HEINZ H J CO Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 49 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-21: Reporting owner Ostryniec Robert Paul; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-07: Reporting owner MILONE MICHAEL D; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-07: Reporting owner MILONE MICHAEL D; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-07: Reporting owner OHara Christopher Scott; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-21 | Ostryniec Robert Paul Officer (SVP-Chief Supply Chain Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,720 0 owned after | $45.54 exercise price | 2011-12-22 | |
| 2011-12-07 | MILONE MICHAEL D Officer (Executive Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,905 60,000 owned after | $34.00 exercise price | 2011-12-09 | |
| 2011-12-07 | MILONE MICHAEL D Officer (Executive Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,000 0 owned after | $34.00 exercise price | 2011-12-09 | |
| 2011-12-07 | OHara Christopher Scott Officer (EVP - President and CEO HNA) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −59,734 0 owned after | $41.92 exercise price | 2011-12-09 | |
| 2011-12-01 | WINKLEBLACK ARTHUR B Officer (EVP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −62,123 0 owned after | $41.92 exercise price | 2011-12-02 | |
| 2011-12-01 | BOBBY THEODORE NICHOLAS Officer (EVP and General Counsel) | 4 | Employee Stock Option(Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +43,190 0 owned after | $41.92 exercise price | 2011-12-02 | |
| 2011-08-29 | Woodward David Clive Officer (EVP - President and CEO HNA) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,755 0 owned after | $52.19 exercise price | 2013-06-19 | |
| 2011-08-29 | Ostryniec Robert Paul Officer (SVP-Chief Supply Chain Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −59,690 0 owned after | $52.19 exercise price | 2013-06-19 | |
| 2011-08-29 | Warmoth Christopher John Officer (EVP - Heinz Asia Pacific) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −90,862 0 owned after | $52.19 exercise price | 2013-06-19 | |
| 2011-08-29 | Moran David Charles Officer (EVP - President & CEO Europe) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,388 0 owned after | $52.19 exercise price | 2013-06-19 | |
| 2011-08-29 | MCMENAMIN EDWARD J Officer (SVP - Finance) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −51,724 0 owned after | $52.19 exercise price | 2013-06-19 | |
| 2011-08-29 | WINKLEBLACK ARTHUR B Officer (EVP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −93,922 0 owned after | $52.19 exercise price | 2013-06-19 | |
| 2011-08-29 | Mullen Michael Patrick Officer (SVP Corp & Government Affairs) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,345 0 owned after | $52.19 exercise price | 2013-06-19 | |
| 2011-08-29 | Nollen Margaret Roach Officer (Sr. VP of Investor Relations) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,897 0 owned after | $52.19 exercise price | 2013-06-19 | |
| 2011-08-29 | BOBBY THEODORE NICHOLAS Officer (EVP, Gen. Counsel & Corp. Sec.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −70,345 0 owned after | $52.19 exercise price | 2013-06-19 | |
| 2011-08-29 | Clark Stephen Sanford Officer (SVP - Chief People Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −48,621 0 owned after | $52.19 exercise price | 2013-06-19 | |
| 2011-08-29 | JOHNSON WILLIAM R Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −431,034 0 owned after | $52.19 exercise price | 2013-06-19 | |
| 2011-08-29 | Ostryniec Robert Paul Officer (SVP-Chief Supply Chain Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,690 50,690 owned after | $52.19 exercise price | 2011-08-31 | |
| 2011-08-29 | WINKLEBLACK ARTHUR B Officer (EVP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +98,922 98,922 owned after | $52.19 exercise price | 2011-08-31 | |
| 2011-08-29 | Nollen Margaret Roach Officer (Sr. VP of Investor Relations) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,897 11,897 owned after | $52.19 exercise price | 2011-08-31 | |
| 2011-08-29 | Mullen Michael Patrick Officer (VP Corp & Government Affairs) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,345 10,345 owned after | $52.19 exercise price | 2011-08-31 | |
| 2011-08-29 | MCMENAMIN EDWARD J Officer (Senior Vice President-Finance) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51,274 51,274 owned after | $52.19 exercise price | 2011-08-31 | |
| 2011-08-29 | OHara Christopher Scott Officer (EVP - President and CEO HNA) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +99,655 99,655 owned after | $52.19 exercise price | 2011-08-31 | |
