Glu Mobile Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 69 rows in 2021. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-04-29: Reporting owner Ludwig Eric R; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2021-04-29: Reporting owner Ludwig Eric R; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2021-04-29: Reporting owner Ludwig Eric R; Form 4; Security Performance Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2021-04-29: Reporting owner Ludwig Eric R; Form 4; Security Performance Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-04-29 | Ludwig Eric R Officer (EVP, COO and CFO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −146,665 0 owned after | no price filed | 2021-05-05 | |
| 2021-04-29 | Ludwig Eric R Officer (EVP, COO and CFO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −139,450 0 owned after | no price filed | 2021-05-05 | |
| 2021-04-29 | Ludwig Eric R Officer (EVP, COO and CFO) | 4 | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −207,056 0 owned after | no price filed | 2021-05-05 | |
| 2021-04-29 | Ludwig Eric R Officer (EVP, COO and CFO) | 4 | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −97,660 0 owned after | no price filed | 2021-05-05 | |
| 2021-04-29 | Ludwig Eric R Officer (EVP, COO and CFO) | 4 | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −209,175 0 owned after | no price filed | 2021-05-05 | |
| 2021-04-29 | Earl Nicholas Director, Officer (President & CEO) | 4/A | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −261,446 0 owned after | no price filed | 2021-05-05 | |
| 2021-04-29 | Earl Nicholas Director, Officer (President & CEO) | 4/A | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −292,970 0 owned after | no price filed | 2021-05-05 | |
| 2021-04-29 | Earl Nicholas Director, Officer (President & CEO) | 4/A | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −369,099 0 owned after | no price filed | 2021-05-05 | |
| 2021-04-29 | Earl Nicholas Director, Officer (President & CEO) | 4/A | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −123,700 0 owned after | no price filed | 2021-05-05 | |
| 2021-04-29 | Earl Nicholas Director, Officer (President & CEO) | 4/A | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −439,455 0 owned after | no price filed | 2021-05-05 | |
| 2021-04-29 | Hughes Becky Ann Officer (Senior Vice President, Growth) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −58,984 0 owned after | no price filed | 2021-05-05 | |
| 2021-04-29 | Hughes Becky Ann Officer (Senior Vice President, Growth) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −64,130 0 owned after | no price filed | 2021-05-05 | |
| 2021-04-29 | Hughes Becky Ann Officer (Senior Vice President, Growth) | 4 | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −69,334 0 owned after | no price filed | 2021-05-05 | |
| 2021-04-29 | Hughes Becky Ann Officer (Senior Vice President, Growth) | 4 | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −83,272 0 owned after | no price filed | 2021-05-05 | |
| 2021-04-29 | Hughes Becky Ann Officer (Senior Vice President, Growth) | 4 | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −96,195 0 owned after | no price filed | 2021-05-05 | |
| 2021-04-29 | Leichtner Scott Officer (VP and General Counsel) | 4/A | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −52,608 0 owned after | no price filed | 2021-05-05 | |
| 2021-04-29 | Leichtner Scott Officer (VP and General Counsel) | 4/A | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −68,360 0 owned after | no price filed | 2021-05-05 | |
| 2021-04-29 | Leichtner Scott Officer (VP and General Counsel) | 4/A | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | no price filed | 2021-05-05 | |
| 2021-04-29 | Leichtner Scott Officer (VP and General Counsel) | 4/A | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,757 0 owned after | no price filed | 2021-05-05 | |
| 2021-04-29 | Leichtner Scott Officer (VP and General Counsel) | 4/A | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −34,185 0 owned after | no price filed | 2021-05-05 | |
| 2021-04-29 | Akhavan Chris Officer (SVP Bus.Dev., Corp.Dev.&Adver.) | 4/A | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −57,518 0 owned after | no price filed | 2021-05-05 | |
| 2021-04-29 | Akhavan Chris Officer (SVP Bus.Dev., Corp.Dev.&Adver.) | 4/A | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −37,430 0 owned after | no price filed | 2021-05-05 | |
| 2021-04-29 | Akhavan Chris Officer (SVP Bus.Dev., Corp.Dev.&Adver.) | 4/A | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −81,202 0 owned after | no price filed | 2021-05-05 | |
| 2021-04-29 | Akhavan Chris Officer (SVP Bus.Dev., Corp.Dev.&Adver.) | 4/A | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −56,145 0 owned after | no price filed | 2021-05-05 | |
| 2021-04-29 | Kedia Puneet Officer (Vice President of Accounting) | 4/A | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −28,695 0 owned after | no price filed | 2021-05-05 | |
| 2021-04-29 | Kedia Puneet Officer (Vice President of Accounting) | 4/A | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −32,230 0 owned after | no price filed | 2021-05-05 | |
| 2021-04-29 | Kedia Puneet Officer (Vice President of Accounting) | 4/A | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,504 0 owned after | no price filed | 2021-05-05 | |
| 2021-04-29 | Kedia Puneet Officer (Vice President of Accounting) | 4/A | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,110 0 owned after | no price filed | 2021-05-05 | |
| 2021-04-29 | Akhavan Chris Officer (SVP Bus.Dev., Corp.Dev.&Adver.) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −57,518 0 owned after | no price filed | 2021-05-03 | |
| 2021-04-29 | Akhavan Chris Officer (SVP Bus.Dev., Corp.Dev.&Adver.) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −37,430 0 owned after | no price filed | 2021-05-03 | |
| 2021-04-29 | Akhavan Chris Officer (SVP Bus.Dev., Corp.Dev.&Adver.) | 4 | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −81,202 0 owned after | no price filed | 2021-05-03 | |
