IXYS CORP /DE/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-10-21: Reporting owner KORY SAMUEL; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-08-30: Reporting owner Sasson Uzi; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-08-30: Reporting owner ZOMMER NATHAN; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-08-30: Reporting owner Wong Kenneth David; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-10-21 | KORY SAMUEL Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 136,250 owned after | $8.61 exercise price | 2013-10-23 | |
| 2013-08-30 | Sasson Uzi Officer (President; CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 915,000 owned after | $9.27 exercise price | 2013-08-30 | |
| 2013-08-30 | ZOMMER NATHAN Director, Officer (Chairman of the Board), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 670,000 owned after | $9.27 exercise price | 2013-08-30 | |
| 2013-08-30 | Wong Kenneth David Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 60,000 owned after | $9.27 exercise price | 2013-08-30 | |
| 2013-08-30 | THORBURN JAMES M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 120,000 owned after | $9.27 exercise price | 2013-08-30 | |
| 2013-08-30 | RICHARDSON TIMOTHY A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 140,000 owned after | $9.27 exercise price | 2013-08-30 | |
| 2013-08-30 | LEE S JOON Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 116,250 owned after | $9.27 exercise price | 2013-08-30 | |
| 2013-08-30 | KORY SAMUEL Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 141,250 owned after | $9.27 exercise price | 2013-08-30 | |
| 2013-08-30 | FEUCHT DONALD L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 136,250 owned after | $9.27 exercise price | 2013-08-30 | |
| 2013-07-25 | KORY SAMUEL Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 136,250 owned after | $8.61 exercise price | 2013-07-25 | |
| 2013-07-18 | KORY SAMUEL Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,100 141,250 owned after | $8.61 exercise price | 2013-07-23 | |
| 2013-07-17 | KORY SAMUEL Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −900 144,350 owned after | $8.61 exercise price | 2013-07-23 | |
| 2013-07-16 | KORY SAMUEL Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 145,250 owned after | $8.61 exercise price | 2013-07-23 | |
| 2013-07-16 | LEE S JOON Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,300 111,250 owned after | $8.61 exercise price | 2013-07-16 | |
| 2013-07-15 | LEE S JOON Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −400 122,550 owned after | $8.61 exercise price | 2013-07-16 | |
| 2013-07-12 | LEE S JOON Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,300 122,950 owned after | $8.61 exercise price | 2013-07-16 | |
| 2013-07-12 | FEUCHT DONALD L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,400 131,250 owned after | $8.61 exercise price | 2013-07-16 | |
| 2013-05-28 | FEUCHT DONALD L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 137,650 owned after | $8.61 exercise price | 2013-05-30 | |
| 2013-05-23 | FEUCHT DONALD L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 138,150 owned after | $8.61 exercise price | 2013-05-24 | |
| 2013-05-22 | FEUCHT DONALD L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,600 139,650 owned after | $8.61 exercise price | 2013-05-24 |