Glu Mobile Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 101 rows in 2021. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-04-29: Reporting owner Ludwig Eric R; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2021-04-29: Reporting owner Ludwig Eric R; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2021-04-29: Reporting owner Ludwig Eric R; Form 4; Security Performance Stock Options; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2021-04-29: Reporting owner Ludwig Eric R; Form 4; Security Performance Stock Options; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-04-29 | Ludwig Eric R Officer (EVP, COO and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −280,146 0 owned after | $3.59 exercise price | 2021-05-05 | |
| 2021-04-29 | Ludwig Eric R Officer (EVP, COO and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −191,000 0 owned after | $6.42 exercise price | 2021-05-05 | |
| 2021-04-29 | Ludwig Eric R Officer (EVP, COO and CFO) | 4 | Performance Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −566,976 0 owned after | $3.59 exercise price | 2021-05-05 | |
| 2021-04-29 | Ludwig Eric R Officer (EVP, COO and CFO) | 4 | Performance Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −210,109 0 owned after | $3.59 exercise price | 2021-05-05 | |
| 2021-04-29 | Ludwig Eric R Officer (EVP, COO and CFO) | 4 | Performance Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −163,317 0 owned after | $3.59 exercise price | 2021-05-05 | |
| 2021-04-29 | Ludwig Eric R Officer (EVP, COO and CFO) | 4 | Performance Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −210,110 0 owned after | $3.59 exercise price | 2021-05-05 | |
| 2021-04-29 | Ludwig Eric R Officer (EVP, COO and CFO) | 4 | Performance Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −143,666 0 owned after | $6.42 exercise price | 2021-05-05 | |
| 2021-04-29 | Ludwig Eric R Officer (EVP, COO and CFO) | 4 | Performance Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −143,668 0 owned after | $6.42 exercise price | 2021-05-05 | |
| 2021-04-29 | Ludwig Eric R Officer (EVP, COO and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −265,000 0 owned after | $4.09 exercise price | 2021-05-05 | |
| 2021-04-29 | Ludwig Eric R Officer (EVP, COO and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −420,019 0 owned after | $2.13 exercise price | 2021-05-05 | |
| 2021-04-29 | Earl Nicholas Director, Officer (President & CEO) | 4/A | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −566,277 0 owned after | $3.63 exercise price | 2021-05-05 | |
| 2021-04-29 | Earl Nicholas Director, Officer (President & CEO) | 4/A | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −359,000 0 owned after | $6.42 exercise price | 2021-05-05 | |
| 2021-04-29 | Earl Nicholas Director, Officer (President & CEO) | 4/A | Performance Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −650,000 0 owned after | $3.59 exercise price | 2021-05-05 | |
| 2021-04-29 | Earl Nicholas Director, Officer (President & CEO) | 4/A | Performance Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −155,620 0 owned after | $3.63 exercise price | 2021-05-05 | |
| 2021-04-29 | Earl Nicholas Director, Officer (President & CEO) | 4/A | Performance Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −120,963 0 owned after | $3.63 exercise price | 2021-05-05 | |
| 2021-04-29 | Earl Nicholas Director, Officer (President & CEO) | 4/A | Performance Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −269,666 0 owned after | $6.42 exercise price | 2021-05-05 | |
| 2021-04-29 | Earl Nicholas Director, Officer (President & CEO) | 4/A | Performance Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −155,621 0 owned after | $3.63 exercise price | 2021-05-05 | |
| 2021-04-29 | Earl Nicholas Director, Officer (President & CEO) | 4/A | Performance Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −269,668 0 owned after | $6.42 exercise price | 2021-05-05 | |
| 2021-04-29 | Earl Nicholas Director, Officer (President & CEO) | 4/A | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −300,000 0 owned after | $2.92 exercise price | 2021-05-05 | |
| 2021-04-29 | Earl Nicholas Director, Officer (President & CEO) | 4/A | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −850,000 0 owned after | $2.13 exercise price | 2021-05-05 | |
