HOT TOPIC INC /CA/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 30 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-07-07: Reporting owner MCLAUGHLIN ELIZABETH; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2008-06-10: Reporting owner HEDRICK W SCOTT; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-06-10: Reporting owner HEDRICK W SCOTT; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-06-10: Reporting owner Vellios Thomas; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-07-07 | MCLAUGHLIN ELIZABETH Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $5.07 exercise price | 2008-07-09 | |
| 2008-06-10 | HEDRICK W SCOTT Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $6.02 exercise price | 2008-06-12 | |
| 2008-06-10 | HEDRICK W SCOTT Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,434 22,934 owned after | $6.02 exercise price | 2008-06-12 | |
| 2008-06-10 | Vellios Thomas Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.02 exercise price | 2008-06-12 | |
| 2008-06-10 | Vellios Thomas Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,934 22,934 owned after | $6.02 exercise price | 2008-06-12 | |
| 2008-06-10 | HARPER LISA M Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.02 exercise price | 2008-06-12 | |
| 2008-06-10 | HARPER LISA M Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,934 22,934 owned after | $6.02 exercise price | 2008-06-12 | |
| 2008-06-10 | SCHUON ANDY Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $6.02 exercise price | 2008-06-12 | |
| 2008-06-10 | SCHUON ANDY Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,434 22,934 owned after | $6.02 exercise price | 2008-06-12 | |
| 2008-06-10 | D An Evelyn Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $6.02 exercise price | 2008-06-12 | |
| 2008-06-10 | D An Evelyn Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,434 22,934 owned after | $6.02 exercise price | 2008-06-12 | |
| 2008-06-10 | QUINNELL BRUCE A Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $6.02 exercise price | 2008-06-12 | |
| 2008-06-10 | QUINNELL BRUCE A Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,829 30,579 owned after | $6.02 exercise price | 2008-06-12 | |
| 2008-06-03 holding as of filing | Crooke Michael Officer (President, Hot Topic Division) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $5.07 exercise price | 2008-06-03 | ||
| 2008-06-02 | MCLAUGHLIN ELIZABETH Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $5.07 exercise price | 2008-06-03 | |
| 2008-06-02 | Crooke Michael Officer (President, Hot Topic Division) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $5.07 exercise price | 2008-06-03 | |
| 2008-04-18 | FEDERICO CORRADO Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 0 owned after | $2.22 exercise price | 2008-04-28 | |
| 2008-04-17 | FEDERICO CORRADO Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 3,500 owned after | $2.22 exercise price | 2008-04-28 | |
| 2008-04-16 | FEDERICO CORRADO Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,550 6,500 owned after | $2.22 exercise price | 2008-04-28 | |
| 2008-04-15 | FEDERICO CORRADO Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,200 9,050 owned after | $2.22 exercise price | 2008-04-28 | |
| 2008-04-07 | WEHLITZ GEORGE Officer (VP, Finance) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $4.56 exercise price | 2008-04-09 | |
| 2008-03-26 | Kirkpatrick John Officer (SVP, Chief Music Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $4.75 exercise price | 2008-03-28 | |
| 2008-03-26 | Beauchamp Thomas A Officer (SVP, Chief Information Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $4.75 exercise price | 2008-03-28 | |
| 2008-03-26 | ELLEDGE ROBIN L Officer (SVP, HUMAN RESOURCES) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $4.75 exercise price | 2008-03-28 | |
| 2008-03-26 | COMFORT MARIA Officer (SVP, Chief Merchandise Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $4.75 exercise price | 2008-03-28 | |
| 2008-03-26 | MCGINTY JIM Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $4.75 exercise price | 2008-03-28 | |
| 2008-03-26 | COOK GERALD Officer (Chief Operating Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $4.75 exercise price | 2008-03-28 | |
| 2008-03-26 | Daniel Christopher F Officer (President, Torrid) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $4.75 exercise price | 2008-03-28 | |
| 2008-03-26 | MCLAUGHLIN ELIZABETH Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $4.75 exercise price | 2008-03-28 | |
| 2008-01-04 | MCLAUGHLIN ELIZABETH Director, Officer (Chief Executive Officer) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −80,000 0 owned after | $2.41 exercise price | 2008-01-07 |