HOT TOPIC INC /CA/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-10-12: Reporting owner Becker Steven R; Form 4; Security Non-Qualified Stock Option(Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-10-12: Reporting owner Drapkin Matthew A; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-10-01: Reporting owner Becker Steven R; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-10-01: Reporting owner Drapkin Matthew A; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-10-12 | Becker Steven R Director | 4 | Non-Qualified Stock Option(Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,765 9,765 owned after | $6.08 exercise price | 2010-10-14 | |
| 2010-10-12 | Drapkin Matthew A Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,765 9,765 owned after | $6.08 exercise price | 2010-10-14 | |
| 2010-10-01 | Becker Steven R Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.05 exercise price | 2010-10-05 | |
| 2010-10-01 | Drapkin Matthew A Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.05 exercise price | 2010-10-05 | |
| 2010-06-08 | Vellios Thomas Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,669 31,669 owned after | $4.88 exercise price | 2010-06-09 | |
| 2010-06-08 | SCHUON ANDY Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,669 31,669 owned after | $4.88 exercise price | 2010-06-09 | |
| 2010-06-08 | QUINNELL BRUCE A Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,225 42,225 owned after | $4.88 exercise price | 2010-06-09 | |
| 2010-06-08 | HEDRICK W SCOTT Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,669 31,669 owned after | $4.88 exercise price | 2010-06-09 | |
| 2010-06-08 | HARPER LISA M Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,669 31,669 owned after | $4.88 exercise price | 2010-06-09 | |
| 2010-06-08 | D An Evelyn Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,669 31,669 owned after | $4.88 exercise price | 2010-06-09 | |
| 2010-04-16 | WEHLITZ GEORGE Officer (VP, Finance) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 10,000 owned after | $4.56 exercise price | 2010-04-19 | |
| 2010-04-15 | D An Evelyn Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,939 13,995 owned after | $6.02 exercise price | 2010-04-15 | |
| 2010-04-15 | D An Evelyn Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,093 12,902 owned after | $6.02 exercise price | 2010-04-15 | |
| 2010-04-15 | SCHUON ANDY Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,093 21,841 owned after | $6.02 exercise price | 2010-04-15 | |
| 2010-04-15 | SCHUON ANDY Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,939 12,902 owned after | $6.02 exercise price | 2010-04-15 | |
| 2010-04-13 | QUINNELL BRUCE A Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,737 18,842 owned after | $6.02 exercise price | 2010-04-14 | |
| 2010-04-13 | QUINNELL BRUCE A Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,640 17,202 owned after | $6.02 exercise price | 2010-04-14 | |
| 2010-04-12 | MCLAUGHLIN ELIZABETH Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 225,000 owned after | $4.75 exercise price | 2010-04-12 | |
| 2010-03-17 | WEHLITZ GEORGE Officer (VP, Finance) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $6.37 exercise price | 2010-03-19 | |
| 2010-03-17 | Kirkpatrick John Officer (SVP, Chief Music Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $6.37 exercise price | 2010-03-19 | |
| 2010-03-17 | Kocourek Amy Officer (Chief Merchandising Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $6.37 exercise price | 2010-03-19 | |
| 2010-03-17 | MCGINTY JIM Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $6.37 exercise price | 2010-03-19 | |
| 2010-03-17 | Daniel Christopher F Officer (President, Torrid) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $6.37 exercise price | 2010-03-19 | |
| 2010-03-17 | COOK GERALD Officer (Chief Operating Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $6.37 exercise price | 2010-03-19 | |
| 2010-03-17 | MCLAUGHLIN ELIZABETH Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $6.37 exercise price | 2010-03-19 |