IXYS CORP /DE/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 21 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-08: Reporting owner LEE S JOON; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-09-16: Reporting owner Wong Kenneth David; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-09-16: Reporting owner LEE S JOON; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-09-16: Reporting owner KORY SAMUEL; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-08 | LEE S JOON Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 131,250 owned after | $6.88 exercise price | 2011-11-10 | |
| 2011-09-16 | Wong Kenneth David Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 50,000 owned after | $12.25 exercise price | 2011-09-16 | |
| 2011-09-16 | LEE S JOON Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 151,250 owned after | $12.25 exercise price | 2011-09-16 | |
| 2011-09-16 | KORY SAMUEL Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 151,250 owned after | $12.25 exercise price | 2011-09-16 | |
| 2011-09-16 | FEUCHT DONALD L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 151,250 owned after | $12.25 exercise price | 2011-09-16 | |
| 2011-09-16 | THORBURN JAMES M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 110,000 owned after | $12.25 exercise price | 2011-09-16 | |
| 2011-09-16 | RICHARDSON TIMOTHY A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 130,000 owned after | $12.25 exercise price | 2011-09-16 | |
| 2011-09-16 | ZOMMER NATHAN Director, Officer (Chairman of the Board), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 940,000 owned after | $12.25 exercise price | 2011-09-16 | |
| 2011-09-16 | Sasson Uzi Officer (President; CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 795,000 owned after | $12.25 exercise price | 2011-09-16 | |
| 2011-08-09 | ZOMMER NATHAN Director, Officer (Chairman of the Board), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −120,000 920,000 owned after | $7.26 exercise price | 2011-08-09 | |
| 2011-07-29 | ZOMMER NATHAN Director, Officer (Chairman of the Board), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 1,040,000 owned after | $7.26 exercise price | 2011-08-02 | |
| 2011-06-23 | ZOMMER NATHAN Director, Officer (Chairman of the Board), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 1,070,000 owned after | $7.26 exercise price | 2011-06-24 | |
| 2011-06-03 | Wong Kenneth David Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $12.71 exercise price | 2011-06-07 | |
| 2011-05-27 | THORBURN JAMES M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 90,000 owned after | $6.88 exercise price | 2011-05-27 | |
| 2011-03-04 | THORBURN JAMES M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 100,000 owned after | $6.88 exercise price | 2011-03-07 | |
| 2011-02-17 | LEE S JOON Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,090 141,250 owned after | $6.60 exercise price | 2011-02-17 | |
| 2011-02-16 | FEUCHT DONALD L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,733 141,250 owned after | $6.60 exercise price | 2011-02-17 | |
| 2011-02-07 | LEE S JOON Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −310 147,340 owned after | $6.60 exercise price | 2011-02-09 | |
| 2011-02-07 | FEUCHT DONALD L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,767 143,983 owned after | $6.60 exercise price | 2011-02-08 | |
| 2011-02-03 | LEE S JOON Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 147,650 owned after | $6.60 exercise price | 2011-02-04 | |
| 2011-02-02 | LEE S JOON Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −38,500 147,750 owned after | $6.60 exercise price | 2011-02-04 |