HEINZ H J CO Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 60 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-11: Reporting owner Clark Stephen Sanford; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-11: Reporting owner Clark Stephen Sanford; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-11: Reporting owner Clark Stephen Sanford; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-11: Reporting owner Warmoth Christopher John; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-11 | Clark Stephen Sanford Officer (SVP - Chief People Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,200 0 owned after | $45.54 exercise price | 2012-12-13 | |
| 2012-12-11 | Clark Stephen Sanford Officer (SVP - Chief People Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,600 12,782 owned after | $39.03 exercise price | 2012-12-13 | |
| 2012-12-11 | Clark Stephen Sanford Officer (SVP - Chief People Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −600 0 owned after | $37.28 exercise price | 2012-12-13 | |
| 2012-12-11 | Warmoth Christopher John Officer (EVP - Heinz Asia Pacific) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −61,229 0 owned after | $45.54 exercise price | 2012-12-13 | |
| 2012-12-11 | Warmoth Christopher John Officer (EVP - Heinz Asia Pacific) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −86,054 8,069 owned after | $51.25 exercise price | 2012-12-13 | |
| 2012-12-11 | Warmoth Christopher John Officer (EVP - Heinz Asia Pacific) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,000 0 owned after | $37.06 exercise price | 2012-12-13 | |
| 2012-12-11 | Warmoth Christopher John Officer (EVP - Heinz Asia Pacific) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,069 0 owned after | $51.25 exercise price | 2012-12-13 | |
| 2012-12-04 | Moran David Charles Officer (EVP - President & CEO Europe) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −34,964 29,434 owned after | $39.03 exercise price | 2012-12-05 | |
| 2012-12-03 | BOBBY THEODORE NICHOLAS Officer (EVP, Gen. Counsel & Corp. Sec.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 51,382 owned after | $39.03 exercise price | 2012-12-05 | |
| 2012-12-03 | Moran David Charles Officer (EVP - President & CEO Europe) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −53,336 64,398 owned after | $39.03 exercise price | 2012-12-05 | |
| 2012-11-28 | MCMENAMIN EDWARD J Officer (Senior VP - Finance) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 30,829 owned after | $39.03 exercise price | 2012-11-30 | |
| 2012-11-28 | JOHNSON WILLIAM R Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −398,935 132,979 owned after | $39.03 exercise price | 2012-11-30 | |
| 2012-11-27 | WINKLEBLACK ARTHUR B Officer (EVP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −55,000 58,031 owned after | $39.03 exercise price | 2012-11-29 | |
| 2012-11-26 | BOBBY THEODORE NICHOLAS Officer (EVP, Gen. Counsel & Corp. Sec.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 71,382 owned after | $39.03 exercise price | 2012-11-27 | |
| 2012-11-23 | Ostryniec Robert Paul Officer (SVP-Chief Supply Chain Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,715 4,906 owned after | $39.03 exercise price | 2012-11-27 | |
| 2012-11-23 | BOBBY THEODORE NICHOLAS Officer (EVP, Gen. Counsel & Corp. Sec.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,032 0 owned after | $45.54 exercise price | 2012-11-27 | |
| 2012-11-23 | BOBBY THEODORE NICHOLAS Officer (EVP, Gen. Counsel & Corp. Sec.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $37.76 exercise price | 2012-11-27 | |
| 2012-09-14 | Woodward David Clive Officer (EVP - President and CEO HNA) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −41,005 0 owned after | $45.54 exercise price | 2012-09-17 | |
| 2012-09-14 | Woodward David Clive Officer (EVP - President and CEO HNA) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −51,786 0 owned after | $51.25 exercise price | 2012-09-17 | |
| 2012-09-14 | Woodward David Clive Officer (EVP - President and CEO HNA) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −36,868 12,290 owned after | $39.03 exercise price | 2012-09-17 | |
| 2012-09-12 | Moran David Charles Officer (EVP - President & CEO Europe) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −84,320 0 owned after | $45.54 exercise price | 2012-09-14 | |
| 2012-09-07 | JOHNSON WILLIAM R Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −368,000 0 owned after | $45.54 exercise price | 2012-09-11 | |
| 2012-09-06 | WINKLEBLACK ARTHUR B Officer (EVP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,122 0 owned after | $45.54 exercise price | 2012-09-07 | |
| 2012-09-04 | MCMENAMIN EDWARD J Officer (Senior Vice President-Finance) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +18,100 9,900 owned after | $37.06 exercise price | 2012-09-05 | |
| 2012-09-04 | MCMENAMIN EDWARD J Officer (Senior Vice President-Finance) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +9,900 0 owned after | $37.06 exercise price | 2012-09-05 | |
| 2012-09-04 | MCMENAMIN EDWARD J Officer (Senior Vice President-Finance) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,445 38,562 owned after | $45.54 exercise price | 2012-09-05 | |
| 2012-09-04 | MCMENAMIN EDWARD J Officer (Senior Vice President-Finance) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +38,562 0 owned after | $45.54 exercise price | 2012-09-05 | |
| 2012-08-31 | Woodward David Clive Officer (EVP - President and CEO HNA) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −82,902 0 owned after | $55.72 exercise price | 2013-06-19 | |