| 2021-04-29 | Earl Nicholas Director, Officer (President & CEO) | 4/A | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −650,000 0 owned after | $2.10 exercise price | 2021-05-05 | |
| 2021-04-29 | Earl Nicholas Director, Officer (President & CEO) | 4/A | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −850,000 0 owned after | $2.00 exercise price | 2021-05-05 | |
| 2021-04-29 | Hughes Becky Ann Officer (Senior Vice President, Growth) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,917 0 owned after | $2.13 exercise price | 2021-05-05 | |
| 2021-04-29 | Hughes Becky Ann Officer (Senior Vice President, Growth) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −132,290 0 owned after | $3.59 exercise price | 2021-05-05 | |
| 2021-04-29 | Hughes Becky Ann Officer (Senior Vice President, Growth) | 4 | Performance Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −129,932 0 owned after | $3.59 exercise price | 2021-05-05 | |
| 2021-04-29 | Leichtner Scott Officer (VP and General Counsel) | 4/A | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −90,000 0 owned after | $4.09 exercise price | 2021-05-05 | |
| 2021-04-29 | Leichtner Scott Officer (VP and General Counsel) | 4/A | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −350,000 0 owned after | $2.13 exercise price | 2021-05-05 | |
| 2021-04-29 | Leichtner Scott Officer (VP and General Counsel) | 4/A | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −188,990 0 owned after | $3.59 exercise price | 2021-05-05 | |
| 2021-04-29 | Leichtner Scott Officer (VP and General Counsel) | 4/A | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −58,000 0 owned after | $6.42 exercise price | 2021-05-05 | |
| 2021-04-29 | Leichtner Scott Officer (VP and General Counsel) | 4/A | Performance Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −201,592 0 owned after | $3.59 exercise price | 2021-05-05 | |
| 2021-04-29 | Akhavan Chris Officer (SVP Bus.Dev., Corp.Dev.&Adver.) | 4/A | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −90,000 0 owned after | $4.09 exercise price | 2021-05-05 | |
| 2021-04-29 | Akhavan Chris Officer (SVP Bus.Dev., Corp.Dev.&Adver.) | 4/A | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −84,375 0 owned after | $2.13 exercise price | 2021-05-05 | |
| 2021-04-29 | Akhavan Chris Officer (SVP Bus.Dev., Corp.Dev.&Adver.) | 4/A | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −159,157 0 owned after | $3.59 exercise price | 2021-05-05 | |
| 2021-04-29 | Akhavan Chris Officer (SVP Bus.Dev., Corp.Dev.&Adver.) | 4/A | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −70,000 0 owned after | $6.42 exercise price | 2021-05-05 | |
| 2021-04-29 | Akhavan Chris Officer (SVP Bus.Dev., Corp.Dev.&Adver.) | 4/A | Performance Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −104,979 0 owned after | $3.59 exercise price | 2021-05-05 | |
| 2021-04-29 | Akhavan Chris Officer (SVP Bus.Dev., Corp.Dev.&Adver.) | 4/A | Performance Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −124,867 0 owned after | $3.59 exercise price | 2021-05-05 | |
| 2021-04-29 | Akhavan Chris Officer (SVP Bus.Dev., Corp.Dev.&Adver.) | 4/A | Performance Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −160,643 0 owned after | $3.59 exercise price | 2021-05-05 | |
| 2021-04-29 | Akhavan Chris Officer (SVP Bus.Dev., Corp.Dev.&Adver.) | 4/A | Performance Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −52,666 0 owned after | $6.42 exercise price | 2021-05-05 | |
| 2021-04-29 | Akhavan Chris Officer (SVP Bus.Dev., Corp.Dev.&Adver.) | 4/A | Performance Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −52,668 0 owned after | $6.42 exercise price | 2021-05-05 | |
| 2021-04-29 | Kedia Puneet Officer (Vice President of Accounting) | 4/A | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −105,361 0 owned after | $8.63 exercise price | 2021-05-05 | |
| 2021-04-29 | Akhavan Chris Officer (SVP Bus.Dev., Corp.Dev.&Adver.) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −90,000 0 owned after | $4.09 exercise price | 2021-05-03 | |
| 2021-04-29 | Akhavan Chris Officer (SVP Bus.Dev., Corp.Dev.&Adver.) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −84,375 0 owned after | $2.13 exercise price | 2021-05-03 | |
| 2021-04-29 | Akhavan Chris Officer (SVP Bus.Dev., Corp.Dev.&Adver.) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −159,157 0 owned after | $3.59 exercise price | 2021-05-03 | |
