HOT TOPIC INC /CA/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 21 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-11-15: Reporting owner Daniel Christopher F; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-06-13: Reporting owner SCHUON ANDY; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-06-13: Reporting owner MASON KATHLEEN; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-06-13: Reporting owner HEDRICK W SCOTT; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-11-15 | Daniel Christopher F Officer (President, Torrid) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $10.87 exercise price | 2006-11-16 | |
| 2006-06-13 | SCHUON ANDY Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,231 10,231 owned after | $13.09 exercise price | 2006-06-15 | |
| 2006-06-13 | MASON KATHLEEN Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,231 10,231 owned after | $13.09 exercise price | 2006-06-15 | |
| 2006-06-13 | HEDRICK W SCOTT Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,231 10,231 owned after | $13.09 exercise price | 2006-06-15 | |
| 2006-06-13 | FEDERICO CORRADO Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,231 10,231 owned after | $13.09 exercise price | 2006-06-15 | |
| 2006-06-13 | COHEN CYNTHIA R Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,231 10,231 owned after | $13.09 exercise price | 2006-06-15 | |
| 2006-06-13 | QUINNELL BRUCE A Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,641 13,641 owned after | $13.09 exercise price | 2006-06-15 | |
| 2006-03-17 | Daniel Christopher F Officer (Vice President, Torrid GMM) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $13.90 exercise price | 2006-03-21 | |
| 2006-03-17 | LEVITT CINDY Officer (Vice President of Licensing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $13.90 exercise price | 2006-03-21 | |
| 2006-03-17 | Beauchamp Thomas A Officer (SVP, Chief Information Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $13.90 exercise price | 2006-03-21 | |
| 2006-03-17 | KEARNS CHRISTOPHER J Officer (SVP, Gen. Counsel & Secretary) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $13.90 exercise price | 2006-03-21 | |
| 2006-03-17 | COMFORT MARIA Officer (SVP, Chief Merchandise Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $13.90 exercise price | 2006-03-21 | |
| 2006-03-17 | COOK GERALD Officer (President, Hot Topic, Inc.) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $13.90 exercise price | 2006-03-21 | |
| 2006-03-17 | MCGINTY JIM Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $13.90 exercise price | 2006-03-21 | |
| 2006-03-17 | MCLAUGHLIN ELIZABETH Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $13.90 exercise price | 2006-03-21 | |
| 2006-03-07 | MCLAUGHLIN ELIZABETH Director, Officer (Chief Executive Officer) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,750 20,000 owned after | $1.51 exercise price | 2006-03-09 | |
| 2006-03-07 | MCLAUGHLIN ELIZABETH Director, Officer (Chief Executive Officer) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −536 0 owned after | $5.97 exercise price | 2006-03-09 | |
| 2006-03-07 | MCLAUGHLIN ELIZABETH Director, Officer (Chief Executive Officer) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,398 0 owned after | $10.64 exercise price | 2006-03-09 | |
| 2006-02-09 | MCGINTY JIM Officer (Chief Financial Officer) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $6.97 exercise price | 2006-03-09 | |
| 2006-02-09 | MCGINTY JIM Officer (Chief Financial Officer) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 1,688 owned after | $10.31 exercise price | 2006-03-09 | |
| 2006-01-09 | ELLEDGE ROBIN L Officer (SVP, HUMAN RESOURCES) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55,000 55,000 owned after | $13.31 exercise price | 2006-01-10 |