HOT TOPIC INC /CA/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 29 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-10: Reporting owner COOK GERALD; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2007-12-10: Reporting owner MCLAUGHLIN ELIZABETH; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2007-12-10: Reporting owner MCGINTY JIM; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2007-10-22: Reporting owner QUINNELL BRUCE A; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-10 | COOK GERALD Officer (President) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | +100,000 0 owned after | $25.51 exercise price | 2007-12-12 | |
| 2007-12-10 | MCLAUGHLIN ELIZABETH Director, Officer (CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | +300,000 0 owned after | $25.21 exercise price | 2007-12-12 | |
| 2007-12-10 | MCGINTY JIM Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | +50,000 0 owned after | $25.51 exercise price | 2007-12-12 | |
| 2007-10-22 | QUINNELL BRUCE A Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,750 0 owned after | $5.97 exercise price | 2007-10-24 | |
| 2007-10-12 | QUINNELL BRUCE A Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,750 0 owned after | $1.78 exercise price | 2007-10-15 | |
| 2007-10-12 | QUINNELL BRUCE A Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,250 0 owned after | $2.64 exercise price | 2007-10-15 | |
| 2007-06-14 | D An Evelyn Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −11,196 11,196 owned after | $11.21 exercise price | 2007-06-18 | |
| 2007-06-14 | FEDERICO CORRADO | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,696 8,696 owned after | $11.21 exercise price | 2007-06-15 | |
| 2007-06-14 | FEDERICO CORRADO | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 11,196 owned after | $11.21 exercise price | 2007-06-15 | |
| 2007-06-14 | SCHUON ANDY Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,696 8,696 owned after | $11.21 exercise price | 2007-06-15 | |
| 2007-06-14 | SCHUON ANDY Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 11,196 owned after | $11.21 exercise price | 2007-06-15 | |
| 2007-06-14 | QUINNELL BRUCE A Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $11.21 exercise price | 2007-06-15 | |
| 2007-06-14 | QUINNELL BRUCE A Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,178 14,928 owned after | $11.21 exercise price | 2007-06-15 | |
| 2007-06-14 | HEDRICK W SCOTT Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,696 8,696 owned after | $11.21 exercise price | 2007-06-15 | |
| 2007-06-14 | HEDRICK W SCOTT Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 11,196 owned after | $11.21 exercise price | 2007-06-15 | |
| 2007-06-14 | COHEN CYNTHIA R Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,696 8,696 owned after | $11.21 exercise price | 2007-06-15 | |
| 2007-06-14 | COHEN CYNTHIA R Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 11,196 owned after | $11.21 exercise price | 2007-06-15 | |
| 2007-05-30 | FEDERICO CORRADO Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $10.73 | 2007-06-01 | |
| 2007-04-23 | Kirkpatrick John Officer (SVP, Chief Music Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $11.62 exercise price | 2007-04-25 | |
| 2007-04-20 | FEDERICO CORRADO Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 15,000 owned after | $12.04 | 2007-04-23 | |
| 2007-04-18 | FEDERICO CORRADO Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 25,000 owned after | $11.56 | 2007-04-20 | |
| 2007-03-23 | MCGINTY JIM Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $11.31 exercise price | 2007-03-27 | |
| 2007-03-23 | KEARNS CHRISTOPHER J Officer (SVP, General Counsel) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $11.31 exercise price | 2007-03-27 | |
| 2007-03-23 | ELLEDGE ROBIN L Officer (SVP, HUMAN RESOURCES) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $11.31 exercise price | 2007-03-27 | |
| 2007-03-23 | Daniel Christopher F Officer (President, Torrid) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $11.31 exercise price | 2007-03-27 | |
| 2007-03-23 | COOK GERALD Officer (President, Hot Topic, Inc.) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +78,000 78,000 owned after | $11.31 exercise price | 2007-03-27 | |
| 2007-03-23 | COMFORT MARIA Officer (SVP, Chief Merchandise Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $11.31 exercise price | 2007-03-27 | |
| 2007-03-23 | MCLAUGHLIN ELIZABETH Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $11.31 exercise price | 2007-03-27 | |
| 2007-03-23 | Beauchamp Thomas A Officer (SVP, Chief Information Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $11.31 exercise price | 2007-03-27 |