HEINZ H J CO Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-20: Reporting owner Trian Fund Management, L.P. | PELTZ NELSON; Form 4; Security Put-Call Option (right and obligation to buy); Transaction J Other acquisition or disposition (describe transaction).
- 2006-12-08: Reporting owner BOBBY THEODORE NICHOLAS; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-12-01: Reporting owner MCMENAMIN EDWARD J; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-09-01: Reporting owner BOBBY THEODORE NICHOLAS; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-20 | Trian Fund Management, L.P. | PELTZ NELSON Director | Director | 4 | Put-Call Option (right and obligation to buy) Derivative · Indirect · Please see explanation below | J Other acquisition or disposition (describe transaction) | +350,000 350,000 owned after | $45.59 exercise price | 2006-12-22 | |
| 2006-12-08 | BOBBY THEODORE NICHOLAS Officer (SVP and General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +11,099 0 owned after | $34.91 exercise price | 2006-12-12 | |
| 2006-12-01 | MCMENAMIN EDWARD J Officer (SVP-Finance & Corp. Controller) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,649 0 owned after | $34.91 exercise price | 2006-12-04 | |
| 2006-09-01 | BOBBY THEODORE NICHOLAS Officer (SVP and General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,190 43,190 owned after | $41.92 exercise price | 2006-09-06 | |
| 2006-09-01 | JOHNSON WILLIAM R Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +323,324 323,324 owned after | $41.92 exercise price | 2006-09-06 | |
| 2006-09-01 | MCMENAMIN EDWARD J Officer (SVP-Finance & Corp Controller) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,514 34,514 owned after | $41.92 exercise price | 2006-09-06 | |
| 2006-09-01 | Berger Jeffrey Paul Officer (EVP - Global Foodservice) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +61,526 61,526 owned after | $41.92 exercise price | 2006-09-06 | |
| 2006-09-01 | OHara Christopher Scott Officer (EVP & CEO Heinz Europe) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +59,734 59,734 owned after | $41.92 exercise price | 2006-09-06 | |
| 2006-09-01 | Warmoth Christopher John Officer (SVP-Heinz Asia) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49,008 49,008 owned after | $41.92 exercise price | 2006-09-06 | |
| 2006-09-01 | WINKLEBLACK ARTHUR B Officer (EVP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,123 62,123 owned after | $41.92 exercise price | 2006-09-06 | |
| 2006-09-01 | Moran David Charles Officer (EVP & CEO OF HEINZ CP) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,721 62,721 owned after | $41.92 exercise price | 2006-09-06 | |
| 2006-09-01 | SMYTH D EDWARD I Officer (SVP & Chief Admin Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,814 36,814 owned after | $41.92 exercise price | 2006-09-06 | |
| 2006-09-01 | MILONE MICHAEL D Officer (SVP-Heinz Austr., NZ and ROW) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,654 38,654 owned after | $41.92 exercise price | 2006-09-06 | |
| 2006-06-07 | JOHNSON WILLIAM R Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −67,487 0 owned after | $28.72 exercise price | 2006-06-08 | |
| 2006-06-06 | JOHNSON WILLIAM R Director, Officer (Chairman, President and CEO) | 4 | Employe Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −70,000 67,487 owned after | $28.72 exercise price | 2006-06-08 | |
| 2006-06-05 | JOHNSON WILLIAM R Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −70,000 137,487 owned after | $28.72 exercise price | 2006-06-07 | |
| 2006-06-02 | JOHNSON WILLIAM R Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −70,000 207,487 owned after | $28.72 exercise price | 2006-06-06 | |
| 2006-05-15 holding as of filing | Warmoth Christopher John Officer (SVP - Heinz Asia) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $36.02 exercise price | 2006-05-15 | ||
| 2006-05-15 holding as of filing | Warmoth Christopher John Officer (SVP - Heinz Asia) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $37.06 exercise price | 2006-05-15 | ||
| 2006-05-15 holding as of filing | Warmoth Christopher John Officer (SVP - Heinz Asia) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $37.18 exercise price | 2006-05-15 | ||
| 2006-05-10 | MILONE MICHAEL D Officer (SVP - Australia, NZ and ROW) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,500 0 owned after | $28.72 exercise price | 2006-05-12 | |
| 2006-04-05 | MILONE MICHAEL D Officer (SVP and Region President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,500 27,500 owned after | $28.72 exercise price | 2006-04-07 | |
| 2006-03-15 | SMYTH D EDWARD I Officer (SVP & Chief Admin Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −93,995 0 owned after | $28.72 exercise price | 2006-03-17 | |
| 2006-02-27 | MILONE MICHAEL D Officer (SVP and Region President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 55,000 owned after | $28.72 exercise price | 2006-03-01 | |
| 2006-02-09 | JOHNSON WILLIAM R Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −277,488 277,487 owned after | $28.72 exercise price | 2006-02-13 | |
| 2006-01-03 | OHara Christopher Scott Officer (EVP-Asia Pacific and ROW) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $33.83 exercise price | 2006-01-04 |