| 2021-04-29 | Akhavan Chris Officer (SVP Bus.Dev., Corp.Dev.&Adver.) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −70,000 0 owned after | $6.42 exercise price | 2021-05-03 | |
| 2021-04-29 | Akhavan Chris Officer (SVP Bus.Dev., Corp.Dev.&Adver.) | 4 | Performance Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −104,979 0 owned after | $3.59 exercise price | 2021-05-03 | |
| 2021-04-29 | Akhavan Chris Officer (SVP Bus.Dev., Corp.Dev.&Adver.) | 4 | Performance Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −124,867 0 owned after | $3.59 exercise price | 2021-05-03 | |
| 2021-04-29 | Akhavan Chris Officer (SVP Bus.Dev., Corp.Dev.&Adver.) | 4 | Performance Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −160,643 0 owned after | $3.59 exercise price | 2021-05-03 | |
| 2021-04-29 | Akhavan Chris Officer (SVP Bus.Dev., Corp.Dev.&Adver.) | 4 | Performance Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −52,666 0 owned after | $6.42 exercise price | 2021-05-03 | |
| 2021-04-29 | Akhavan Chris Officer (SVP Bus.Dev., Corp.Dev.&Adver.) | 4 | Performance Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −52,668 0 owned after | $6.42 exercise price | 2021-05-03 | |
| 2021-04-29 | Kedia Puneet Officer (Vice President of Accounting) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −105,361 0 owned after | $8.63 exercise price | 2021-05-03 | |
| 2021-04-29 | Earl Nicholas Director, Officer (President & CEO.) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −566,277 0 owned after | $3.63 exercise price | 2021-05-03 | |
| 2021-04-29 | Earl Nicholas Director, Officer (President & CEO.) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −359,000 0 owned after | $6.42 exercise price | 2021-05-03 | |
| 2021-04-29 | Earl Nicholas Director, Officer (President & CEO.) | 4 | Performance Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −650,000 0 owned after | $3.59 exercise price | 2021-05-03 | |
| 2021-04-29 | Earl Nicholas Director, Officer (President & CEO.) | 4 | Performance Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −155,620 0 owned after | $3.63 exercise price | 2021-05-03 | |
| 2021-04-29 | Earl Nicholas Director, Officer (President & CEO.) | 4 | Performance Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −120,963 0 owned after | $3.63 exercise price | 2021-05-03 | |
| 2021-04-29 | Earl Nicholas Director, Officer (President & CEO.) | 4 | Performance Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −269,666 0 owned after | $6.42 exercise price | 2021-05-03 | |
| 2021-04-29 | Earl Nicholas Director, Officer (President & CEO.) | 4 | Performance Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −155,621 0 owned after | $3.63 exercise price | 2021-05-03 | |
| 2021-04-29 | Earl Nicholas Director, Officer (President & CEO.) | 4 | Performance Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −269,668 0 owned after | $6.42 exercise price | 2021-05-03 | |
| 2021-04-29 | Smith Benjamin T. IV Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $6.67 exercise price | 2021-05-03 | |
| 2021-04-29 | Smith Benjamin T. IV Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $2.41 exercise price | 2021-05-03 | |
| 2021-04-29 | Smith Benjamin T. IV Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $2.63 exercise price | 2021-05-03 | |
| 2021-04-29 | Smith Benjamin T. IV Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $5.67 exercise price | 2021-05-03 | |
| 2021-04-29 | Smith Benjamin T. IV Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −28,780 0 owned after | $7.05 exercise price | 2021-05-03 | |
| 2021-04-29 | Smith Benjamin T. IV Director | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,488 0 owned after | $9.00 exercise price | 2021-05-03 | |
| 2021-04-29 | Nada Hany Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $6.67 exercise price | 2021-05-03 | |
| 2021-04-29 | Nada Hany Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $2.41 exercise price | 2021-05-03 | |
| 2021-04-29 | Nada Hany Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $2.63 exercise price | 2021-05-03 | |
| 2021-04-29 | Nada Hany Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $5.67 exercise price | 2021-05-03 | |
| 2021-04-29 | Nada Hany Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −28,780 0 owned after | $7.05 exercise price | 2021-05-03 | |
| 2021-04-29 | Nada Hany Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,488 0 owned after | $9.00 exercise price | 2021-05-03 | |