| 2021-04-29 | Akhavan Chris Officer (SVP Bus.Dev., Corp.Dev.&Adver.) | 4 | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −56,145 0 owned after | no price filed | 2021-05-03 | |
| 2021-04-29 | Kedia Puneet Officer (Vice President of Accounting) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −28,695 0 owned after | no price filed | 2021-05-03 | |
| 2021-04-29 | Kedia Puneet Officer (Vice President of Accounting) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −32,230 0 owned after | no price filed | 2021-05-03 | |
| 2021-04-29 | Kedia Puneet Officer (Vice President of Accounting) | 4 | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,504 0 owned after | no price filed | 2021-05-03 | |
| 2021-04-29 | Kedia Puneet Officer (Vice President of Accounting) | 4 | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,110 0 owned after | no price filed | 2021-05-03 | |
| 2021-04-29 | Earl Nicholas Director, Officer (President & CEO.) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −261,446 0 owned after | no price filed | 2021-05-03 | |
| 2021-04-29 | Earl Nicholas Director, Officer (President & CEO.) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −292,970 0 owned after | no price filed | 2021-05-03 | |
| 2021-04-29 | Earl Nicholas Director, Officer (President & CEO.) | 4 | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −369,099 0 owned after | no price filed | 2021-05-03 | |
| 2021-04-29 | Earl Nicholas Director, Officer (President & CEO.) | 4 | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −123,700 0 owned after | no price filed | 2021-05-03 | |
| 2021-04-29 | Earl Nicholas Director, Officer (President & CEO.) | 4 | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −439,455 0 owned after | no price filed | 2021-05-03 | |
| 2021-04-29 | Smith Benjamin T. IV Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,591 0 owned after | no price filed | 2021-05-03 | |
| 2021-04-29 | Nada Hany Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,591 0 owned after | no price filed | 2021-05-03 | |
| 2021-04-29 | TOLEDANO GABRIELLE B Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,591 0 owned after | no price filed | 2021-05-03 | |
| 2021-04-29 | de Masi Niccolo Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,591 0 owned after | no price filed | 2021-05-03 | |
| 2021-04-29 | Leichtner Scott Officer (VP and General Counsel) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −52,608 0 owned after | no price filed | 2021-05-03 | |
| 2021-04-29 | Leichtner Scott Officer (VP and General Counsel) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −68,360 0 owned after | no price filed | 2021-05-03 | |
| 2021-04-29 | Leichtner Scott Officer (VP and General Counsel) | 4 | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | no price filed | 2021-05-03 | |
| 2021-04-29 | Leichtner Scott Officer (VP and General Counsel) | 4 | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,757 0 owned after | no price filed | 2021-05-03 | |
| 2021-04-29 | Leichtner Scott Officer (VP and General Counsel) | 4 | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −34,185 0 owned after | no price filed | 2021-05-03 | |
| 2021-04-29 | Anderson Darla Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,667 0 owned after | no price filed | 2021-05-03 | |
| 2021-04-29 | Anderson Darla Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,591 0 owned after | no price filed | 2021-05-03 | |
| 2021-04-29 | Ball Eric R. Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,591 0 owned after | no price filed | 2021-05-03 | |
| 2021-04-29 | Brandeau Greg Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,591 0 owned after | no price filed | 2021-05-03 | |
| 2021-03-04 | Anderson Darla Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,667 6,667 owned after | $0.00 | 2021-03-04 | |
| 2021-02-16 | Ludwig Eric R Officer (EVP, COO and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,626 146,665 owned after | $0.00 | 2021-02-17 | |
| 2021-02-16 | Leichtner Scott Officer (VP and General Counsel) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,525 26,525 owned after | $0.00 | 2021-02-17 | |
| 2021-02-16 | Leichtner Scott Officer (VP and General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,525 0 owned after | $0.00 | 2021-02-17 | |
| 2021-02-16 | Leichtner Scott Officer (VP and General Counsel) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.00 | 2021-02-17 | |
| 2021-02-16 | Leichtner Scott Officer (VP and General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $0.00 | 2021-02-17 | |
| 2021-02-16 | Leichtner Scott Officer (VP and General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,094 52,608 owned after | $0.00 | 2021-02-17 | |
| 2021-02-16 | Kedia Puneet Officer (Vice President of Accounting) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,688 28,695 owned after | $0.00 | 2021-02-17 | |
| 2021-02-16 | Earl Nicholas Director, Officer (President & CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +155,621 432,444 owned after | $0.00 | 2021-02-17 | |
| 2021-02-16 | Earl Nicholas Director, Officer (President & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −155,621 0 owned after | $0.00 | 2021-02-17 | |
| 2021-02-16 | Earl Nicholas Director, Officer (President & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,377 261,446 owned after | $0.00 | 2021-02-17 | |
| 2021-02-16 | Hughes Becky Ann Officer (Senior Vice President, Growth) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,570 18,570 owned after | $0.00 | 2021-02-17 | |
| 2021-02-16 | Hughes Becky Ann Officer (Senior Vice President, Growth) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,570 0 owned after | $0.00 | 2021-02-17 | |
| 2021-02-16 | Hughes Becky Ann Officer (Senior Vice President, Growth) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,469 58,984 owned after | $0.00 | 2021-02-17 | |
| 2021-02-16 | Akhavan Chris Officer (SVP Bus.Dev., Corp.Dev.&Adver.) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,383 57,518 owned after | $0.00 | 2021-02-17 |