ITERIS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-10-02: Reporting owner MOHADDES ABBAS; Form 4; Security Options right to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-09-21: Reporting owner THOMAS TOM; Form 4; Security Option right to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-09-21: Reporting owner CHAR RICHARD; Form 4; Security Options right to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-09-21: Reporting owner SEAZHOLTZ JOHN; Form 4; Security Option right to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-10-02 | MOHADDES ABBAS Director, Officer (CEO) | 4 | Options right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $2.34 | 2007-10-09 | |
| 2007-09-21 | THOMAS TOM Director | 4 | Option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $2.21 | 2007-09-24 | |
| 2007-09-21 | CHAR RICHARD Director | 4 | Options right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $2.21 | 2007-09-24 | |
| 2007-09-21 | SEAZHOLTZ JOHN Director | 4 | Option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $2.21 | 2007-09-24 | |
| 2007-09-21 | SLUTZKY JOEL Director | 4 | Option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $2.21 | 2007-09-24 | |
| 2007-09-21 | MINER GREG Director | 4 | Option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $2.21 | 2007-09-24 | |
| 2007-09-21 | DALY KEVIN Director | 4 | Option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $2.21 | 2007-09-24 | |
| 2007-07-02 | MEMOLE FRANCIS Officer (Sr. Vice President) | 4 | Employee stock option right to buy Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +12,496 0 owned after | $0.54 | 2007-07-03 | |
| 2007-05-31 | MEMOLE FRANCIS Officer (Sr. Vice President) | 4 | Employee stock option right to buy Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +15,000 12,496 owned after | $0.54 | 2007-05-31 | |
| 2007-05-30 | MEMOLE FRANCIS Officer (Sr. Vice President) | 4 | Employee stock option right to buy Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +10,000 27,496 owned after | $0.54 | 2007-05-31 | |
| 2007-05-23 | MCKHANN GREG Officer (Vice President) | 4 | Employee stock option (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +6,250 0 owned after | $0.54 | 2007-05-24 | |
| 2007-04-27 | MEMOLE FRANCIS Officer (Sr. Vice President) | 4 | Employee stock option right to buy Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +50,000 37,496 owned after | $0.54 | 2007-05-01 | |
| 2007-04-27 | MCKHANN GREG Officer (Vice President) | 4 | Employee stock option (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +6,250 6,250 owned after | $0.54 | 2007-05-01 | |
| 2007-03-22 | MCKHANN GREG Officer (Vice President) | 4 | Employee stock option (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +3,600 12,500 owned after | $0.54 | 2007-03-22 | |
| 2007-03-21 | MCKHANN GREG Officer (Vice President) | 4 | Employee stock option (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +2,650 16,100 owned after | $0.54 | 2007-03-22 | |
| 2007-03-14 | MOHADDES ABBAS Director, Officer (CEO) | 4 | Option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $2.55 | 2008-07-29 | |
| 2007-02-27 | MEMOLE FRANCIS Officer (Sr. Vice President) | 4 | Employee stock option right to buy Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +25,000 87,496 owned after | $0.54 | 2007-03-01 | |
| 2007-01-24 | MCKHANN GREG Officer (Vice President) | 4 | Employee stock option (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +6,250 25,000 owned after | $0.54 | 2007-01-26 |