ITERIS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-09-18: Reporting owner SEAZHOLTZ JOHN; Form 4; Security Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-09-18: Reporting owner THOMAS TOM; Form 4; Security Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-09-18: Reporting owner SLUTZKY JOEL; Form 4; Security Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-09-18: Reporting owner MINER GREG; Form 4; Security Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-09-18 | SEAZHOLTZ JOHN Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $1.73 | 2009-09-21 | |
| 2009-09-18 | THOMAS TOM Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $1.73 | 2009-09-21 | |
| 2009-09-18 | SLUTZKY JOEL Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $1.73 | 2009-09-21 | |
| 2009-09-18 | MINER GREG Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $1.73 | 2009-09-21 | |
| 2009-09-18 | DALY KEVIN Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $1.73 | 2009-09-21 | |
| 2009-09-18 | CHAR RICHARD Director | 4 | Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $1.73 | 2009-09-21 | |
| 2009-05-27 | MIELE JAMES Officer (CFO & Secretary) | 4 | Options Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.41 | 2009-05-29 | |
| 2009-05-27 | MCKHANN GREG Officer (Sr. Vice President) | 4 | Options Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.41 | 2009-05-29 | |
| 2009-05-27 | Kreter Todd Officer (Sr. Vice President) | 4 | Options Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.41 | 2009-05-29 | |
| 2009-05-27 | MOHADDES ABBAS Director, Officer (CEO) | 4 | Options Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.41 | 2009-05-29 | |
| 2009-05-27 | Clelland Alan Officer (Sr. Vice President) | 4 | Options Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.41 | 2009-05-29 | |
| 2009-02-10 | MOHADDES ABBAS Director, Officer (CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 210,000 owned after | $1.19 exercise price | 2009-02-11 | |
| 2009-02-10 holding as of filing | Kreter Todd Officer (Vice President) | 3 | Option right to buy Derivative · Direct | Holding | $2.46 exercise price | 2009-02-10 |