Glu Mobile Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 27 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-11-13: Reporting owner Ricchetti Matthew; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-10-09: Reporting owner de Masi Niccolo; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-10-09: Reporting owner Ludwig Eric R; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-10-09: Reporting owner Leichtner Scott; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-11-13 | Ricchetti Matthew Officer (PRESIDENT OF STUDIOS) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $2.26 exercise price | 2012-11-15 | |
| 2012-10-09 | de Masi Niccolo Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +475,000 475,000 owned after | $3.29 exercise price | 2012-10-11 | |
| 2012-10-09 | Ludwig Eric R Officer (EVP and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +285,000 285,000 owned after | $3.29 exercise price | 2012-10-11 | |
| 2012-10-09 | Leichtner Scott Officer (VP AND GENERAL COUNSEL) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +105,000 105,000 owned after | $3.29 exercise price | 2012-10-11 | |
| 2012-06-07 | Drapkin Matthew A Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $4.43 exercise price | 2012-06-11 | |
| 2012-06-07 | Smith Benjamin T. IV Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $4.43 exercise price | 2012-06-11 | |
| 2012-06-07 | SEAWELL A BROOKE Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $4.43 exercise price | 2012-06-11 | |
| 2012-06-07 | Nada Hany Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $4.43 exercise price | 2012-06-11 | |
| 2012-06-07 | MILLER WILLIAM J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $4.43 exercise price | 2012-06-11 | |
| 2012-06-07 | MATHER ANN Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $4.43 exercise price | 2012-06-11 | |
| 2012-04-11 holding as of filing | Leichtner Scott Officer (VP AND GENERAL COUNSEL) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.99 exercise price | 2012-04-11 | ||
| 2012-04-11 holding as of filing | Leichtner Scott Officer (VP AND GENERAL COUNSEL) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.19 exercise price | 2012-04-11 | ||
| 2012-04-11 holding as of filing | Leichtner Scott Officer (VP AND GENERAL COUNSEL) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.34 exercise price | 2012-04-11 | ||
| 2012-04-11 holding as of filing | Leichtner Scott Officer (VP AND GENERAL COUNSEL) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.78 exercise price | 2012-04-11 | ||
| 2012-04-10 | Leichtner Scott Officer (VP AND GENERAL COUNSEL) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $4.30 exercise price | 2012-04-11 | |
| 2012-03-23 | IYER KAL Officer (Sr. VP, Research & Development) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +46,875 78,125 owned after | $1.30 exercise price | 2012-03-23 | |
| 2012-03-23 | IYER KAL Officer (Sr. VP, Research & Development) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +33,853 74,480 owned after | $1.77 exercise price | 2012-03-23 | |
| 2012-03-23 | IYER KAL Officer (Sr. VP, Research & Development) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +28,645 63,022 owned after | $2.03 exercise price | 2012-03-23 | |
| 2012-03-22 | IYER KAL Officer (Sr. VP, Research & Development) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +17,187 7,813 owned after | $0.71 exercise price | 2012-03-23 | |
| 2012-03-22 | IYER KAL Officer (Sr. VP, Research & Development) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,962 371 owned after | $0.78 exercise price | 2012-03-23 | |
| 2012-03-22 | IYER KAL Officer (Sr. VP, Research & Development) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,962 371 owned after | $0.78 exercise price | 2012-03-23 | |
| 2012-03-22 | IYER KAL Officer (Sr. VP, Research & Development) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +80 10 owned after | $0.78 exercise price | 2012-03-23 | |
| 2012-03-22 | IYER KAL Officer (Sr. VP, Research & Development) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,845 731 owned after | $0.78 exercise price | 2012-03-23 | |
| 2012-03-22 | IYER KAL Officer (Sr. VP, Research & Development) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,648 456 owned after | $0.78 exercise price | 2012-03-23 | |
| 2012-03-22 | IYER KAL Officer (Sr. VP, Research & Development) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +15,000 0 owned after | $1.06 exercise price | 2012-03-23 | |
| 2012-03-22 | IYER KAL Officer (Sr. VP, Research & Development) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +43,750 56,250 owned after | $1.19 exercise price | 2012-03-23 | |
| 2012-03-13 | de Masi Niccolo Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +100,000 1,050,000 owned after | $1.21 exercise price | 2012-03-14 |