HEINZ H J CO Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 72 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-12-15: Reporting owner MCMENAMIN EDWARD J; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-14: Reporting owner WINKLEBLACK ARTHUR B; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-13: Reporting owner BOBBY THEODORE NICHOLAS; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-13: Reporting owner BOBBY THEODORE NICHOLAS; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-12-15 | MCMENAMIN EDWARD J Officer (Senior Vice President-Finance) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +35,000 0 owned after | $34.00 exercise price | 2010-12-16 | |
| 2010-12-14 | WINKLEBLACK ARTHUR B Officer (EVP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +95,238 0 owned after | $34.00 exercise price | 2010-12-15 | |
| 2010-12-13 | BOBBY THEODORE NICHOLAS Officer (EVP and General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +12,500 35,119 owned after | $34.00 exercise price | 2010-12-15 | |
| 2010-12-13 | BOBBY THEODORE NICHOLAS Officer (EVP and General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +12,500 32,325 owned after | $37.18 exercise price | 2010-12-15 | |
| 2010-12-09 | JOHNSON WILLIAM R Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +161,905 0 owned after | $34.00 exercise price | 2010-12-10 | |
| 2010-12-08 | JOHNSON WILLIAM R Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +238,095 0 owned after | $34.00 exercise price | 2010-12-10 | |
| 2010-09-29 | MCMENAMIN EDWARD J Officer (Senior Vice President-Finance) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +32,679 0 owned after | $37.18 exercise price | 2010-09-30 | |
| 2010-09-28 | MCMENAMIN EDWARD J Officer (Senior Vice President-Finance) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +12,146 32,679 owned after | $37.18 exercise price | 2010-09-30 | |
| 2010-09-22 | Ostryniec Robert Paul Officer (SVP-Chief Supply Chain Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 0 owned after | $37.06 exercise price | 2010-09-24 | |
| 2010-09-17 | BOBBY THEODORE NICHOLAS Officer (EVP and General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +26,090 0 owned after | $34.00 exercise price | 2010-09-21 | |
| 2010-09-17 | MILONE MICHAEL D Officer (Executive Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +20,000 13,000 owned after | $32.06 exercise price | 2010-09-21 | |
| 2010-09-17 | Alber Karen Lee Officer (SVP, CIO and Global PMO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $36.13 exercise price | 2010-09-21 | |
| 2010-09-13 | WINKLEBLACK ARTHUR B Officer (EVP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −103,078 0 owned after | $46.42 exercise price | 2013-06-19 | |
| 2010-09-10 | Clark Stephen Sanford Officer (Chief People Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 0 owned after | $29.70 exercise price | 2010-09-14 | |
| 2010-09-10 | Clark Stephen Sanford Officer (Chief People Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 0 owned after | $34.00 exercise price | 2010-09-14 | |
| 2010-09-10 | Clark Stephen Sanford Officer (Chief People Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 0 owned after | $38.68 exercise price | 2010-09-14 | |
| 2010-09-10 | JOHNSON WILLIAM R Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +356,615 0 owned after | $37.18 exercise price | 2010-09-14 | |
| 2010-09-09 | WINKLEBLACK ARTHUR B Officer (EVP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +28,272 0 owned after | $32.06 exercise price | 2010-09-10 | |
| 2010-09-09 | WINKLEBLACK ARTHUR B Officer (EVP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +55,995 0 owned after | $36.18 exercise price | 2010-09-10 | |
| 2010-09-09 | WINKLEBLACK ARTHUR B Officer (EVP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +27,690 0 owned after | $37.18 exercise price | 2010-09-10 | |
| 2010-09-03 | Woodward David Clive Officer (EVP - President and CEO HNA) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −45,052 0 owned after | $46.42 exercise price | 2013-06-19 | |
| 2010-09-03 | Ostryniec Robert Paul Officer (SVP-Chief Supply Chain Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −53,731 0 owned after | $46.42 exercise price | 2013-06-19 | |
| 2010-09-03 | Warmoth Christopher John Officer (EVP - Heinz Asia Pacific) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −95,149 0 owned after | $46.42 exercise price | 2013-06-19 | |
