IXYS CORP /DE/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-11-17: Reporting owner RICHARDSON TIMOTHY A; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-09-30: Reporting owner RICHARDSON TIMOTHY A; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-09-28: Reporting owner RICHARDSON TIMOTHY A; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-09-19: Reporting owner RICHARDSON TIMOTHY A; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-11-17 | RICHARDSON TIMOTHY A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 144,800 owned after | $9.52 exercise price | 2016-11-18 | |
| 2016-09-30 | RICHARDSON TIMOTHY A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 144,900 owned after | $9.52 exercise price | 2016-09-30 | |
| 2016-09-28 | RICHARDSON TIMOTHY A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,913 145,000 owned after | $9.52 exercise price | 2016-09-28 | |
| 2016-09-19 | RICHARDSON TIMOTHY A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −87 154,913 owned after | $9.52 exercise price | 2016-09-20 | |
| 2016-08-26 | Wong Kenneth David Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 75,000 owned after | $11.58 exercise price | 2016-08-30 | |
| 2016-08-26 | THORBURN JAMES M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 70,000 owned after | $11.58 exercise price | 2016-08-29 | |
| 2016-08-26 | RICHARDSON TIMOTHY A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 155,000 owned after | $11.58 exercise price | 2016-08-29 | |
| 2016-08-26 | LEE S JOON Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 105,000 owned after | $11.58 exercise price | 2016-08-29 | |
| 2016-08-26 | KORY SAMUEL Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 125,000 owned after | $11.58 exercise price | 2016-08-29 | |
| 2016-08-26 | FEUCHT DONALD L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 120,000 owned after | $11.58 exercise price | 2016-08-29 | |
| 2016-08-26 | ZOMMER NATHAN Director, Officer (Chairman of the Board; CEO), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 435,000 owned after | $11.58 exercise price | 2016-08-29 | |
| 2016-08-26 | Sasson Uzi Director, Officer (President; CEO; CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +130,000 990,000 owned after | $11.58 exercise price | 2016-08-29 |