KIOR INC Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows, 5 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-11-08: Reporting owner VNK Management, LLC; Form 3/A; Security Senior Secured Promissory Note (right to buy); Transaction Holding.
- 2013-10-28: Reporting owner VNK Management, LLC; Form 3; Security Senior Secured Promissory Note (right to buy); Transaction Holding.
- 2013-10-21: Reporting owner Khosla Ventures Associates III, LLC | Khosla Ventures Associates II, LLC | VK Services, LLC | KHOSLA VINOD | Khosla Ventures III, L.P. | Khosla Ventures II, L.P.; Form 4/A; Security Senior Secured Convertible Promissory Note (right to buy); Transaction J Other acquisition or disposition (describe transaction).
- 2013-10-21: Reporting owner Khosla Ventures III, L.P. | Khosla Ventures Associates III, LLC | KHOSLA VINOD | VK Services, LLC | Khosla Ventures II, L.P. | Khosla Ventures Associates II, LLC; Form 4; Security Senior Secured Convertible Promissory Note (right to buy); Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-11-08 holding as of filing | VNK Management, LLC | 3/A | Senior Secured Promissory Note (right to buy) Derivative · Direct | Holding | $2.90 exercise price | 2013-11-08 | ||
| 2013-10-28 holding as of filing | VNK Management, LLC | 3 | Senior Secured Promissory Note (right to buy) Derivative · Direct | Holding | $2.90 exercise price | 2013-10-28 | ||
| 2013-10-21 | Khosla Ventures Associates III, LLC | Khosla Ventures Associates II, LLC | VK Services, LLC | KHOSLA VINOD | Khosla Ventures III, L.P. | Khosla Ventures II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Senior Secured Convertible Promissory Note (right to buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +7,335,174 7,335,174 owned after | $2.90 | 2013-11-08 | |
| 2013-10-21 | Khosla Ventures III, L.P. | Khosla Ventures Associates III, LLC | KHOSLA VINOD | VK Services, LLC | Khosla Ventures II, L.P. | Khosla Ventures Associates II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Senior Secured Convertible Promissory Note (right to buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +7,421,470 7,421,470 owned after | $2.90 | 2013-10-23 | |
| 2013-10-21 | Khosla Ventures III, L.P. | Khosla Ventures Associates III, LLC | KHOSLA VINOD | VK Services, LLC | Khosla Ventures II, L.P. | Khosla Ventures Associates II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Senior Secured Convertible Promissory Note (right to buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +18,362,895 18,362,895 owned after | $2.90 | 2013-10-23 |