Glu Mobile Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 70 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-11-29: Reporting owner Ludwig Eric R; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-11-29: Reporting owner Pimentel Albert A; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-11-29: Reporting owner Braff Jill S; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-11-29: Reporting owner BALLARD GREGORY L; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-11-29 | Ludwig Eric R Officer (Vice President, Finance) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,000 65,000 owned after | $5.95 exercise price | 2007-12-03 | |
| 2007-11-29 | Pimentel Albert A Officer (Exec. Vice President and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,000 70,000 owned after | $5.95 exercise price | 2007-12-03 | |
| 2007-11-29 | Braff Jill S Officer (Sr VP of Global Publishing) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $5.95 exercise price | 2007-12-03 | |
| 2007-11-29 | BALLARD GREGORY L Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $5.95 exercise price | 2007-12-03 | |
| 2007-11-29 | Galvagni Alessandro Officer (Sr. Vice Pres-Global Dev, CTO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $5.95 exercise price | 2007-12-03 | |
| 2007-11-21 | Braff Jill S Officer (Sr VP of Worldwide Mktg) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,394 2,084 owned after | $0.30 exercise price | 2007-11-29 | |
| 2007-11-21 | Braff Jill S Officer (Sr VP of Worldwide Mktg) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,606 24,727 owned after | $0.30 exercise price | 2007-11-29 | |
| 2007-11-21 | Galvagni Alessandro Officer (Sr. VicePresident-Prod Dev,CTO) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,999 0 owned after | $0.18 exercise price | 2007-11-29 | |
| 2007-11-21 | Braff Jill S Officer (Sr VP of Worldwide Mktg) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,928 16,550 owned after | $0.30 exercise price | 2007-11-26 | |
| 2007-11-21 | Galvagni Alessandro Officer (Sr. VicePresident-Prod Dev,CTO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −771 9,228 owned after | $0.18 exercise price | 2007-11-26 | |
| 2007-09-21 | Braff Jill S Officer (Sr VP of Worldwide Mktg) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +472 18,478 owned after | $0.30 exercise price | 2007-09-24 | |
| 2007-09-21 | Galvagni Alessandro Officer (Sr. VP - Prod Dev, CTO) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +628 9,999 owned after | $0.18 exercise price | 2007-09-24 | |
| 2007-09-21 | Galvagni Alessandro Officer (Sr. VP - Prod Dev, CTO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +629 9,998 owned after | $0.18 exercise price | 2007-09-24 | |
| 2007-09-20 | Braff Jill S Officer (Sr VP of Worldwide Mktg) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +471 18,479 owned after | $0.30 exercise price | 2007-09-24 | |
| 2007-09-20 | Galvagni Alessandro Officer (Sr. VP - Prod Dev, CTO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,989 10,627 owned after | $0.18 exercise price | 2007-09-21 | |
| 2007-09-20 | Braff Jill S Officer (Sr VP of Worldwide Mktg) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,242 18,950 owned after | $0.30 exercise price | 2007-09-21 | |
| 2007-09-19 | Galvagni Alessandro Officer (Sr. VP - Prod Dev, CTO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,247 0 owned after | $0.18 exercise price | 2007-09-21 | |
| 2007-09-19 | Galvagni Alessandro Officer (Sr. VP - Prod Dev, CTO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,050 13,616 owned after | $0.18 exercise price | 2007-09-21 | |
| 2007-09-19 | Braff Jill S Officer (Sr VP of Worldwide Mktg) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,972 21,192 owned after | $0.30 exercise price | 2007-09-21 | |
| 2007-09-18 | Galvagni Alessandro Officer (Sr. VP - Prod Dev, CTO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,086 30,247 owned after | $0.18 exercise price | 2007-09-18 | |
| 2007-09-18 | Braff Jill S Officer (Sr VP of Worldwide Mktg) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,314 46,164 owned after | $0.30 exercise price | 2007-09-18 | |
