GIGAMON INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 32 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-10: Reporting owner KISPERT JOHN H; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-10-28: Reporting owner Hoffman Michael T; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-10-28: Reporting owner Hoffman Michael T; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-10-28: Reporting owner Hoffman Michael T; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-10 | KISPERT JOHN H Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,000 33,000 owned after | $29.47 exercise price | 2013-12-12 | |
| 2013-10-28 | Hoffman Michael T Officer (VP Worldwide Sales) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,666 18,334 owned after | $6.09 exercise price | 2013-10-28 | |
| 2013-10-28 | Hoffman Michael T Officer (VP Worldwide Sales) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,619 17,814 owned after | $6.09 exercise price | 2013-10-28 | |
| 2013-10-28 | Hoffman Michael T Officer (VP Worldwide Sales) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −888 9,778 owned after | $6.09 exercise price | 2013-10-28 | |
| 2013-10-28 | Hoffman Michael T Officer (VP Worldwide Sales) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −48,623 0 owned after | $10.38 exercise price | 2013-10-28 | |
| 2013-10-28 | Hoffman Michael T Officer (VP Worldwide Sales) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,501 67,499 owned after | $13.11 exercise price | 2013-10-28 | |
| 2013-09-18 holding as of filing | Narula Ravi Officer (CAO & Corporate Controller) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $6.09 exercise price | 2013-09-18 | ||
| 2013-06-11 holding as of filing | DESIMONE DAVID ANTHONY Officer (VP Engineering & Wwide Support) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.14 exercise price | 2013-06-11 | ||
| 2013-06-11 holding as of filing | DESIMONE DAVID ANTHONY Officer (VP Engineering & Wwide Support) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.90 exercise price | 2013-06-11 | ||
| 2013-06-11 holding as of filing | DESIMONE DAVID ANTHONY Officer (VP Engineering & Wwide Support) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.90 exercise price | 2013-06-11 | ||
| 2013-06-11 holding as of filing | Shinn Paul B Officer (Secretary and General Counsel) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.88 exercise price | 2013-06-11 | ||
| 2013-06-11 holding as of filing | Shinn Paul B Officer (Secretary and General Counsel) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.90 exercise price | 2013-06-11 | ||
| 2013-06-11 holding as of filing | Shinn Paul B Officer (Secretary and General Counsel) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.90 exercise price | 2013-06-11 | ||
| 2013-06-11 holding as of filing | Williams Duston Officer (Chief Financial Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.03 exercise price | 2013-06-11 | ||
| 2013-06-11 holding as of filing | Williams Duston Officer (Chief Financial Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.90 exercise price | 2013-06-11 | ||
| 2013-06-11 holding as of filing | RUETTGERS MICHAEL C Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.03 exercise price | 2013-06-11 | ||
| 2013-06-11 holding as of filing | Leong Patrick P Director, Officer (Chief Technology Officer), 10% Owner | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.03 exercise price | 2013-06-11 | ||
| 2013-06-11 holding as of filing | Leong Patrick P Director, Officer (Chief Technology Officer), 10% Owner | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.37 exercise price | 2013-06-11 | ||
| 2013-06-11 holding as of filing | Merchant Shehzad Officer (Chief Strategy Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.90 exercise price | 2013-06-11 | ||
| 2013-06-11 holding as of filing | Miller Andrew M. Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.03 exercise price | 2013-06-11 | ||
| 2013-06-11 holding as of filing | Hooper Paul Director, Officer (Chief Executive Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.03 exercise price | 2013-06-11 | ||
| 2013-06-11 holding as of filing | Hooper Paul Director, Officer (Chief Executive Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.03 exercise price | 2013-06-11 | ||
| 2013-06-11 holding as of filing | Hooper Paul Director, Officer (Chief Executive Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.37 exercise price | 2013-06-11 | ||
| 2013-06-11 holding as of filing | Hooper Paul Director, Officer (Chief Executive Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.90 exercise price | 2013-06-11 | ||
| 2013-06-11 holding as of filing | Hoffman Michael T Officer (VP Worldwide Sales) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.03 exercise price | 2013-06-11 | ||
| 2013-06-11 holding as of filing | Hoffman Michael T Officer (VP Worldwide Sales) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.03 exercise price | 2013-06-11 | ||
| 2013-06-11 holding as of filing | Hoffman Michael T Officer (VP Worldwide Sales) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.03 exercise price | 2013-06-11 | ||
| 2013-06-11 holding as of filing | Hoffman Michael T Officer (VP Worldwide Sales) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.46 exercise price | 2013-06-11 | ||
| 2013-06-11 holding as of filing | Hoffman Michael T Officer (VP Worldwide Sales) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.37 exercise price | 2013-06-11 | ||
| 2013-06-11 holding as of filing | Hoffman Michael T Officer (VP Worldwide Sales) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.90 exercise price | 2013-06-11 | ||
| 2013-06-11 holding as of filing | Ho Ted C 10% Owner | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.03 exercise price | 2013-06-11 | ||
| 2013-06-11 holding as of filing | GOLDMAN KENNETH A Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.03 exercise price | 2013-06-11 |