IXYS CORP /DE/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-11-13: Reporting owner Sasson Uzi; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-11-06: Reporting owner INGRAM PETER H; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-09-05: Reporting owner ZOMMER NATHAN; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-09-05: Reporting owner Sasson Uzi; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-11-13 | Sasson Uzi Officer (COO; CFO; Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 635,000 owned after | $6.53 exercise price | 2008-11-17 | |
| 2008-11-06 | INGRAM PETER H Officer (President, European Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −53,000 288,000 owned after | $2.13 exercise price | 2008-11-10 | |
| 2008-09-05 | ZOMMER NATHAN Director, Officer (President), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +170,000 1,560,000 owned after | $12.65 exercise price | 2008-09-08 | |
| 2008-09-05 | Sasson Uzi Officer (COO; CFO; Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,000 485,000 owned after | $11.50 exercise price | 2008-09-08 | |
| 2008-09-05 | THORBURN JAMES M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 70,000 owned after | $11.50 exercise price | 2008-09-08 | |
| 2008-09-05 | RICHARDSON TIMOTHY A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 70,000 owned after | $11.50 exercise price | 2008-09-05 | |
| 2008-09-05 | LEE S JOON Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 181,250 owned after | $11.50 exercise price | 2008-09-05 | |
| 2008-09-05 | KORY SAMUEL Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 155,000 owned after | $11.50 exercise price | 2008-09-05 | |
| 2008-09-05 | FEUCHT DONALD L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 156,250 owned after | $11.50 exercise price | 2008-09-05 | |
| 2008-06-04 | FEUCHT DONALD L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 136,250 owned after | $6.60 exercise price | 2008-06-06 | |
| 2008-03-20 | ZOMMER NATHAN Director, Officer (President), 10% Owner | 4 | Stock Option (right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −62,600 1,390,000 owned after | $1.86 exercise price | 2008-03-21 |