| 2010-09-03 | Moran David Charles Officer (EVP - President & CEO Europe) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −105,457 0 owned after | $46.42 exercise price | 2013-06-19 | |
| 2010-09-03 | MCMENAMIN EDWARD J Officer (SVP - Finance) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −54,851 0 owned after | $46.42 exercise price | 2013-06-19 | |
| 2010-09-03 | Mullen Michael Patrick Officer (SVP Corp & Government Affairs) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,634 0 owned after | $46.42 exercise price | 2013-06-19 | |
| 2010-09-03 | Nollen Margaret Roach Officer (Sr. VP of Investor Relations) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,313 0 owned after | $46.42 exercise price | 2013-06-19 | |
| 2010-09-03 | BOBBY THEODORE NICHOLAS Officer (EVP, Gen. Counsel & Corp. Sec.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −73,741 0 owned after | $46.42 exercise price | 2013-06-19 | |
| 2010-09-03 | Clark Stephen Sanford Officer (SVP - Chief People Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,373 0 owned after | $46.42 exercise price | 2013-06-19 | |
| 2010-09-03 | JOHNSON WILLIAM R Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −466,418 0 owned after | $46.42 exercise price | 2013-06-19 | |
| 2010-09-03 | OHara Christopher Scott Officer (EVP - President and CEO HNA) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +103,078 103,078 owned after | $46.42 exercise price | 2010-09-08 | |
| 2010-09-03 | Mullen Michael Patrick Officer (VP Corp & Government Affairs) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,634 10,634 owned after | $46.42 exercise price | 2010-09-08 | |
| 2010-09-03 | Moran David Charles Officer (EVP - President & CEO Europe) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +105,457 105,457 owned after | $46.42 exercise price | 2010-09-08 | |
| 2010-09-03 | MILONE MICHAEL D Officer (Executive Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +95,149 95,149 owned after | $46.42 exercise price | 2010-09-08 | |
| 2010-09-03 | Alber Karen Lee Officer (SVP, CIO and Global PMO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,993 13,993 owned after | $46.42 exercise price | 2010-09-08 | |
| 2010-09-03 | MCMENAMIN EDWARD J Officer (SVP-Finance & Corp Controller) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +54,851 54,581 owned after | $46.42 exercise price | 2010-09-08 | |
| 2010-09-03 | BOBBY THEODORE NICHOLAS Officer (EVP and General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +73,741 73,741 owned after | $46.42 exercise price | 2010-09-08 | |
| 2010-09-03 | Ostryniec Robert Paul Officer (SVP-Chief Supply Chain Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +53,731 53,731 owned after | $46.42 exercise price | 2010-09-08 | |
| 2010-09-03 | Warmoth Christopher John Officer (EVP - Heinz Asia Pacific) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +95,149 95,149 owned after | $46.42 exercise price | 2010-09-08 | |
| 2010-09-03 | Clark Stephen Sanford Officer (Chief People Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,373 50,373 owned after | $46.42 exercise price | 2010-09-08 | |
| 2010-09-03 | JOHNSON WILLIAM R Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +466,418 466,418 owned after | $46.42 exercise price | 2010-09-08 | |
| 2010-09-03 | WINKLEBLACK ARTHUR B Officer (EVP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +103,078 103,078 owned after | $46.42 exercise price | 2010-09-08 | |
| 2010-05-21 holding as of filing | Alber Karen Lee Officer (SVP, CIO and Global PMO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $36.13 exercise price | 2010-05-21 | ||
| 2010-05-21 holding as of filing | Alber Karen Lee Officer (SVP, CIO and Global PMO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $45.54 exercise price | 2010-05-21 | ||
| 2010-05-21 holding as of filing | Alber Karen Lee Officer (SVP, CIO and Global PMO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $51.25 exercise price | 2010-05-21 | ||
| 2010-05-21 holding as of filing | Alber Karen Lee Officer (SVP, CIO and Global PMO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $39.03 exercise price | 2010-05-21 | ||
| 2010-03-16 | OHara Christopher Scott Officer (EVP - President and CEO - HNA) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $33.83 exercise price | 2010-03-18 | |