| 2007-04-27 holding as of filing | BALLARD GREGORY L Director, Officer (President and CEO) | 3/A | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.18 exercise price | 2007-04-27 | ||
| 2007-04-27 holding as of filing | BALLARD GREGORY L Director, Officer (President and CEO) | 3/A | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.75 exercise price | 2007-04-27 | ||
| 2007-04-27 holding as of filing | BALLARD GREGORY L Director, Officer (President and CEO) | 3/A | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.90 exercise price | 2007-04-27 | ||
| 2007-04-27 holding as of filing | BALLARD GREGORY L Director, Officer (President and CEO) | 3/A | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.90 exercise price | 2007-04-27 | ||
| 2007-04-25 | Braff Jill S Officer (Sr VP of Worldwide Mktg) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −666 0 owned after | $0.30 exercise price | 2007-04-27 | |
| 2007-04-25 | Braff Jill S Officer (Sr VP of Worldwide Mktg) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,522 48,478 owned after | $0.30 exercise price | 2007-04-27 | |
| 2007-04-25 | Ludwig Eric R Officer (Vice President, Finance) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −547 49,453 owned after | $3.90 exercise price | 2007-04-27 | |
| 2007-04-20 | SEAWELL A BROOKE Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +333 333 owned after | $11.88 exercise price | 2007-04-24 | |
| 2007-04-20 | Nada Hany Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +333 33,333 owned after | $11.88 exercise price | 2007-04-24 | |
| 2007-04-20 | SKAFF DANIEL L Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +333 33,333 owned after | $11.88 exercise price | 2007-04-24 | |
| 2007-04-20 | MILLER WILLIAM J Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +333 33,333 owned after | $11.88 exercise price | 2007-04-24 | |
| 2007-04-20 | Wienbar Sharon L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +333 333 owned after | $11.88 exercise price | 2007-04-24 | |
| 2007-03-22 | SEAWELL A BROOKE Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,000 33,000 owned after | $11.50 exercise price | 2007-03-23 | |
| 2007-03-22 | MORAN RICHARD A Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,000 11,000 owned after | $11.50 exercise price | 2007-03-22 | |
| 2007-03-22 | Nada Hany Director | 4 | Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,000 33,000 owned after | $11.50 exercise price | 2007-03-22 | |
| 2007-03-22 | MILLER WILLIAM J Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,000 33,000 owned after | $11.50 exercise price | 2007-03-22 | |
| 2007-03-22 | SKAFF DANIEL L Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,000 33,000 owned after | $11.50 | 2007-03-22 | |
| 2007-03-21 | SKAFF DANIEL L Director | 4/A | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,000 33,000 owned after | $11.50 exercise price | 2007-04-27 | |
| 2007-03-21 | MILLER WILLIAM J Director | 4/A | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,000 33,000 owned after | $11.50 exercise price | 2007-04-27 | |
| 2007-03-21 | Nada Hany Director | 4/A | Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,000 33,000 owned after | $11.50 exercise price | 2007-04-27 | |
| 2007-03-21 | MORAN RICHARD A Director | 4/A | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,000 11,000 owned after | $11.50 exercise price | 2007-04-27 | |
| 2007-03-21 | SEAWELL A BROOKE Director | 4/A | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,000 33,000 owned after | $11.50 exercise price | 2007-04-27 | |
| 2007-03-21 holding as of filing | MORAN RICHARD A Director | 3 | Director Stock Option (right to buy) Derivative · Direct · (m) | Holding | $3.57 exercise price | 2007-03-21 | ||
| 2007-03-21 holding as of filing | MATHER ANN Director | 3 | Director Stock Option (right to buy) Derivative · Direct | Holding | $3.57 exercise price | 2007-03-21 | ||
| 2007-03-21 holding as of filing | MATHER ANN Director | 3 | Director Stock Option (right to buy) Derivative · Direct | Holding | $3.57 exercise price | 2007-03-21 | ||
| 2007-03-21 holding as of filing | Galvagni Alessandro Officer (Sr. VicePresident-Prod Dev,CTO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.18 exercise price | 2007-03-21 | ||
