HOT TOPIC INC /CA/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-10-03: Reporting owner Mizicko Mark; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-08-29: Reporting owner HENDRICKS DONALD L; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-08-22: Reporting owner Allison Jeffrey; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-06-07: Reporting owner Becker Steven R; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-10-03 | Mizicko Mark Officer (SVP, PLANNING & ALLOCATION) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $7.32 exercise price | 2011-10-05 | |
| 2011-08-29 | HENDRICKS DONALD L Officer (CHIEF INFORMATION OFFICER) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $8.60 exercise price | 2011-08-30 | |
| 2011-08-22 | Allison Jeffrey Officer (SVP, PLANNING & ALLOCATION) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $7.71 exercise price | 2011-08-23 | |
| 2011-06-07 | Becker Steven R Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,672 22,672 owned after | $7.09 exercise price | 2011-06-09 | |
| 2011-06-07 | Drapkin Matthew A Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,672 22,672 owned after | $7.09 exercise price | 2011-06-09 | |
| 2011-06-07 | Vellios Thomas Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,672 22,672 owned after | $7.09 exercise price | 2011-06-08 | |
| 2011-06-07 | D An Evelyn Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,672 22,672 owned after | $7.09 exercise price | 2011-06-08 | |
| 2011-06-07 | HEDRICK W SCOTT Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,672 22,672 owned after | $7.09 exercise price | 2011-06-08 | |
| 2011-06-07 | SCHUON ANDY Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,672 22,672 owned after | $7.09 exercise price | 2011-06-08 | |
| 2011-06-07 | QUINNELL BRUCE A Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,230 30,230 owned after | $7.09 exercise price | 2011-06-08 | |
| 2011-04-08 | Daniel Christopher F Officer (President, Torrid) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 25,000 owned after | $4.75 exercise price | 2011-04-08 | |
| 2011-03-30 | WEHLITZ GEORGE Officer (VP, Finance) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $5.77 exercise price | 2011-03-31 | |
| 2011-03-30 | Kirkpatrick John Officer (SVP, Chief Music Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $5.77 exercise price | 2011-03-31 | |
| 2011-03-30 | MCGINTY JIM Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $5.77 exercise price | 2011-03-31 | |
| 2011-03-30 | MCGINTY JIM Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 250,000 owned after | $5.77 exercise price | 2011-03-31 | |
| 2011-03-30 | COOK GERALD Officer (Chief Operating Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $5.77 exercise price | 2011-03-31 | |
| 2011-03-30 | COOK GERALD Officer (Chief Operating Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 250,000 owned after | $5.77 exercise price | 2011-03-31 | |
| 2011-03-30 | HARPER LISA M Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $5.77 exercise price | 2011-03-31 | |
| 2011-03-30 | HARPER LISA M Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 1,000,000 owned after | $5.77 exercise price | 2011-03-31 | |
| 2011-03-21 | MCLAUGHLIN ELIZABETH Director, Officer (Chief Executive Officer) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,524 0 owned after | $15.33 exercise price | 2011-03-23 | |
| 2011-03-21 | MCLAUGHLIN ELIZABETH Director, Officer (Chief Executive Officer) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,407 0 owned after | $15.61 exercise price | 2011-03-23 | |
| 2011-03-21 | MCLAUGHLIN ELIZABETH Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $11.31 exercise price | 2011-03-23 | |
| 2011-03-21 | MCLAUGHLIN ELIZABETH Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $13.90 exercise price | 2011-03-23 | |
| 2011-03-21 | MCLAUGHLIN ELIZABETH Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −293,477 0 owned after | $15.33 exercise price | 2011-03-23 | |
| 2011-03-21 | MCLAUGHLIN ELIZABETH Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −293,594 0 owned after | $15.61 exercise price | 2011-03-23 | |
| 2011-03-21 | MCLAUGHLIN ELIZABETH Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −175,000 0 owned after | $21.24 exercise price | 2011-03-23 |