| 2021-04-29 | TOLEDANO GABRIELLE B Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $3.91 exercise price | 2021-05-03 | |
| 2021-04-29 | TOLEDANO GABRIELLE B Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $5.67 exercise price | 2021-05-03 | |
| 2021-04-29 | TOLEDANO GABRIELLE B Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −28,780 0 owned after | $7.05 exercise price | 2021-05-03 | |
| 2021-04-29 | TOLEDANO GABRIELLE B Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,488 0 owned after | $9.00 exercise price | 2021-05-03 | |
| 2021-04-29 | de Masi Niccolo Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,488 0 owned after | $9.00 exercise price | 2021-05-03 | |
| 2021-04-29 | de Masi Niccolo Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,285 0 owned after | $9.00 exercise price | 2021-05-03 | |
| 2021-04-29 | Leichtner Scott Officer (VP and General Counsel) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −90,000 0 owned after | $4.09 exercise price | 2021-05-03 | |
| 2021-04-29 | Leichtner Scott Officer (VP and General Counsel) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −350,000 0 owned after | $2.13 exercise price | 2021-05-03 | |
| 2021-04-29 | Leichtner Scott Officer (VP and General Counsel) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −188,990 0 owned after | $3.59 exercise price | 2021-05-03 | |
| 2021-04-29 | Leichtner Scott Officer (VP and General Counsel) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −58,000 0 owned after | $6.42 exercise price | 2021-05-03 | |
| 2021-04-29 | Leichtner Scott Officer (VP and General Counsel) | 4 | Performance Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −201,592 0 owned after | $3.59 exercise price | 2021-05-03 | |
| 2021-04-29 | Anderson Darla Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −28,780 0 owned after | $7.05 exercise price | 2021-05-03 | |
| 2021-04-29 | Anderson Darla Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,488 0 owned after | $9.00 exercise price | 2021-05-03 | |
| 2021-04-29 | Ball Eric R. Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $6.67 exercise price | 2021-05-03 | |
| 2021-04-29 | Ball Eric R. Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $2.41 exercise price | 2021-05-03 | |
| 2021-04-29 | Ball Eric R. Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $2.63 exercise price | 2021-05-03 | |
| 2021-04-29 | Ball Eric R. Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $5.67 exercise price | 2021-05-03 | |
| 2021-04-29 | Ball Eric R. Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −28,780 0 owned after | $7.05 exercise price | 2021-05-03 | |
| 2021-04-29 | Ball Eric R. Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,488 0 owned after | $9.00 exercise price | 2021-05-03 | |
| 2021-04-29 | Brandeau Greg Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −36,000 0 owned after | $4.59 exercise price | 2021-05-03 | |
| 2021-04-29 | Brandeau Greg Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $2.41 exercise price | 2021-05-03 | |
| 2021-04-29 | Brandeau Greg Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $2.63 exercise price | 2021-05-03 | |
| 2021-04-29 | Brandeau Greg Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $5.67 exercise price | 2021-05-03 | |
| 2021-04-29 | Brandeau Greg Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −28,780 0 owned after | $7.05 exercise price | 2021-05-03 | |
| 2021-04-29 | Brandeau Greg Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,488 0 owned after | $9.00 exercise price | 2021-05-03 | |
| 2021-02-15 | Ludwig Eric R Officer (EVP, COO and CFO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +143,666 143,666 owned after | $6.42 | 2021-02-17 | |
| 2021-02-15 | Ludwig Eric R Officer (EVP, COO and CFO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +210,110 420,219 owned after | $3.59 | 2021-02-17 | |
| 2021-02-15 | Earl Nicholas Director, Officer (President & CEO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +269,666 269,666 owned after | $6.42 | 2021-02-17 | |
| 2021-02-15 | Earl Nicholas Director, Officer (President & CEO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +155,621 155,621 owned after | $3.63 | 2021-02-17 | |
| 2021-02-15 | Akhavan Chris Officer (SVP Bus.Dev., Corp.Dev.&Adver.) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,666 52,666 owned after | $6.42 | 2021-02-17 |