| 2007-03-21 holding as of filing | Galvagni Alessandro Officer (Sr. VicePresident-Prod Dev,CTO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.18 exercise price | 2007-03-21 | ||
| 2007-03-21 holding as of filing | Galvagni Alessandro Officer (Sr. VicePresident-Prod Dev,CTO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.18 exercise price | 2007-03-21 | ||
| 2007-03-21 holding as of filing | Galvagni Alessandro Officer (Sr. VicePresident-Prod Dev,CTO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.50 exercise price | 2007-03-21 | ||
| 2007-03-21 holding as of filing | Galvagni Alessandro Officer (Sr. VicePresident-Prod Dev,CTO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $10.53 exercise price | 2007-03-21 | ||
| 2007-03-21 holding as of filing | Ludwig Eric R Officer (Vice President, Finance) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.90 exercise price | 2007-03-21 | ||
| 2007-03-21 holding as of filing | Ludwig Eric R Officer (Vice President, Finance) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.50 exercise price | 2007-03-21 | ||
| 2007-03-21 holding as of filing | Ludwig Eric R Officer (Vice President, Finance) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $10.53 exercise price | 2007-03-21 | ||
| 2007-03-21 holding as of filing | BALLARD GREGORY L Director, Officer (President and CEO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.18 exercise price | 2007-03-21 | ||
| 2007-03-21 holding as of filing | BALLARD GREGORY L Director, Officer (President and CEO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.75 exercise price | 2007-03-21 | ||
| 2007-03-21 holding as of filing | BALLARD GREGORY L Director, Officer (President and CEO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.90 exercise price | 2007-03-21 | ||
| 2007-03-21 holding as of filing | BALLARD GREGORY L Director, Officer (President and CEO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.90 exercise price | 2007-03-21 | ||
| 2007-03-21 holding as of filing | Segerstrale Kristian Officer (Managing Director EMEA) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $10.53 exercise price | 2007-03-21 | ||
| 2007-03-21 holding as of filing | Pimentel Albert A Officer (Exec. Vice President and CFO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.50 exercise price | 2007-03-21 | ||
| 2007-03-21 holding as of filing | Pimentel Albert A Officer (Exec. Vice President and CFO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $10.53 exercise price | 2007-03-21 | ||
| 2007-03-21 holding as of filing | Braff Jill S Officer (Sr VP of Worldwide Mktg) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.30 exercise price | 2007-03-21 | ||
| 2007-03-21 holding as of filing | Braff Jill S Officer (Sr VP of Worldwide Mktg) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.30 exercise price | 2007-03-21 | ||
| 2007-03-21 holding as of filing | Braff Jill S Officer (Sr VP of Worldwide Mktg) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.30 exercise price | 2007-03-21 | ||
| 2007-03-21 holding as of filing | Braff Jill S Officer (Sr VP of Worldwide Mktg) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.75 exercise price | 2007-03-21 | ||
| 2007-03-21 holding as of filing | Braff Jill S Officer (Sr VP of Worldwide Mktg) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.50 exercise price | 2007-03-21 | ||
| 2007-03-21 holding as of filing | Braff Jill S Officer (Sr VP of Worldwide Mktg) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.54 exercise price | 2007-03-21 | ||
| 2007-03-21 holding as of filing | Braff Jill S Officer (Sr VP of Worldwide Mktg) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $10.53 exercise price | 2007-03-21 | ||
| 2007-03-21 holding as of filing | Wienbar Sharon L Director, 10% Owner | 3 | Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $11.50 exercise price | 2007-03-21 | ||
| 2007-03-21 holding as of filing | BA Venture Partners VI, LLC | BAVP, L.P. 10% Owner | 10% Owner | 3 | Stock Option (Right to Buy) Derivative · Indirect · (m) | Holding | $11.50 exercise price | 2007-03-21 |