HOT TOPIC INC /CA/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 71 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-06-12: Reporting owner WEHLITZ GEORGE; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-06-12: Reporting owner WEHLITZ GEORGE; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-06-12: Reporting owner WEHLITZ GEORGE; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-06-12: Reporting owner WEHLITZ GEORGE; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-06-12 | WEHLITZ GEORGE Officer (CHIEF FINANCIAL OFFICER) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $9.44 | 2013-06-14 | |
| 2013-06-12 | WEHLITZ GEORGE Officer (CHIEF FINANCIAL OFFICER) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $8.23 | 2013-06-14 | |
| 2013-06-12 | WEHLITZ GEORGE Officer (CHIEF FINANCIAL OFFICER) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $7.63 | 2013-06-14 | |
| 2013-06-12 | WEHLITZ GEORGE Officer (CHIEF FINANCIAL OFFICER) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $4.44 | 2013-06-14 | |
| 2013-06-12 | WEHLITZ GEORGE Officer (CHIEF FINANCIAL OFFICER) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $4.31 | 2013-06-14 | |
| 2013-06-12 | WEHLITZ GEORGE Officer (CHIEF FINANCIAL OFFICER) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $2.72 | 2013-06-14 | |
| 2013-06-12 | KYEES JOHN E Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,350 0 owned after | $4.48 | 2013-06-14 | |
| 2013-06-12 | KYEES JOHN E Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,554 0 owned after | $3.86 | 2013-06-14 | |
| 2013-06-12 | SCHUON ANDY Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,856 0 owned after | $9.12 | 2013-06-14 | |
| 2013-06-12 | SCHUON ANDY Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,587 0 owned after | $6.91 | 2013-06-14 | |
| 2013-06-12 | SCHUON ANDY Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,023 0 owned after | $6.46 | 2013-06-14 | |
| 2013-06-12 | SCHUON ANDY Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,350 0 owned after | $4.48 | 2013-06-14 | |
| 2013-06-12 | SCHUON ANDY Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,696 2,500 owned after | $2.79 | 2013-06-14 | |
| 2013-06-12 | SCHUON ANDY Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $2.79 | 2013-06-14 | |
| 2013-06-12 | SCHUON ANDY Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,231 0 owned after | $0.91 | 2013-06-14 | |
| 2013-06-12 | SCHUON ANDY Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,500 0 owned after | $20.04 exercise price | 2013-06-14 | |
| 2013-06-12 | SCHUON ANDY Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,500 0 owned after | $20.67 exercise price | 2013-06-14 | |
| 2013-06-12 | Vellios Thomas Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −31,669 0 owned after | $9.12 | 2013-06-14 | |
| 2013-06-12 | Vellios Thomas Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,934 10,000 owned after | $7.98 | 2013-06-14 | |
| 2013-06-12 | Vellios Thomas Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $7.98 | 2013-06-14 | |
| 2013-06-12 | Vellios Thomas Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,672 0 owned after | $6.91 | 2013-06-14 | |
| 2013-06-12 | Vellios Thomas Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,122 0 owned after | $6.46 | 2013-06-14 | |
| 2013-06-12 | Vellios Thomas Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,350 0 owned after | $4.48 | 2013-06-14 | |
| 2013-06-12 | Mizicko Mark Officer (CHIEF PLANNING OFFICER) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $6.68 | 2013-06-14 | |
| 2013-06-12 | Mizicko Mark Officer (CHIEF PLANNING OFFICER) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $4.31 | 2013-06-14 | |
| 2013-06-12 | Drapkin Matthew A Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,350 0 owned after | $9.52 exercise price | 2013-06-14 | |
| 2013-06-12 | Drapkin Matthew A Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,672 0 owned after | $7.09 exercise price | 2013-06-14 | |
| 2013-06-12 | Drapkin Matthew A Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,765 0 owned after | $6.08 exercise price | 2013-06-14 | |
| 2013-06-12 | Drapkin Matthew A Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $6.05 exercise price | 2013-06-14 | |
| 2013-06-12 | Becker Steven R Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,350 0 owned after | $9.52 exercise price | 2013-06-14 | |
| 2013-06-12 | Becker Steven R Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,672 0 owned after | $7.09 exercise price | 2013-06-14 | |
| 2013-06-12 | Becker Steven R Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,765 0 owned after | $6.08 exercise price | 2013-06-14 | |
| 2013-06-12 | Becker Steven R Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $6.05 exercise price | 2013-06-14 | |
| 2013-06-12 | HENDRICKS DONALD L Officer (CHIEF OPERATING OFFICER) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $5.40 | 2013-06-14 | |
| 2013-06-12 | HENDRICKS DONALD L Officer (CHIEF OPERATING OFFICER) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $4.31 | 2013-06-14 | |
