Glu Mobile Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 17 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-11-30: Reporting owner TOLEDANO GABRIELLE B; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-10-11: Reporting owner de Masi Niccolo; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-10-10: Reporting owner Ludwig Eric R; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-10-10: Reporting owner Akhavan Chris; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-11-30 | TOLEDANO GABRIELLE B Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $3.91 exercise price | 2017-12-04 | |
| 2017-10-11 | de Masi Niccolo Director, Officer (Executive Chairman) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +237,500 0 owned after | $2.90 exercise price | 2017-10-13 | |
| 2017-10-10 | Ludwig Eric R Officer (EVP, COO and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +280,146 280,146 owned after | $3.59 exercise price | 2017-10-11 | |
| 2017-10-10 | Akhavan Chris Officer (Chief Revenue Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +214,191 214,191 owned after | $3.59 exercise price | 2017-10-11 | |
| 2017-10-10 | Leichtner Scott Officer (VP and General Counsel) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +188,990 188,990 owned after | $3.59 exercise price | 2017-10-11 | |
| 2017-10-10 | Lee Gordon S Officer (Vice President of Accounting) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,600 75,600 owned after | $3.59 exercise price | 2017-10-11 | |
| 2017-10-09 | Ludwig Eric R Officer (EVP, COO and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +160,000 0 owned after | $2.90 exercise price | 2017-10-11 | |
| 2017-10-02 | Ludwig Eric R Officer (EVP, COO and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 160,000 owned after | $2.90 exercise price | 2017-10-04 | |
| 2017-08-30 | de Masi Niccolo Director, Officer (Executive Chairman) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +237,500 237,500 owned after | $2.90 exercise price | 2017-09-01 | |
| 2017-08-22 | Ludwig Eric R Officer (EVP, COO and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 260,000 owned after | $2.90 exercise price | 2017-08-24 | |
| 2017-08-07 holding as of filing | Lee Gordon S Officer (Vice President of Accounting) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.29 exercise price | 2017-08-07 | ||
| 2017-06-08 | Ball Eric R. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.63 exercise price | 2017-06-09 | |
| 2017-06-08 | Brandeau Greg Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.63 exercise price | 2017-06-09 | |
| 2017-06-08 | Nada Hany Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.63 exercise price | 2017-06-09 | |
| 2017-06-08 | MATHER ANN Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.63 exercise price | 2017-06-09 | |
| 2017-06-08 | Smith Benjamin T. IV Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.63 exercise price | 2017-06-09 | |
| 2017-01-03 | Earl Nicholas Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +850,000 850,000 owned after | $2.00 exercise price | 2017-01-04 |