IXYS CORP /DE/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-11-05: Reporting owner FEUCHT DONALD L; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-10-22: Reporting owner KORY SAMUEL; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-08-29: Reporting owner LEE S JOON; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-08-24: Reporting owner ZOMMER NATHAN; Form 4; Security Stock Option(Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-11-05 | FEUCHT DONALD L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 146,250 owned after | $7.08 exercise price | 2012-11-05 | |
| 2012-10-22 | KORY SAMUEL Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 146,250 owned after | $7.08 exercise price | 2012-10-29 | |
| 2012-08-29 | LEE S JOON Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,700 126,250 owned after | $7.08 exercise price | 2012-08-30 | |
| 2012-08-24 | ZOMMER NATHAN Director, Officer (Chairman of the Board), 10% Owner | 4 | Stock Option(Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 945,000 owned after | $9.45 exercise price | 2012-08-28 | |
| 2012-08-24 | Sasson Uzi Officer (President; CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 875,000 owned after | $9.45 exercise price | 2012-08-28 | |
| 2012-08-24 | Wong Kenneth David Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 55,000 owned after | $9.45 exercise price | 2012-08-28 | |
| 2012-08-24 | RICHARDSON TIMOTHY A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 135,000 owned after | $9.45 exercise price | 2012-08-28 | |
| 2012-08-24 | THORBURN JAMES M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 115,000 owned after | $9.45 exercise price | 2012-08-28 | |
| 2012-08-24 | LEE S JOON Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 127,950 owned after | $9.45 exercise price | 2012-08-28 | |
| 2012-08-24 | KORY SAMUEL Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 156,250 owned after | $9.45 exercise price | 2012-08-28 | |
| 2012-08-24 | FEUCHT DONALD L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 156,250 owned after | $9.45 exercise price | 2012-08-28 | |
| 2012-08-23 | LEE S JOON Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 122,950 owned after | $7.08 exercise price | 2012-08-23 | |
| 2012-08-16 | LEE S JOON Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 124,950 owned after | $7.08 exercise price | 2012-08-20 | |
| 2012-08-09 | LEE S JOON Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −428 130,822 owned after | $7.08 exercise price | 2012-08-13 |