| 2013-06-12 | D An Evelyn Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −31,669 0 owned after | $9.12 | 2013-06-14 | |
| 2013-06-12 | D An Evelyn Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,495 1,407 owned after | $7.98 | 2013-06-14 | |
| 2013-06-12 | D An Evelyn Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,407 0 owned after | $7.98 | 2013-06-14 | |
| 2013-06-12 | D An Evelyn Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,672 0 owned after | $6.91 | 2013-06-14 | |
| 2013-06-12 | D An Evelyn Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,122 0 owned after | $6.46 | 2013-06-14 | |
| 2013-06-12 | D An Evelyn Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,350 0 owned after | $4.48 | 2013-06-14 | |
| 2013-06-12 | D An Evelyn Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,196 0 owned after | $2.79 | 2013-06-14 | |
| 2013-06-12 | GRAHAM TERRI F Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,350 0 owned after | $4.48 | 2013-06-14 | |
| 2013-06-12 | HEDRICK W SCOTT Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −31,669 0 owned after | $9.12 | 2013-06-14 | |
| 2013-06-12 | HEDRICK W SCOTT Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,434 2,500 owned after | $7.98 | 2013-06-14 | |
| 2013-06-12 | HEDRICK W SCOTT Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $7.98 | 2013-06-14 | |
| 2013-06-12 | HEDRICK W SCOTT Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,672 0 owned after | $6.91 | 2013-06-14 | |
| 2013-06-12 | HEDRICK W SCOTT Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,122 0 owned after | $6.46 | 2013-06-14 | |
| 2013-06-12 | HEDRICK W SCOTT Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,350 0 owned after | $4.48 | 2013-06-14 | |
| 2013-06-12 | HEDRICK W SCOTT Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,696 2,500 owned after | $2.79 | 2013-06-14 | |
| 2013-06-12 | HEDRICK W SCOTT Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $2.79 | 2013-06-14 | |
| 2013-06-12 | HEDRICK W SCOTT Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,231 0 owned after | $0.91 | 2013-06-14 | |
| 2013-06-12 | HEDRICK W SCOTT Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,500 0 owned after | $20.04 exercise price | 2013-06-14 | |
| 2013-06-12 | HEDRICK W SCOTT Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,500 0 owned after | $20.67 exercise price | 2013-06-14 | |
| 2013-06-12 | HARPER LISA M Director, Officer (Chairman & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −31,669 0 owned after | $9.12 | 2013-06-14 | |
| 2013-06-12 | HARPER LISA M Director, Officer (Chairman & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500,000 500,000 owned after | $8.23 | 2013-06-14 | |
| 2013-06-12 | HARPER LISA M Director, Officer (Chairman & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500,000 0 owned after | $8.23 | 2013-06-14 | |
| 2013-06-12 | HARPER LISA M Director, Officer (Chairman & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 12,934 owned after | $7.98 | 2013-06-14 | |
| 2013-06-12 | HARPER LISA M Director, Officer (Chairman & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,934 0 owned after | $7.98 | 2013-06-14 | |
| 2013-06-12 | HARPER LISA M Director, Officer (Chairman & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,122 0 owned after | $6.46 | 2013-06-14 | |
| 2013-06-12 | HARPER LISA M Director, Officer (Chairman & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 250,000 owned after | $4.31 | 2013-06-14 | |
| 2013-06-12 | HARPER LISA M Director, Officer (Chairman & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −250,000 0 owned after | $4.31 | 2013-06-14 | |
| 2013-03-04 | HARPER LISA M Director, Officer (Chairman & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 350,000 owned after | $9.69 exercise price | 2013-03-06 | |
| 2013-01-21 | WEHLITZ GEORGE Officer (Interim CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $11.28 exercise price | 2013-01-23 | |
| 2013-01-17 | COOK GERALD Officer (Chief Store Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,000 6,250 owned after | $9.56 exercise price | 2013-01-17 | |
| 2013-01-16 | COOK GERALD Officer (Chief Store Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −47,400 35,250 owned after | $9.56 exercise price | 2013-01-17 | |
| 2013-01-09 | COOK GERALD Officer (Chief Store Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,907 82,650 owned after | $9.56 exercise price | 2013-01-10 | |
| 2013-01-04 | COOK GERALD Officer (Chief Store Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −443 99,557 owned after | $9.56 exercise price | 2013-01-08 | |
| 2013-01-03 | COOK GERALD Officer (Chief Store Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,375 181,575 owned after | $5.77 exercise price | 2013-01-07 | |
| 2013-01-03 | COOK GERALD Officer (Chief Store Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,950 140,625 owned after | $5.77 exercise price | 2013-01-07 | |
| 2013-01-03 | COOK GERALD Officer (Chief Store Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,500 31,250 owned after | $6.37 exercise price | 2013-01-07 |