HEINZ H J CO Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 32 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-12-17: Reporting owner JOHNSON WILLIAM R; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-12-17: Reporting owner SMYTH D EDWARD I; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-08-25: Reporting owner Ostryniec Robert Paul; Form 4; Security Employee Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2008-08-25: Reporting owner Moran David Charles; Form 4; Security Employee Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-12-17 | JOHNSON WILLIAM R Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −554,976 0 owned after | $33.39 exercise price | 2008-12-19 | |
| 2008-12-17 | SMYTH D EDWARD I Officer (SVP & Chief Admin Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −55,498 0 owned after | $33.39 exercise price | 2008-12-19 | |
| 2008-08-25 | Ostryniec Robert Paul Officer (SVP-Chief Supply Chain Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,900 0 owned after | $51.25 exercise price | 2013-06-19 | |
| 2008-08-25 | Moran David Charles Officer (EVP - President & CEO Europe) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −95,405 0 owned after | $51.25 exercise price | 2013-06-19 | |
| 2008-08-25 | MCMENAMIN EDWARD J Officer (SVP - Finance) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −49,293 0 owned after | $51.25 exercise price | 2013-06-19 | |
| 2008-08-25 | WINKLEBLACK ARTHUR B Officer (EVP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −91,594 0 owned after | $51.25 exercise price | 2013-06-19 | |
| 2008-08-25 | BOBBY THEODORE NICHOLAS Officer (EVP, Gen. Counsel & Corp. Sec.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −65,948 0 owned after | $51.25 exercise price | 2013-06-19 | |
| 2008-08-25 | Clark Stephen Sanford Officer (SVP - Chief People Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,517 0 owned after | $51.25 exercise price | 2013-06-19 | |
| 2008-08-25 | JOHNSON WILLIAM R Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −474,137 0 owned after | $51.25 exercise price | 2013-06-19 | |
| 2008-08-25 | WINKLEBLACK ARTHUR B Officer (EVP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +91,594 91,594 owned after | $51.25 exercise price | 2008-08-27 | |
| 2008-08-25 | SMYTH D EDWARD I Officer (SVP & Chief Admin Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +53,068 53,068 owned after | $51.25 exercise price | 2008-08-27 | |
| 2008-08-25 | Warmoth Christopher John Officer (EVP - Heinz Asia Pacific) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +94,123 94,123 owned after | $51.25 exercise price | 2008-08-27 | |
| 2008-08-25 | JOHNSON WILLIAM R Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +474,137 474,137 owned after | $51.25 exercise price | 2008-08-27 | |
| 2008-08-25 | BOBBY THEODORE NICHOLAS Officer (EVP and General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,948 65,948 owned after | $51.25 exercise price | 2008-08-27 | |
| 2008-08-25 | MILONE MICHAEL D Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,517 60,517 owned after | $51.25 exercise price | 2008-08-27 | |
| 2008-08-25 | Moran David Charles Officer (EVP - President & CEO HNA) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +95,405 95,405 owned after | $51.25 exercise price | 2008-08-27 | |
| 2008-08-25 | OHara Christopher Scott Officer (EVP - Pres. & CEO Heinz Europe) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +91,008 91,008 owned after | $51.25 exercise price | 2008-08-27 | |
| 2008-08-25 | MCMENAMIN EDWARD J Officer (SVP-Finance & Corp Controller) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49,293 49,293 owned after | $51.25 exercise price | 2008-08-27 | |
| 2008-06-17 | Trian Fund Management, L.P. | PELTZ NELSON Other | Director | 4 | Put-Call Option (right and obligation to buy) Derivative · Indirect · Please see explanation below | X Exercise of in-the-money or at-the-money derivative security | −350,000 0 owned after | $46.80 exercise price | 2008-06-19 | |
| 2008-06-03 | MILONE MICHAEL D Officer (SVP - Heinz Austr., NZ and ROW) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +110,995 0 owned after | $49.21 exercise price | 2008-06-05 | |
| 2008-06-03 | BOBBY THEODORE NICHOLAS Officer (EVP and General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +12,209 0 owned after | $49.21 exercise price | 2008-06-05 | |
| 2008-06-03 | Moran David Charles Officer (EVP - President & CEO HNA) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +27,749 0 owned after | $38.74 exercise price | 2008-06-04 | |
| 2008-06-03 | Moran David Charles Officer (EVP - President & CEO HNA) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +33,299 0 owned after | $44.77 exercise price | 2008-06-04 | |
| 2008-06-02 | SMYTH D EDWARD I Officer (SVP & Chief Admin Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +55,498 0 owned after | $44.77 exercise price | 2008-06-04 | |
| 2008-06-02 | Moran David Charles Officer (EVP - President & CEO HNA) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +16,649 0 owned after | $49.21 exercise price | 2008-06-04 | |
| 2008-06-02 | MCMENAMIN EDWARD J Officer (SVP-Finance & Corp Controller) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +33,299 0 owned after | $49.21 exercise price | 2008-06-04 | |
| 2008-03-31 | Moran David Charles Officer (EVP - President & CEO HNA) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +9,029 0 owned after | $33.39 exercise price | 2008-03-31 | |
| 2008-03-28 | Moran David Charles Officer (EVP - President & CEO HNA) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +8,343 0 owned after | $34.01 exercise price | 2008-03-31 | |
| 2008-03-28 | Moran David Charles Officer (EVP - President & CEO HNA) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +46,469 9,029 owned after | $33.39 exercise price | 2008-03-31 | |
| 2008-03-27 | Moran David Charles Officer (EVP - Pres. & CEO Heinz N.A.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +40,255 8,343 owned after | $34.01 exercise price | 2008-03-28 | |
| 2008-03-26 | Moran David Charles Officer (EVP - Pres. & CEO Heinz N.A.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,800 48,598 owned after | $34.01 exercise price | 2008-03-28 | |
| 2008-03-14 | Moran David Charles Officer (EVP - President & CEO Heinz NA) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,100 54,398 owned after | $34.01 exercise price | 2008-03-18 |