| 2010-03-16 | MILONE MICHAEL D Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,435 0 owned after | $38.99 exercise price | 2010-03-18 | |
| 2010-03-16 | MILONE MICHAEL D Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,618 33,000 owned after | $32.06 exercise price | 2010-03-18 | |
| 2010-03-09 | Ostryniec Robert Paul Officer (SVP-Chief Supply Chain Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,762 0 owned after | $46.28 exercise price | 2013-06-19 | |
| 2010-03-09 | Ostryniec Robert Paul Officer (SVP-Chief Supply Chain Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,762 7,762 owned after | $46.28 exercise price | 2010-03-11 | |
| 2010-03-05 | Moran David Charles Officer (EVP - President & CEO Europe) | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −53,833 0 owned after | $38.99 exercise price | 2010-03-09 | |
| 2010-03-05 | Moran David Charles Officer (EVP - President & CEO Europe) | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −44,398 0 owned after | $32.06 exercise price | 2010-03-09 | |
| 2010-03-05 | Moran David Charles Officer (EVP - President & CEO Europe) | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −45,000 0 owned after | $34.00 exercise price | 2010-03-09 | |
| 2010-03-05 | Moran David Charles Officer (EVP - President & CEO Europe) | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,524 0 owned after | $34.00 exercise price | 2010-03-09 | |
| 2010-03-05 | Moran David Charles Officer (EVP - President & CEO Europe) | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −44,825 0 owned after | $37.18 exercise price | 2010-03-09 | |
| 2010-03-05 | Ostryniec Robert Paul Officer (SVP-Chief Supply Chain Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $34.00 exercise price | 2010-03-09 | |
| 2010-03-02 | MCMENAMIN EDWARD J Officer (SVP-Finance & Corp Controller) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,634 0 owned after | $38.99 exercise price | 2010-03-03 | |
| 2010-03-02 | BOBBY THEODORE NICHOLAS Officer (EVP and General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,084 0 owned after | $32.06 exercise price | 2010-03-03 | |
| 2010-03-02 | BOBBY THEODORE NICHOLAS Officer (EVP and General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,534 0 owned after | $38.99 exercise price | 2010-03-03 | |
| 2010-03-01 | MCMENAMIN EDWARD J Officer (SVP-Finance & Corp Controller) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,214 16,634 owned after | $38.99 exercise price | 2010-03-03 | |
| 2010-03-01 | JOHNSON WILLIAM R Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −554,976 0 owned after | $38.99 exercise price | 2010-03-03 | |
| 2010-03-01 | WINKLEBLACK ARTHUR B Officer (EVP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −55,000 55,995 owned after | $36.18 exercise price | 2010-03-03 | |
| 2010-03-01 | WINKLEBLACK ARTHUR B Officer (EVP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 27,690 owned after | $37.18 exercise price | 2010-03-03 | |
| 2010-02-19 | MILONE MICHAEL D Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,000 20,435 owned after | $38.99 exercise price | 2010-02-23 | |
| 2010-02-17 | MILONE MICHAEL D Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,000 41,435 owned after | $38.99 exercise price | 2010-02-19 | |
| 2010-02-11 holding as of filing | Ostryniec Robert Paul Officer (SVP-Chief Supply Chain Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $34.00 exercise price | 2010-02-11 | ||
| 2010-02-11 holding as of filing | Ostryniec Robert Paul Officer (SVP-Chief Supply Chain Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $37.06 exercise price | 2010-02-11 | ||
| 2010-02-11 holding as of filing | Ostryniec Robert Paul Officer (SVP-Chief Supply Chain Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $45.54 exercise price | 2010-02-11 | ||
| 2010-02-11 holding as of filing | Ostryniec Robert Paul Officer (SVP-Chief Supply Chain Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $51.25 exercise price | 2010-02-11 | ||
| 2010-02-11 holding as of filing | Ostryniec Robert Paul Officer (SVP-Chief Supply Chain Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $39.03 exercise price | 2010-02-11 | ||
| 2010-01-28 | MILONE MICHAEL D Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,250 0 owned after | $33.39 exercise price | 2010-02-01 |