| 2011-08-29 | BOBBY THEODORE NICHOLAS Officer (EVP and General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,345 70,345 owned after | $52.19 exercise price | 2011-08-31 | |
| 2011-08-29 | Clark Stephen Sanford Officer (Chief People Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48,621 48,621 owned after | $52.19 exercise price | 2011-08-31 | |
| 2011-08-29 | JOHNSON WILLIAM R Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +431,034 431,034 owned after | $52.19 exercise price | 2011-08-31 | |
| 2011-08-29 | MILONE MICHAEL D Officer (Executive Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +91,595 91,595 owned after | $52.19 exercise price | 2011-08-31 | |
| 2011-08-29 | Warmoth Christopher John Officer (EVP - Heinz Asia Pacific) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +90,862 90,862 owned after | $52.19 exercise price | 2011-08-31 | |
| 2011-08-29 | Moran David Charles Officer (EVP - President & CEO Europe) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,388 100,388 owned after | $52.19 exercise price | 2011-08-31 | |
| 2011-07-18 | Warmoth Christopher John Officer (EVP - Heinz Asia Pacific) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −49,008 0 owned after | $41.92 exercise price | 2011-07-20 | |
| 2011-07-18 | Warmoth Christopher John Officer (EVP - Heinz Asia Pacific) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $36.02 exercise price | 2011-07-20 | |
| 2011-07-18 | Warmoth Christopher John Officer (EVP - Heinz Asia Pacific) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −44,825 0 owned after | $37.18 exercise price | 2011-07-20 | |
| 2011-06-02 | BOBBY THEODORE NICHOLAS Officer (EVP and General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,119 0 owned after | $34.00 exercise price | 2011-06-03 | |
| 2011-06-01 | BOBBY THEODORE NICHOLAS Officer (EVP and General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −32,325 0 owned after | $37.18 exercise price | 2011-06-03 | |
| 2011-05-31 | JOHNSON WILLIAM R Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −101,727 0 owned after | $41.92 exercise price | 2011-06-02 | |
| 2011-05-31 | JOHNSON WILLIAM R Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −221,597 0 owned after | $41.92 exercise price | 2011-06-02 | |
| 2011-05-31 | JOHNSON WILLIAM R Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −294,363 0 owned after | $37.06 exercise price | 2011-06-02 | |
| 2011-05-31 | WINKLEBLACK ARTHUR B Officer (EVP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,000 0 owned after | $34.00 exercise price | 2011-06-02 | |
| 2011-05-31 | WINKLEBLACK ARTHUR B Officer (EVP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −51,000 0 owned after | $37.06 exercise price | 2011-06-02 | |
| 2011-05-31 | Ostryniec Robert Paul Officer (SVP-Chief Supply Chain Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,720 6,720 owned after | $45.54 exercise price | 2011-06-02 | |
| 2011-05-31 | MCMENAMIN EDWARD J Officer (Senior Vice President-Finance) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −34,514 0 owned after | $41.92 exercise price | 2011-06-02 | |
| 2011-05-31 | MCMENAMIN EDWARD J Officer (Senior Vice President-Finance) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,477 0 owned after | $34.00 exercise price | 2011-06-02 | |
| 2011-05-31 | MILONE MICHAEL D Officer (Executive Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −48,460 0 owned after | $37.18 exercise price | 2011-06-02 | |
| 2011-04-12 | Moran David Charles Officer (EVP - President & CEO Europe) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −62,721 0 owned after | $41.92 exercise price | 2011-04-14 | |
| 2011-04-12 | Moran David Charles Officer (EVP - President & CEO Europe) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,000 0 owned after | $37.06 exercise price | 2011-04-14 | |
| 2011-02-18 holding as of filing | Nollen Margaret Roach Officer (Sr. VP of Investor Relations) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $46.42 exercise price | 2011-02-18 | ||
| 2011-01-21 | Alber Karen Lee Officer (SVP, CIO and Global PMO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,882 2,628 owned after | $45.54 exercise price | 2011-01-25 | |
| 2011-01-21 | Alber Karen Lee Officer (SVP, CIO and Global PMO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,723 11,171 owned after | $39.03 exercise price | 2011-01-25 | |
| 2011-01-21 | Alber Karen Lee Officer (SVP, CIO and Global PMO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 0 owned after | $36.13 exercise price | 2011-01-25 |