IXYS CORP /DE/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 59 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-12-07: Reporting owner RICHARDSON TIMOTHY A; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-12-07: Reporting owner RICHARDSON TIMOTHY A; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-12-07: Reporting owner FEUCHT DONALD L; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-12-06: Reporting owner THORBURN JAMES M; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-12-07 | RICHARDSON TIMOTHY A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,801 85,000 owned after | $6.88 exercise price | 2017-12-11 | |
| 2017-12-07 | RICHARDSON TIMOTHY A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 65,000 owned after | $11.50 exercise price | 2017-12-11 | |
| 2017-12-07 | FEUCHT DONALD L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 60,000 owned after | $9.27 exercise price | 2017-12-11 | |
| 2017-12-06 | THORBURN JAMES M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,900 20,000 owned after | $12.25 exercise price | 2017-12-06 | |
| 2017-12-06 | THORBURN JAMES M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 15,000 owned after | $9.27 exercise price | 2017-12-06 | |
| 2017-12-05 | RICHARDSON TIMOTHY A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 100,801 owned after | $6.88 exercise price | 2017-12-06 | |
| 2017-12-05 | THORBURN JAMES M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,100 28,900 owned after | $12.25 exercise price | 2017-12-05 | |
| 2017-12-04 | RICHARDSON TIMOTHY A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −699 104,301 owned after | $6.88 exercise price | 2017-12-06 | |
| 2017-11-28 | KORY SAMUEL Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 85,000 owned after | $11.50 exercise price | 2017-11-29 | |
| 2017-11-28 | KORY SAMUEL Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 65,000 owned after | $6.88 exercise price | 2017-11-29 | |
| 2017-11-28 | KORY SAMUEL Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 45,000 owned after | $9.37 exercise price | 2017-11-29 | |
| 2017-11-28 | KORY SAMUEL Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 25,000 owned after | $12.25 exercise price | 2017-11-29 | |
| 2017-11-28 | KORY SAMUEL Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 20,000 owned after | $9.45 exercise price | 2017-11-29 | |
| 2017-11-28 | KORY SAMUEL Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 15,000 owned after | $9.27 exercise price | 2017-11-29 | |
| 2017-11-28 | KORY SAMUEL Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 11,250 owned after | $11.83 exercise price | 2017-11-29 | |
| 2017-11-28 | KORY SAMUEL Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 8,750 owned after | $11.14 exercise price | 2017-11-29 | |
| 2017-11-28 | KORY SAMUEL Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 7,500 owned after | $11.58 exercise price | 2017-11-29 | |
| 2017-06-09 | KORY SAMUEL Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,400 105,000 owned after | $10.44 exercise price | 2017-06-09 | |
| 2017-06-08 | KORY SAMUEL Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,600 115,400 owned after | $10.44 exercise price | 2017-06-08 | |
| 2017-06-08 | THORBURN JAMES M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 40,000 owned after | $9.37 exercise price | 2017-06-08 | |
| 2017-06-05 | ZOMMER NATHAN Director, Officer (Chairman of the Board; CEO), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200,000 235,000 owned after | $10.30 exercise price | 2017-06-06 | |
| 2017-06-02 | LEE S JOON Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 12,500 owned after | $12.25 exercise price | 2017-06-02 | |
| 2017-06-02 | FEUCHT DONALD L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 68,500 owned after | $6.88 exercise price | 2017-06-02 | |
| 2017-06-02 | FEUCHT DONALD L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 65,000 owned after | $6.88 exercise price | 2017-06-02 | |
| 2017-05-15 | FEUCHT DONALD L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 73,500 owned after | $11.50 exercise price | 2017-05-16 | |
| 2017-03-24 | FEUCHT DONALD L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 78,500 owned after | $6.88 exercise price | 2017-03-27 | |
| 2017-03-24 | LEE S JOON Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −650 32,500 owned after | $11.14 exercise price | 2017-03-24 | |
| 2017-03-23 | LEE S JOON Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −600 33,150 owned after | $11.14 exercise price | 2017-03-23 | |
