23 | ||
| 2011-06-23 holding as of filing | Roach William J. Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.98 exercise price | 2011-06-23 | ||
| 2011-06-23 holding as of filing | Cappello Joseph S. Officer (President of International) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.98 exercise price | 2011-06-23 | ||
| 2011-06-23 holding as of filing | Artzer Christopher A Officer (See Remarks) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.98 exercise price | 2011-06-23 |