IXYS CORP /DE/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-10: Reporting owner INGRAM PETER H; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-12-09: Reporting owner INGRAM PETER H; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-09-11: Reporting owner THORBURN JAMES M; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-09-11: Reporting owner FEUCHT DONALD L; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-10 | INGRAM PETER H Officer (President, European Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −47,000 198,000 owned after | $3.63 exercise price | 2009-12-11 | |
| 2009-12-09 | INGRAM PETER H Officer (President, European Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −73,000 245,000 owned after | $3.63 exercise price | 2009-12-11 | |
| 2009-09-11 | THORBURN JAMES M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 90,000 owned after | $6.88 exercise price | 2009-09-11 | |
| 2009-09-11 | FEUCHT DONALD L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 176,250 owned after | $6.88 exercise price | 2009-09-11 | |
| 2009-09-11 | KORY SAMUEL Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 153,250 owned after | $6.88 exercise price | 2009-09-11 | |
| 2009-09-11 | RICHARDSON TIMOTHY A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 90,000 owned after | $6.88 exercise price | 2009-09-11 | |
| 2009-09-11 | LEE S JOON Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 201,250 owned after | $6.88 exercise price | 2009-09-11 | |
| 2009-08-07 | ZOMMER NATHAN Director, Officer (President), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −480,000 1,080,000 owned after | $2.34 exercise price | 2009-08-07 | |
| 2009-06-04 | KORY SAMUEL Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,750 133,250 owned after | $3.63 exercise price | 2009-06-05 | |
| 2009-02-12 | INGRAM PETER H Officer (President, European Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 318,000 owned after | $7.97 exercise price | 2009-02-13 |