| 2017-03-20 | LEE S JOON Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 33,750 owned after | $11.83 exercise price | 2017-03-20 | |
| 2017-03-20 | FEUCHT DONALD L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 83,500 owned after | $11.50 exercise price | 2017-03-20 | |
| 2017-03-17 | LEE S JOON Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,174 48,866 owned after | $11.50 exercise price | 2017-03-20 | |
| 2017-03-17 | LEE S JOON Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,616 36,250 owned after | $9.37 exercise price | 2017-03-20 | |
| 2017-03-17 | FEUCHT DONALD L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,893 88,500 owned after | $11.50 exercise price | 2017-03-20 | |
| 2017-03-16 | LEE S JOON Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 63,440 owned after | $11.50 exercise price | 2017-03-17 | |
| 2017-03-16 | LEE S JOON Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,400 61,040 owned after | $9.37 exercise price | 2017-03-17 | |
| 2017-03-16 | FEUCHT DONALD L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −107 93,393 owned after | $11.50 exercise price | 2017-03-17 | |
| 2017-03-15 | LEE S JOON Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 80,000 owned after | $9.45 exercise price | 2017-03-16 | |
| 2017-03-15 | LEE S JOON Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 76,250 owned after | $9.27 exercise price | 2017-03-16 | |
| 2017-03-15 | LEE S JOON Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,326 70,924 owned after | $11.50 exercise price | 2017-03-16 | |
| 2017-03-15 | LEE S JOON Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,984 65,940 owned after | $9.37 exercise price | 2017-03-16 | |
| 2017-03-07 | LEE S JOON Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −532 85,000 owned after | $10.44 exercise price | 2017-03-08 | |
| 2017-02-27 | LEE S JOON Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 85,532 owned after | $10.44 exercise price | 2017-02-27 | |
| 2017-02-23 | LEE S JOON Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,968 86,032 owned after | $10.44 exercise price | 2017-02-23 | |
| 2017-02-13 | RICHARDSON TIMOTHY A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 105,000 owned after | $10.44 exercise price | 2017-02-13 | |
| 2017-02-09 | THORBURN JAMES M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 65,000 owned after | $11.50 exercise price | 2017-02-09 | |
| 2017-02-09 | THORBURN JAMES M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 60,000 owned after | $9.45 exercise price | 2017-02-09 | |
| 2017-02-07 | Sasson Uzi Director, Officer (President; CEO; CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 970,000 owned after | $9.35 exercise price | 2017-02-08 | |
| 2017-02-07 | Sasson Uzi Director, Officer (President; CEO; CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −120,000 850,000 owned after | $9.36 exercise price | 2017-02-08 | |
| 2017-02-07 | Sasson Uzi Director, Officer (President; CEO; CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −120,000 730,000 owned after | $11.50 exercise price | 2017-02-08 | |
| 2017-02-07 | Sasson Uzi Director, Officer (President; CEO; CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 580,000 owned after | $6.53 exercise price | 2017-02-08 | |
| 2017-02-03 | RICHARDSON TIMOTHY A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,576 125,000 owned after | $9.52 exercise price | 2017-02-06 | |
| 2017-02-03 | FEUCHT DONALD L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 101,000 owned after | $10.44 exercise price | 2017-02-06 | |
| 2017-02-03 | FEUCHT DONALD L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 96,000 owned after | $11.50 exercise price | 2017-02-06 | |
| 2017-02-03 | FEUCHT DONALD L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 93,500 owned after | $6.88 exercise price | 2017-02-06 | |
| 2017-01-27 | RICHARDSON TIMOTHY A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −224 144,576 owned after | $9.52 exercise price | 2017-01-27 | |
| 2017-01-27 | FEUCHT DONALD L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,402 107,000 owned after | $10.44 exercise price | 2017-01-27 | |
| 2017-01-25 | FEUCHT DONALD L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,598 109,402 owned after | $10.44 exercise price | 2017-01-25 | |
| 2017-01-24 | FEUCHT DONALD L Director | 4 | Stock option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 117,000 owned after | $10.44 exercise price | 2017-01-25 | |
| 2017-01-24 | FEUCHT DONALD L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 113,000 owned after | $6.88 exercise price | 2017-01-25 |