GIGAMON INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 32 rows, 32 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-12-27: Reporting owner Shinn Paul B; Form 4; Security Performance-Based Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-12-27: Reporting owner Shinn Paul B; Form 4; Security Performance Shares; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-12-27: Reporting owner Sambandan Sachi; Form 4; Security Performance-Based Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-12-27: Reporting owner Sambandan Sachi; Form 4; Security Performance Shares; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-12-27 | Shinn Paul B Officer (Chief Legal Officer & SVP) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,821 0 owned after | no price filed | 2017-12-27 | |
| 2017-12-27 | Shinn Paul B Officer (Chief Legal Officer & SVP) | 4 | Performance Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,170 0 owned after | no price filed | 2017-12-27 | |
| 2017-12-27 | Sambandan Sachi Officer (Sr. VP Engineering) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,689 0 owned after | no price filed | 2017-12-27 | |
| 2017-12-27 | Sambandan Sachi Officer (Sr. VP Engineering) | 4 | Performance Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | no price filed | 2017-12-27 | |
| 2017-12-27 | Merchant Shehzad Officer (Chief Technology Officer) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,689 0 owned after | no price filed | 2017-12-27 | |
| 2017-12-27 | Merchant Shehzad Officer (Chief Technology Officer) | 4 | Performance Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | no price filed | 2017-12-27 | |
| 2017-12-27 | JACKSON REX S Officer (Chief Financial Officer) | 4 | Performance Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | no price filed | 2017-12-27 | |
| 2017-12-27 | Hooper Paul Director, Officer (Chief Executive Officer) | 4 | Performance Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −51,570 0 owned after | no price filed | 2017-12-27 | |
| 2017-08-15 | Shinn Paul B Officer (Chief Legal Officer & SVP) | 4 | Performannce-Based Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,681 16,821 owned after | $0.00 | 2017-08-16 | |
| 2017-08-15 | Sambandan Sachi Officer (Sr. VP Engineering) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,868 18,689 owned after | $0.00 | 2017-08-16 | |
| 2017-08-15 | Merchant Shehzad Officer (Chief Technology Officer) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,868 18,689 owned after | $0.00 | 2017-08-16 | |
| 2017-06-28 | Hooper Paul Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −67,837 0 owned after | $0.00 | 2017-06-30 | |
| 2017-05-15 | Wilke Helmut Officer (Sr. VP Worldwide Sales) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,868 20,557 owned after | $0.00 | 2017-05-17 | |
| 2017-05-15 | Shinn Paul B Officer (Chief Legal Officer & SVP) | 4 | Performannce-Based Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,681 18,502 owned after | $0.00 | 2017-05-17 | |
| 2017-05-15 | Sambandan Sachi Officer (Sr. VP Engineering) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,868 20,557 owned after | $0.00 | 2017-05-17 | |
| 2017-05-15 | Merchant Shehzad Officer (Chief Technology Officer) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,868 20,557 owned after | $0.00 | 2017-05-17 | |
| 2017-05-15 | Hooper Paul Director, Officer (Chief Executive Officer) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,166 67,837 owned after | $0.00 | 2017-05-17 | |
| 2017-04-17 | Sambandan Sachi Officer (Sr. VP Engineering) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.00 | 2017-04-19 | |
| 2017-04-17 | Merchant Shehzad Officer (Chief Technology Officer) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.00 | 2017-04-19 | |
| 2017-04-17 | JACKSON REX S Officer (Chief Financial Officer) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.00 | 2017-04-19 | |
| 2017-04-17 | Hooper Paul Director, Officer (Chief Executive Officer) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51,570 51,570 owned after | $0.00 | 2017-04-19 | |
| 2017-02-15 | Wilke Helmut Officer (Sr. VP Worldwide Sales) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,475 22,425 owned after | $0.00 | 2017-02-17 | |
| 2017-02-15 | Shinn Paul B Officer (Chief Legal Officer & SVP) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,727 20,183 owned after | $0.00 | 2017-02-17 | |
| 2017-02-15 | Sambandan Sachi Officer (Sr. VP Engineering) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,475 22,425 owned after | $0.00 | 2017-02-17 | |
| 2017-02-15 | Merchant Shehzad Officer (Chief Technology Officer) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,475 22,425 owned after | $0.00 | 2017-02-17 | |
| 2017-02-15 | Hooper Paul Director, Officer (Chief Executive Officer) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,667 74,003 owned after | $0.00 | 2017-02-17 | |
| 2016-02-16 | Wilke Helmut Officer (Sr. VP Worldwide Sales) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.00 | 2016-02-17 | |
| 2016-02-16 | Shinn Paul B Officer (Secretary and General Counsel) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 18,000 owned after | $0.00 | 2016-02-17 | |
| 2016-02-16 | Sambandan Sachi Officer (Sr. VP Engineering) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.00 | 2016-02-17 | |
| 2016-02-16 | Merchant Shehzad Officer (Chief Technology Officer) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.00 | 2016-02-17 | |
| 2016-02-16 | Hooper Paul Director, Officer (Chief Executive Officer) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +66,000 66,000 owned after | $0.00 | 2016-02-17 | |
| 2016-02-16 | BURNS MIKE Officer (Chief Financial Officer) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.00 | 2016-02-17 |