KIOR INC Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 36 rows, 36 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-06-29: Reporting owner Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp; Form 4; Security Series B Preferred Stock; Transaction C Conversion of derivative security.
- 2011-06-29: Reporting owner Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp; Form 4; Security Series C Preferred Stock; Transaction C Conversion of derivative security.
- 2011-06-29: Reporting owner Khosla Ventures Associates III, LLC | Khosla Ventures Associates II, LLC | Khosla Ventures III, L.P. | KHOSLA VINOD | Khosla Ventures II, L.P. | VK Services, LLC; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2011-06-29: Reporting owner Khosla Ventures Associates III, LLC | Khosla Ventures Associates II, LLC | Khosla Ventures III, L.P. | KHOSLA VINOD | Khosla Ventures II, L.P. | VK Services, LLC; Form 4; Security Series A-1 Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-06-29 | Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −6,119,950 0 owned after | $0.00 | 2011-07-01 | |
| 2011-06-29 | Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −4,079,966 0 owned after | $0.00 | 2011-07-01 | |
| 2011-06-29 | Khosla Ventures Associates III, LLC | Khosla Ventures Associates II, LLC | Khosla Ventures III, L.P. | KHOSLA VINOD | Khosla Ventures II, L.P. | VK Services, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −24,000,000 0 owned after | $0.00 | 2011-06-30 | |
| 2011-06-29 | Khosla Ventures Associates III, LLC | Khosla Ventures Associates II, LLC | Khosla Ventures III, L.P. | KHOSLA VINOD | Khosla Ventures II, L.P. | VK Services, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A-1 Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −20,571,576 0 owned after | $0.00 | 2011-06-30 | |
| 2011-06-29 | Khosla Ventures Associates III, LLC | Khosla Ventures Associates II, LLC | Khosla Ventures III, L.P. | KHOSLA VINOD | Khosla Ventures II, L.P. | VK Services, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −8,159,934 0 owned after | $0.00 | 2011-06-30 | |
| 2011-06-29 | Khosla Ventures Associates III, LLC | Khosla Ventures Associates II, LLC | Khosla Ventures III, L.P. | KHOSLA VINOD | Khosla Ventures II, L.P. | VK Services, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −3,059,976 0 owned after | $0.00 | 2011-06-30 | |
| 2011-06-29 | Kaul Samir Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −22,997,720 0 owned after | $0.00 | 2011-06-30 | |
| 2011-06-29 | Kaul Samir Director, 10% Owner | 4 | Series A-1 Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −19,712,314 0 owned after | $0.00 | 2011-06-30 | |
| 2011-06-29 | Kaul Samir Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −8,159,934 0 owned after | $0.00 | 2011-06-30 | |
| 2011-06-29 | Kaul Samir Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −3,059,976 0 owned after | $0.00 | 2011-06-30 | |
| 2011-06-29 | Kaul Samir Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1,002,280 0 owned after | $0.00 | 2011-06-30 | |
| 2011-06-29 | Kaul Samir Director, 10% Owner | 4 | Series A-1 Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −859,262 0 owned after | $0.00 | 2011-06-30 | |
| 2011-06-29 | Bachher Jagdeep Singh Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −6,119,950 0 owned after | $0.00 | 2011-06-30 | |
| 2011-06-29 | Bachher Jagdeep Singh Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −4,079,966 0 owned after | $0.00 | 2011-06-30 | |
| 2011-06-24 | Peterson Stuart L 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | −10,199,918 0 owned after | $0.00 | 2011-06-28 | |
| 2011-06-24 | Peterson Stuart L 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | −1,666,666 0 owned after | $0.00 | 2011-06-28 | |
| 2011-06-24 | Artis Partners 2X Ltd 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −2,983,110 0 owned after | $0.00 | 2011-06-28 | |
| 2011-06-24 | Artis Partners 2X Ltd 10% Owner | 4 | Series C Preferred Stock Derivative · Direct | C Conversion of derivative security | −604,944 0 owned after | $0.00 | 2011-06-28 | |
| 2011-06-24 holding as of filing | Artis Partners 2X Ltd 10% Owner | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2011-06-24 | ||
| 2011-06-24 holding as of filing | Artis Partners 2X Ltd 10% Owner | 3 | Series C Preferred Stock Derivative · Direct | Holding | no price filed | 2011-06-24 | ||
| 2011-06-24 holding as of filing | Peterson Stuart L 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2011-06-24 | ||
| 2011-06-24 holding as of filing | Peterson Stuart L 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2011-06-24 | ||
| 2011-06-23 holding as of filing | Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2011-06-23 | ||
| 2011-06-23 holding as of filing | Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2011-06-23 | ||
| 2011-06-23 holding as of filing | Bachher Jagdeep Singh Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2011-06-23 | ||
| 2011-06-23 holding as of filing | Bachher Jagdeep Singh Director, 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2011-06-23 | ||
| 2011-06-23 holding as of filing | Kaul Samir Director | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2011-06-23 | ||
| 2011-06-23 holding as of filing | Kaul Samir Director | 3 | Series A-1 Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2011-06-23 | ||
| 2011-06-23 holding as of filing | Kaul Samir Director | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2011-06-23 | ||
| 2011-06-23 holding as of filing | Kaul Samir Director | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2011-06-23 | ||
| 2011-06-23 holding as of filing | Kaul Samir Director | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2011-06-23 | ||
| 2011-06-23 holding as of filing | Kaul Samir Director | 3 | Series A-1 Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2011-06-23 | ||
| 2011-06-23 holding as of filing | Khosla Ventures II, L.P. | Khosla Ventures Associates II, LLC | Khosla Ventures Associates III, LLC | VK Services, LLC | Khosla Ventures III, L.P. | KHOSLA VINOD 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2011-06-23 | ||
| 2011-06-23 holding as of filing | Khosla Ventures II, L.P. | Khosla Ventures Associates II, LLC | Khosla Ventures Associates III, LLC | VK Services, LLC | Khosla Ventures III, L.P. | KHOSLA VINOD 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2011-06-23 | ||
| 2011-06-23 holding as of filing | Khosla Ventures II, L.P. | Khosla Ventures Associates II, LLC | Khosla Ventures Associates III, LLC | VK Services, LLC | Khosla Ventures III, L.P. | KHOSLA VINOD 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2011-06-23 | ||
| 2011-06-23 holding as of filing | Khosla Ventures II, L.P. | Khosla Ventures Associates II, LLC | Khosla Ventures Associates III, LLC | VK Services, LLC | Khosla Ventures III, L.P. | KHOSLA VINOD 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2011-06-23 |