IXYS CORP /DE/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-04: Reporting owner INGRAM PETER H; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-12-04: Reporting owner INGRAM PETER H; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-09-07: Reporting owner RICHARDSON TIMOTHY A; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-09-07: Reporting owner LEE S JOON; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-04 | INGRAM PETER H Officer (President, European Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,150 348,000 owned after | $1.69 exercise price | 2007-12-06 | |
| 2007-12-04 | INGRAM PETER H Officer (President, European Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 341,000 owned after | $2.13 exercise price | 2007-12-06 | |
| 2007-09-07 | RICHARDSON TIMOTHY A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 50,000 owned after | $10.44 exercise price | 2007-09-11 | |
| 2007-09-07 | LEE S JOON Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 161,250 owned after | $10.44 exercise price | 2007-09-11 | |
| 2007-09-07 | KORY SAMUEL Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 135,000 owned after | $10.44 exercise price | 2007-09-11 | |
| 2007-09-07 | FEUCHT DONALD L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 146,250 owned after | $10.44 exercise price | 2007-09-11 | |
| 2007-09-07 | THORBURN JAMES M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 50,000 owned after | $10.44 exercise price | 2007-09-11 | |
| 2007-06-07 | Sasson Uzi Officer (COO; CFO; Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,000 365,000 owned after | $9.36 exercise price | 2007-06-11 | |
| 2007-06-07 | ZOMMER NATHAN Director, Officer (President), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 1,452,600 owned after | $9.36 exercise price | 2007-06-11 | |
| 2007-06-01 | RICHARDSON TIMOTHY A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $9.52 exercise price | 2007-06-07 | |
| 2007-06-01 | THORBURN JAMES M Director | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $9.52 exercise price | 2007-06-05 | |
| 2007-06-01 | THORBURN JAMES M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $9.52 exercise price | 2007-06-05 | |
| 2007-05-31 | Sasson Uzi Officer (COO; CFO; Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 245,000 owned after | $9.35 exercise price | 2007-06-04 |