| 2012-08-31 | Ostryniec Robert Paul Officer (SVP-Chief Supply Chain Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −52,047 0 owned after | $55.72 exercise price | 2013-06-19 | |
| 2012-08-31 | Warmoth Christopher John Officer (EVP - Heinz Asia Pacific) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −91,019 0 owned after | $55.72 exercise price | 2013-06-19 | |
| 2012-08-31 | Moran David Charles Officer (EVP - President & CEO Europe) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,561 0 owned after | $55.72 exercise price | 2013-06-19 | |
| 2012-08-31 | MCMENAMIN EDWARD J Officer (SVP - Finance) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −51,813 0 owned after | $55.72 exercise price | 2013-06-19 | |
| 2012-08-31 | WINKLEBLACK ARTHUR B Officer (EVP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −99,093 0 owned after | $55.72 exercise price | 2013-06-19 | |
| 2012-08-31 | Mullen Michael Patrick Officer (SVP Corp & Government Affairs) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,363 0 owned after | $55.72 exercise price | 2013-06-19 | |
| 2012-08-31 | Nollen Margaret Roach Officer (Sr. VP of Investor Relations) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,917 0 owned after | $55.72 exercise price | 2013-06-19 | |
| 2012-08-31 | BOBBY THEODORE NICHOLAS Officer (EVP, Gen. Counsel & Corp. Sec.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −70,466 0 owned after | $55.72 exercise price | 2013-06-19 | |
| 2012-08-31 | Clark Stephen Sanford Officer (SVP - Chief People Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −48,705 0 owned after | $55.72 exercise price | 2013-06-19 | |
| 2012-08-31 | Clark Stephen Sanford Officer (SVP and Chief People Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48,705 48,705 owned after | $55.72 exercise price | 2012-09-05 | |
| 2012-08-31 | WINKLEBLACK ARTHUR B Officer (EVP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +99,093 99,093 owned after | $55.72 exercise price | 2012-09-05 | |
| 2012-08-31 | JOHNSON WILLIAM R Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +449,050 449,050 owned after | $55.72 exercise price | 2012-09-05 | |
| 2012-08-31 | BOBBY THEODORE NICHOLAS Officer (EVP, Gen. Counsel & Corp. Sec.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +7,000 0 owned after | $37.06 exercise price | 2012-09-05 | |
| 2012-08-31 | BOBBY THEODORE NICHOLAS Officer (EVP, Gen. Counsel & Corp. Sec.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +25,000 31,032 owned after | $45.54 exercise price | 2012-09-05 | |
| 2012-08-31 | BOBBY THEODORE NICHOLAS Officer (EVP, Gen. Counsel & Corp. Sec.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,466 70,466 owned after | $55.72 exercise price | 2012-09-05 | |
| 2012-08-31 | MCMENAMIN EDWARD J Officer (Senior Vice President-Finance) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51,813 51,813 owned after | $55.72 exercise price | 2012-09-05 | |
| 2012-08-31 | Warmoth Christopher John Officer (EVP - Heinz Asia Pacific) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +91,019 91,019 owned after | $55.72 exercise price | 2012-09-05 | |
| 2012-08-31 | Ostryniec Robert Paul Officer (SVP-Chief Supply Chain Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,047 52,047 owned after | $55.72 exercise price | 2012-09-05 | |
| 2012-08-31 | Moran David Charles Officer (EVP - President & CEO Europe) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,561 100,561 owned after | $55.72 exercise price | 2012-09-05 | |
| 2012-08-31 | Woodward David Clive Officer (EVP - President and CEO HNA) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +82,902 82,902 owned after | $55.72 exercise price | 2012-09-05 | |
| 2012-08-31 | Mullen Michael Patrick Officer (VP Corp & Government Affairs) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,363 10,363 owned after | $55.72 exercise price | 2012-09-05 | |
| 2012-08-31 | Nollen Margaret Roach Officer (Sr. VP of Investor Relations) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,917 11,917 owned after | $55.72 exercise price | 2012-09-05 | |
| 2012-06-21 | WINKLEBLACK ARTHUR B Officer (EVP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −57,798 23,122 owned after | $45.54 exercise price | 2012-06-22 | |
| 2012-05-11 holding as of filing | Woodward David Clive Officer (President - Rest of World) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $45.54 exercise price | 2012-05-11 | ||
| 2012-05-11 holding as of filing | Woodward David Clive Officer (President - Rest of World) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $51.25 exercise price | 2012-05-11 | ||
| 2012-05-11 holding as of filing | Woodward David Clive Officer (President - Rest of World) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $39.03 exercise price | 2012-05-11 | ||
| 2012-05-11 holding as of filing | Woodward David Clive Officer (President - Rest of World) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $46.42 exercise price | 2012-05-11 | ||
| 2012-05-11 holding as of filing | Woodward David Clive Officer (President - Rest of World) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $52.19 exercise price | 2012-05-11 | ||
| 2012-03-29 | MILONE MICHAEL D Officer (Executive Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,000 0 owned after | $32.06 exercise price | 2012-03-30 | |
| 2012-03-29 | MILONE MICHAEL D Officer (Executive Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $34.00 exercise price | 2012-03-30 | |
| 2012-02-27 | MILONE MICHAEL D Officer (Executive Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 30,000 owned after | $34.00 exercise price | 2012-02-28 | |
| 2012-02-24 | MILONE MICHAEL D Officer (Executive Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 50,000 owned after | $34.00 exercise price | 2012-02-28 |