IXYS CORP /DE/ Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-08-13: Reporting owner LEE S JOON; Form 4; Security Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-06-28: Reporting owner ZOMMER NATHAN; Form 4; Security Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-08-27: Reporting owner THORBURN JAMES M; Form 4; Security Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-08-27: Reporting owner RICHARDSON TIMOTHY A; Form 4; Security Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-08-13 | LEE S JOON Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,872 127,950 owned after | $7.08 exercise price | 2012-08-15 | |
| 2011-06-28 | ZOMMER NATHAN Director, Officer (Chairman of the Board), 10% Owner | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 1,050,000 owned after | $7.26 exercise price | 2011-06-28 | |
| 2010-08-27 | THORBURN JAMES M Director | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 110,000 owned after | $9.37 exercise price | 2010-08-30 | |
| 2010-08-27 | RICHARDSON TIMOTHY A Director | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 110,000 owned after | $9.37 exercise price | 2010-08-30 |