Glu Mobile Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-10-20: Reporting owner IYER KAL; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-10-20: Reporting owner Flanders Adam; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-10-20: Reporting owner Ludwig Eric R; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-10-20: Reporting owner de Masi Niccolo; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-10-20 | IYER KAL Officer (Sr. VP, Research & Development) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $2.90 exercise price | 2011-10-21 | |
| 2011-10-20 | Flanders Adam Officer (SVP, SALES AND MARKETING) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $2.90 exercise price | 2011-10-21 | |
| 2011-10-20 | Ludwig Eric R Officer (EVP and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +285,000 285,000 owned after | $2.90 exercise price | 2011-10-21 | |
| 2011-10-20 | de Masi Niccolo Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +475,000 475,000 owned after | $2.90 exercise price | 2011-10-21 | |
| 2011-08-03 holding as of filing | Flanders Adam Officer (SVP, SALES AND MARKETING) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.71 exercise price | 2011-08-03 | ||
| 2011-08-03 holding as of filing | Flanders Adam Officer (SVP, SALES AND MARKETING) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.78 exercise price | 2011-08-03 | ||
| 2011-08-03 holding as of filing | Flanders Adam Officer (SVP, SALES AND MARKETING) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.06 exercise price | 2011-08-03 | ||
| 2011-08-03 holding as of filing | Flanders Adam Officer (SVP, SALES AND MARKETING) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.30 exercise price | 2011-08-03 | ||
| 2011-08-03 holding as of filing | Flanders Adam Officer (SVP, SALES AND MARKETING) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.78 exercise price | 2011-08-03 | ||
| 2011-08-01 | Flanders Adam Officer (SVP, SALES AND MARKETING) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $5.07 exercise price | 2011-08-03 | |
| 2011-06-09 | de Masi Niccolo Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +100,000 1,150,000 owned after | $1.21 exercise price | 2011-06-10 | |
| 2011-06-02 | Drapkin Matthew A Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $5.34 exercise price | 2011-06-06 | |
| 2011-06-02 | MATHER ANN Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $5.34 exercise price | 2011-06-03 | |
| 2011-06-02 | Smith Benjamin T. IV Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $5.34 exercise price | 2011-06-03 | |
| 2011-06-02 | SEAWELL A BROOKE Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $5.34 exercise price | 2011-06-03 | |
| 2011-06-02 | Nada Hany Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $5.34 exercise price | 2011-06-03 | |
| 2011-06-02 | MILLER WILLIAM J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $5.34 exercise price | 2011-06-03 | |
| 2011-05-26 | Siminoff Ellen F Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +90,956 2,599 owned after | $4.81 exercise price | 2011-05-27 | |
| 2011-05-06 | Siminoff Ellen F Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +20,100 0 owned after | $0.76 exercise price | 2011-05-10 | |
| 2011-05-06 | Siminoff Ellen F Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +18,425 1,675 owned after | $1.51 exercise price | 2011-05-10 | |
| 2011-02-22 | Ludwig Eric R Officer (SVP, CFO and CAO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +22,500 22,500 owned after | $1.07 exercise price | 2011-02-24 | |
| 2011-01-27 | Ludwig Eric R Officer (SVP, CFO and CAO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +45,000 45,000 owned after | $0.89 exercise price | 2011-01-31 | |
| 2011-01-03 | IYER KAL Officer (Sr. VP, Research & Development) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +91,667 91,667 owned after | $2.03 exercise price | 2011-01-05 | |
| 2011-01-03 | Ludwig Eric R Officer (SVP, CFO and CAO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +66,667 66,667 owned after | $2.03 exercise price | 2011-01-05 | |
| 2011-01-03 | de Masi Niccolo Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +116,667 116,667 owned after | $2.03 exercise price | 2011-01-05 |