IXYS CORP /DE/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-11-10: Reporting owner FEUCHT DONALD L; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-08-28: Reporting owner Sasson Uzi; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-08-28: Reporting owner Wong Kenneth David; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-08-28: Reporting owner THORBURN JAMES M; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-11-10 | FEUCHT DONALD L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 126,250 owned after | $9.04 exercise price | 2014-11-10 | |
| 2014-08-28 | Sasson Uzi Officer (President; CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 845,000 owned after | $11.83 exercise price | 2014-08-29 | |
| 2014-08-28 | Wong Kenneth David Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 65,000 owned after | $11.83 exercise price | 2014-08-29 | |
| 2014-08-28 | THORBURN JAMES M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 125,000 owned after | $11.83 exercise price | 2014-08-29 | |
| 2014-08-28 | RICHARDSON TIMOTHY A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 145,000 owned after | $11.83 exercise price | 2014-08-29 | |
| 2014-08-28 | LEE S JOON Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 106,250 owned after | $11.83 exercise price | 2014-08-29 | |
| 2014-08-28 | KORY SAMUEL Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 126,250 owned after | $11.83 exercise price | 2014-08-29 | |
| 2014-08-28 | FEUCHT DONALD L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 141,250 owned after | $11.83 exercise price | 2014-08-29 | |
| 2014-08-28 | ZOMMER NATHAN Director, Officer (Chairman of the Board), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 525,000 owned after | $11.83 exercise price | 2014-08-29 | |
| 2014-07-03 | Sasson Uzi Officer (President; CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 885,000 owned after | $6.65 exercise price | 2014-07-08 | |
| 2014-07-03 | Sasson Uzi Officer (President; CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −120,000 765,000 owned after | $9.15 exercise price | 2014-07-08 | |
| 2014-06-26 | KORY SAMUEL Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 121,250 owned after | $9.04 exercise price | 2014-06-27 | |
| 2014-06-25 | KORY SAMUEL Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 126,250 owned after | $9.04 exercise price | 2014-06-27 | |
| 2014-02-13 | LEE S JOON Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 111,250 owned after | $9.04 exercise price | 2014-02-14 | |
| 2014-02-13 | LEE S JOON Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 101,250 owned after | $9.04 exercise price | 2014-02-14 | |
| 2014-02-11 | ZOMMER NATHAN Director, Officer (Chairman of the Board), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 520,000 owned after | $10.63 exercise price | 2014-02-12 |