Glu Mobile Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 38 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-10-14: Reporting owner Leichtner Scott; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-10-14: Reporting owner Cannon Gregory J.; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-10-14: Reporting owner Ludwig Eric R; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-10-14: Reporting owner Akhavan Chris; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-10-14 | Leichtner Scott Officer (VP AND GENERAL COUNSEL) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $4.10 exercise price | 2014-10-15 | |
| 2014-10-14 | Cannon Gregory J. Officer (Vice President, Finance and IR) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $4.10 exercise price | 2014-10-15 | |
| 2014-10-14 | Ludwig Eric R Officer (EVP, CFO and COO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +205,000 205,000 owned after | $4.10 exercise price | 2014-10-15 | |
| 2014-10-14 | Akhavan Chris Officer (PRESIDENT OF PUBLISHING) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $4.10 exercise price | 2014-10-15 | |
| 2014-08-07 | Ludwig Eric R Officer (EVP and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +53,937 8,334 owned after | $1.77 exercise price | 2014-08-07 | |
| 2014-08-07 | Ludwig Eric R Officer (EVP and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +46,863 19,804 owned after | $2.03 exercise price | 2014-08-07 | |
| 2014-08-06 | Ludwig Eric R Officer (EVP and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +19,500 62,271 owned after | $1.77 exercise price | 2014-08-07 | |
| 2014-08-05 | Ludwig Eric R Officer (EVP and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +8,334 0 owned after | $0.99 exercise price | 2014-08-07 | |
| 2014-08-05 | Ludwig Eric R Officer (EVP and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +40,728 81,771 owned after | $1.77 exercise price | 2014-08-07 | |
| 2014-08-01 | Cannon Gregory J. Officer (Vice President of Finance) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $0.79 exercise price | 2014-08-05 | |
| 2014-08-01 | Cannon Gregory J. Officer (Vice President of Finance) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,666 0 owned after | $0.78 exercise price | 2014-08-05 | |
| 2014-06-05 | MATHER ANN Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $3.65 exercise price | 2014-06-13 | |
| 2014-06-05 | Smith Benjamin T. IV Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $3.65 exercise price | 2014-06-13 | |
| 2014-06-05 | MILLER WILLIAM J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $3.65 exercise price | 2014-06-13 | |
| 2014-06-05 | Nada Hany Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $3.65 exercise price | 2014-06-13 | |
| 2014-06-05 | Ball Eric J. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $3.65 exercise price | 2014-06-13 | |
| 2014-06-05 | Abony Lorne Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $3.65 exercise price | 2014-06-13 | |
| 2014-04-23 | Ricchetti Matthew Officer (PRESIDENT OF STUDIOS) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 187,500 owned after | $2.26 exercise price | 2014-04-25 | |
| 2014-03-24 | Ricchetti Matthew Officer (PRESIDENT OF STUDIOS) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 193,750 owned after | $2.26 exercise price | 2014-03-26 | |
| 2014-03-04 | de Masi Niccolo Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +304,621 0 owned after | $1.21 exercise price | 2014-03-04 | |
| 2014-03-03 | de Masi Niccolo Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +150,000 304,621 owned after | $1.21 exercise price | 2014-03-04 | |
| 2014-02-28 | de Masi Niccolo Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +98,135 454,621 owned after | $1.21 exercise price | 2014-03-04 | |
| 2014-02-28 | Leichtner Scott Officer (VP AND GENERAL COUNSEL) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,750 1,250 owned after | $1.19 exercise price | 2014-02-28 | |
| 2014-02-27 | Leichtner Scott Officer (VP AND GENERAL COUNSEL) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $0.99 exercise price | 2014-02-28 | |
| 2014-02-27 | Leichtner Scott Officer (VP AND GENERAL COUNSEL) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 10,000 owned after | $1.19 exercise price | 2014-02-28 | |
| 2014-02-24 | Ricchetti Matthew Officer (PRESIDENT OF STUDIOS) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 200,000 owned after | $2.26 exercise price | 2014-02-26 | |
| 2014-02-18 | de Masi Niccolo Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −47,244 552,756 owned after | $1.21 exercise price | 2014-02-20 | |
| 2014-02-13 | Ludwig Eric R Officer (EVP and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,166 8,334 owned after | $0.99 exercise price | 2014-02-14 | |
| 2014-02-13 | Ludwig Eric R Officer (EVP and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −107,500 0 owned after | $1.06 exercise price | 2014-02-14 | |
| 2014-02-13 | Ludwig Eric R Officer (EVP and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,500 0 owned after | $1.07 exercise price | 2014-02-14 | |
| 2014-02-13 | Ludwig Eric R Officer (EVP and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,834 122,499 owned after | $1.77 exercise price | 2014-02-14 | |
| 2014-02-13 | Ludwig Eric R Officer (EVP and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $4.39 exercise price | 2014-02-14 | |
| 2014-02-06 | de Masi Niccolo Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 600,000 owned after | $1.21 exercise price | 2014-02-07 | |
| 2014-01-23 | Ricchetti Matthew Officer (PRESIDENT OF STUDIOS) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 206,250 owned after | $2.26 exercise price | 2014-01-24 | |
| 2014-01-15 | Ludwig Eric R Officer (EVP and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −47,500 12,500 owned after | $0.99 exercise price | 2014-01-15 | |
| 2014-01-15 | Ludwig Eric R Officer (EVP and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −32,500 107,500 owned after | $1.06 exercise price | 2014-01-15 | |
| 2014-01-08 | Ricchetti Matthew Officer (PRESIDENT OF STUDIOS) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 212,500 owned after | $2.26 exercise price | 2014-01-10 | |
| 2014-01-08 | de Masi Niccolo Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 750,000 owned after | $1.21 exercise price | 2014-01-10 |