KIOR INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows, 24 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-03-13: Reporting owner Cannon Fred; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-03-13: Reporting owner Kasbaum John; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-03-13: Reporting owner Artzer Christopher A; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-03-09: Reporting owner Kasbaum John; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-03-13 | Cannon Fred Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −229,936 459,871 owned after | $0.00 | 2014-03-19 | |
| 2014-03-13 | Kasbaum John Officer (Senior VP of Commercial) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,649 75,299 owned after | $0.00 | 2014-03-19 | |
| 2014-03-13 | Artzer Christopher A Officer (VP,General Counsel & Secretary) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −53,810 107,622 owned after | $0.00 | 2014-03-19 | |
| 2014-03-09 | Kasbaum John Officer (Senior VP of Commercial) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,947 24,947 owned after | $0.00 | 2014-03-13 | |
| 2014-03-09 | Cannon Fred Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −80,833 80,834 owned after | $0.00 | 2014-03-13 | |
| 2014-03-09 | Artzer Christopher A Officer (VP,General Counsel & Secretary) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,517 24,517 owned after | $0.00 | 2014-03-13 | |
| 2013-03-13 | Cannon Fred Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +689,807 689,807 owned after | $0.00 | 2013-03-15 | |
| 2013-03-13 | KARNES JOHN H JR Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +187,328 187,328 owned after | $0.00 | 2013-03-15 | |
| 2013-03-13 | Artzer Christopher A Officer (VP,General Counsel & Secretary) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +161,432 161,432 owned after | $0.00 | 2013-03-15 | |
| 2013-03-13 | Kasbaum John Officer (Senior VP of Commercial) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +112,948 112,948 owned after | $0.00 | 2013-03-15 | |
| 2013-03-09 | Artzer Christopher A Officer (VP,General Counsel & Secretary) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,516 49,034 owned after | $0.00 | 2013-03-14 | |
| 2013-03-09 | Cannon Fred Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −80,833 161,667 owned after | $0.00 | 2013-03-14 | |
| 2013-03-09 | Kasbaum John Officer (Senior VP of Commercial) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,946 49,894 owned after | $0.00 | 2013-03-14 | |
| 2013-03-09 | KARNES JOHN H JR Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −34,408 68,817 owned after | $0.00 | 2013-03-14 | |
| 2012-09-14 | Lyle W. Roger Officer (SVP of Operations) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 100,000 owned after | $0.00 | 2012-09-20 | |
| 2012-06-23 | Kasbaum John Officer (Senior VP of Commercial) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 20,000 owned after | $0.00 | 2012-10-25 | |
| 2012-03-30 holding as of filing | Lyle W. Roger Officer (SVP of Operations) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2012-03-30 | ||
| 2012-03-09 | Lyle W. Roger Officer (SVP of Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,108 60,217 owned after | $0.00 | 2013-03-14 | |
| 2012-03-09 | Lyle W. Roger Officer (SVP of Operations) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +90,325 90,325 owned after | $0.00 | 2012-03-30 | |
| 2012-03-09 | Artzer Christopher A Officer (VP,General Counsel & Secretary) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +73,550 73,550 owned after | $0.00 | 2012-03-13 | |
| 2012-03-09 | Kasbaum John Officer (Senior VP of Commercial) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +74,840 74,840 owned after | $0.00 | 2012-03-13 | |
| 2012-03-09 | KARNES JOHN H JR Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +103,225 103,225 owned after | $0.00 | 2012-03-13 | |
| 2012-03-09 | Cannon Fred Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +242,500 242,500 owned after | $0.00 | 2012-03-13 | |
| 2011-06-23 | Kasbaum John Officer (Senior VP of Commercial) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.00 | 2012-10-25 |