HEINZ H J CO Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 36 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-16: Reporting owner WINKLEBLACK ARTHUR B; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-12-16: Reporting owner WINKLEBLACK ARTHUR B; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-12-08: Reporting owner JOHNSON WILLIAM R; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-12-02: Reporting owner MILONE MICHAEL D; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-16 | WINKLEBLACK ARTHUR B Officer (EVP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 28,272 owned after | $32.06 exercise price | 2009-12-18 | |
| 2009-12-16 | WINKLEBLACK ARTHUR B Officer (EVP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 47,690 owned after | $37.18 exercise price | 2009-12-18 | |
| 2009-12-08 | JOHNSON WILLIAM R Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −388,483 0 owned after | $32.06 exercise price | 2009-12-10 | |
| 2009-12-02 | MILONE MICHAEL D Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +14,478 13,250 owned after | $33.39 exercise price | 2009-12-04 | |
| 2009-11-30 | WINKLEBLACK ARTHUR B Officer (EVP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +15,000 43,272 owned after | $32.06 exercise price | 2009-12-02 | |
| 2009-11-27 | Mullen Michael Patrick Officer (VP Corp & Government Affairs) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,330 0 owned after | $34.00 exercise price | 2009-12-01 | |
| 2009-11-27 | Mullen Michael Patrick Officer (VP Corp & Government Affairs) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +750 0 owned after | $37.06 exercise price | 2009-12-01 | |
| 2009-11-27 | BOBBY THEODORE NICHOLAS Officer (EVP and General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +17,759 0 owned after | $33.39 exercise price | 2009-12-01 | |
| 2009-11-23 | MILONE MICHAEL D Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +20,811 62,435 owned after | $38.99 exercise price | 2009-11-25 | |
| 2009-11-20 holding as of filing | Mullen Michael Patrick Officer (VP Corp & Government Affairs) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $34.00 exercise price | 2009-11-20 | ||
| 2009-11-20 holding as of filing | Mullen Michael Patrick Officer (VP Corp & Government Affairs) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $37.06 exercise price | 2009-11-20 | ||
| 2009-11-09 | MILONE MICHAEL D Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +11,654 46,618 owned after | $32.06 exercise price | 2009-11-12 | |
| 2009-08-24 | Woodward David Clive Officer (EVP - President and CEO HNA) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,290 0 owned after | $39.03 exercise price | 2013-06-19 | |
| 2009-08-24 | Ostryniec Robert Paul Officer (SVP-Chief Supply Chain Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,906 0 owned after | $39.03 exercise price | 2013-06-19 | |
| 2009-08-24 | Warmoth Christopher John Officer (EVP - Heinz Asia Pacific) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −89,348 0 owned after | $39.03 exercise price | 2013-06-19 | |
| 2009-08-24 | Moran David Charles Officer (EVP - President & CEO Europe) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −29,434 0 owned after | $39.03 exercise price | 2013-06-19 | |
| 2009-08-24 | MCMENAMIN EDWARD J Officer (SVP - Finance) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,829 0 owned after | $39.03 exercise price | 2013-06-19 | |
| 2009-08-24 | WINKLEBLACK ARTHUR B Officer (EVP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −58,031 0 owned after | $39.03 exercise price | 2013-06-19 | |
| 2009-08-24 | BOBBY THEODORE NICHOLAS Officer (EVP, Gen. Counsel & Corp. Sec.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −51,382 0 owned after | $39.03 exercise price | 2013-06-19 | |
| 2009-08-24 | Clark Stephen Sanford Officer (SVP - Chief People Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,782 0 owned after | $39.03 exercise price | 2013-06-19 | |
| 2009-08-24 | JOHNSON WILLIAM R Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −132,979 0 owned after | $39.03 exercise price | 2013-06-19 | |
| 2009-08-24 | WINKLEBLACK ARTHUR B Officer (EVP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +113,031 113,031 owned after | $39.03 exercise price | 2009-08-26 | |
| 2009-08-24 | JOHNSON WILLIAM R Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +531,914 531,914 owned after | $39.03 exercise price | 2009-08-26 | |
| 2009-08-24 | Warmoth Christopher John Officer (EVP - Heinz Asia Pacific) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +89,348 89,348 owned after | $39.03 exercise price | 2009-08-26 | |
| 2009-08-24 | OHara Christopher Scott Officer (EVP - President and CEO HNA) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +112,308 112,308 owned after | $39.03 exercise price | 2009-08-26 | |
| 2009-08-24 | Clark Stephen Sanford Officer (Chief People Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,382 18,382 owned after | $39.03 exercise price | 2009-08-26 | |
| 2009-08-24 | Moran David Charles Officer (EVP - President & CEO Europe) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +117,734 117,734 owned after | $39.03 exercise price | 2009-08-26 | |
| 2009-08-24 | BOBBY THEODORE NICHOLAS Officer (EVP and General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +81,382 81,382 owned after | $39.03 exercise price | 2009-08-26 | |
| 2009-08-24 | MCMENAMIN EDWARD J Officer (SVP-Finance & Corp Controller) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,829 60,829 owned after | $39.03 exercise price | 2009-08-26 | |
| 2009-08-24 | MILONE MICHAEL D Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +93,191 93,191 owned after | $39.03 exercise price | 2009-08-26 | |
| 2009-02-23 holding as of filing | Clark Stephen Sanford Officer (Chief People Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $29.70 exercise price | 2009-02-23 | ||
| 2009-02-23 holding as of filing | Clark Stephen Sanford Officer (Chief People Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $34.00 exercise price | 2009-02-23 | ||
| 2009-02-23 holding as of filing | Clark Stephen Sanford Officer (Chief People Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $37.28 exercise price | 2009-02-23 | ||
| 2009-02-23 holding as of filing | Clark Stephen Sanford Officer (Chief People Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $38.68 exercise price | 2009-02-23 | ||
| 2009-02-23 holding as of filing | Clark Stephen Sanford Officer (Chief People Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $45.54 exercise price | 2009-02-23 | ||
| 2009-02-23 holding as of filing | Clark Stephen Sanford Officer (Chief People Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $51.25 exercise price | 2009-02-23 |