GIGAMON INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 27 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-11-15: Reporting owner JACKSON REX S; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-11-07: Reporting owner Merchant Shehzad; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-11-07: Reporting owner Merchant Shehzad; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-11-07: Reporting owner Merchant Shehzad; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-11-15 | JACKSON REX S Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $57.45 exercise price | 2016-11-17 | |
| 2016-11-07 | Merchant Shehzad Officer (Chief Technology Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,208 8,681 owned after | $14.70 exercise price | 2016-11-08 | |
| 2016-11-07 | Merchant Shehzad Officer (Chief Technology Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 29,167 owned after | $21.44 exercise price | 2016-11-08 | |
| 2016-11-07 | Merchant Shehzad Officer (Chief Technology Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,580 4,791 owned after | $30.51 exercise price | 2016-11-08 | |
| 2016-10-31 | Hooper Paul Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −38,385 99,387 owned after | $13.11 exercise price | 2016-11-01 | |
| 2016-09-22 | BURNS MIKE Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,068 45,509 owned after | $11.02 exercise price | 2016-09-23 | |
| 2016-09-19 | BURNS MIKE Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 29,000 owned after | $21.44 exercise price | 2016-09-20 | |
| 2016-08-17 | BURNS MIKE Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 30,000 owned after | $21.44 exercise price | 2016-08-19 | |
| 2016-08-12 | Shinn Paul B Officer (Chief Legal Officer & SVP) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −46,666 0 owned after | $11.64 exercise price | 2016-08-15 | |
| 2016-08-11 | Shinn Paul B Officer (Chief Legal Officer & SVP) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −80,000 46,666 owned after | $11.64 exercise price | 2016-08-15 | |
| 2016-08-04 | Merchant Shehzad Officer (Chief Technology Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −48,610 13,889 owned after | $14.70 exercise price | 2016-08-05 | |
| 2016-08-04 | Merchant Shehzad Officer (Chief Technology Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,708 32,292 owned after | $21.44 exercise price | 2016-08-05 | |
| 2016-08-01 | Hooper Paul Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,112 0 owned after | $6.09 exercise price | 2016-08-03 | |
| 2016-08-01 | Hooper Paul Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,545 0 owned after | $6.09 exercise price | 2016-08-03 | |
| 2016-08-01 | Hooper Paul Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,894 137,772 owned after | $13.11 exercise price | 2016-08-03 | |
| 2016-08-01 | BURNS MIKE Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,068 49,645 owned after | $11.02 exercise price | 2016-08-03 | |
| 2016-08-01 | BURNS MIKE Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 31,000 owned after | $21.44 exercise price | 2016-08-03 | |
| 2016-07-11 | BURNS MIKE Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,665 32,000 owned after | $21.44 exercise price | 2016-07-11 | |
| 2016-07-08 | BURNS MIKE Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,335 35,665 owned after | $21.44 exercise price | 2016-07-11 | |
| 2016-06-22 | BURNS MIKE Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,068 51,713 owned after | $11.02 exercise price | 2016-06-23 | |
| 2016-06-20 | BURNS MIKE Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,272 53,781 owned after | $11.02 exercise price | 2016-06-21 | |
| 2016-06-09 | BURNS MIKE Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,409 62,053 owned after | $11.02 exercise price | 2016-06-10 | |
| 2016-05-02 | Hooper Paul Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,333 1,112 owned after | $6.09 exercise price | 2016-05-04 | |
| 2016-05-02 | Hooper Paul Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,857 10,545 owned after | $6.09 exercise price | 2016-05-04 | |
| 2016-04-22 | RUETTGERS MICHAEL C Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −71,200 0 owned after | $6.09 exercise price | 2016-04-25 | |
| 2016-03-14 | BURNS MIKE Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,821 74,462 owned after | $11.02 exercise price | 2016-03-15 | |
| 2016-02-01 | Hooper Paul Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,951 31,402 owned after | $6.09 exercise price | 2016-02-02 |