GIGAMON INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows, 16 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-06-17: Reporting owner HIGHLAND CAPITAL PARTNERS VII-B L P | Highland Management Partners VII, LLC | Highland Capital Partners VII LP | Highland Management Partners VII Limited Partnership | Highland Entrepreneurs Fund VII Limited Partnership | Highland Capital Partners VII-C LP; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2013-06-17: Reporting owner HIGHLAND CAPITAL PARTNERS VII-B L P | Highland Management Partners VII, LLC | Highland Capital Partners VII LP | Highland Management Partners VII Limited Partnership | Highland Entrepreneurs Fund VII Limited Partnership | Highland Capital Partners VII-C LP; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2013-06-17: Reporting owner HIGHLAND CAPITAL PARTNERS VII-B L P | Highland Management Partners VII, LLC | Highland Capital Partners VII LP | Highland Management Partners VII Limited Partnership | Highland Entrepreneurs Fund VII Limited Partnership | Highland Capital Partners VII-C LP; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2013-06-17: Reporting owner HIGHLAND CAPITAL PARTNERS VII-B L P | Highland Management Partners VII, LLC | Highland Capital Partners VII LP | Highland Management Partners VII Limited Partnership | Highland Entrepreneurs Fund VII Limited Partnership | Highland Capital Partners VII-C LP; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-06-17 | HIGHLAND CAPITAL PARTNERS VII-B L P | Highland Management Partners VII, LLC | Highland Capital Partners VII LP | Highland Management Partners VII Limited Partnership | Highland Entrepreneurs Fund VII Limited Partnership | Highland Capital Partners VII-C LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −4,985,927 0 owned after | $0.00 | 2013-06-17 | |
| 2013-06-17 | HIGHLAND CAPITAL PARTNERS VII-B L P | Highland Management Partners VII, LLC | Highland Capital Partners VII LP | Highland Management Partners VII Limited Partnership | Highland Entrepreneurs Fund VII Limited Partnership | Highland Capital Partners VII-C LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1,208,187 0 owned after | $0.00 | 2013-06-17 | |
| 2013-06-17 | HIGHLAND CAPITAL PARTNERS VII-B L P | Highland Management Partners VII, LLC | Highland Capital Partners VII LP | Highland Management Partners VII Limited Partnership | Highland Entrepreneurs Fund VII Limited Partnership | Highland Capital Partners VII-C LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1,759,502 0 owned after | $0.00 | 2013-06-17 | |
| 2013-06-17 | HIGHLAND CAPITAL PARTNERS VII-B L P | Highland Management Partners VII, LLC | Highland Capital Partners VII LP | Highland Management Partners VII Limited Partnership | Highland Entrepreneurs Fund VII Limited Partnership | Highland Capital Partners VII-C LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −156,231 0 owned after | $0.00 | 2013-06-17 | |
| 2013-06-17 | Mulloy Corey Director | 4 | Series A Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −4,985,927 0 owned after | $0.00 | 2013-06-17 | |
| 2013-06-17 | Mulloy Corey Director | 4 | Series A Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1,208,187 0 owned after | $0.00 | 2013-06-17 | |
| 2013-06-17 | Mulloy Corey Director | 4 | Series A Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1,759,502 0 owned after | $0.00 | 2013-06-17 | |
| 2013-06-17 | Mulloy Corey Director | 4 | Series A Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −156,231 0 owned after | $0.00 | 2013-06-17 | |
| 2013-06-11 holding as of filing | Highland Management Partners VII, LLC | Highland Capital Partners VII LP | Highland Capital Partners VII-C LP | Highland Management Partners VII Limited Partnership | Highland Entrepreneurs Fund VII Limited Partnership | HIGHLAND CAPITAL PARTNERS VII-B L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-06-11 | ||
| 2013-06-11 holding as of filing | Highland Management Partners VII, LLC | Highland Capital Partners VII LP | Highland Capital Partners VII-C LP | Highland Management Partners VII Limited Partnership | Highland Entrepreneurs Fund VII Limited Partnership | HIGHLAND CAPITAL PARTNERS VII-B L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-06-11 | ||
| 2013-06-11 holding as of filing | Highland Management Partners VII, LLC | Highland Capital Partners VII LP | Highland Capital Partners VII-C LP | Highland Management Partners VII Limited Partnership | Highland Entrepreneurs Fund VII Limited Partnership | HIGHLAND CAPITAL PARTNERS VII-B L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-06-11 | ||
| 2013-06-11 holding as of filing | Highland Management Partners VII, LLC | Highland Capital Partners VII LP | Highland Capital Partners VII-C LP | Highland Management Partners VII Limited Partnership | Highland Entrepreneurs Fund VII Limited Partnership | HIGHLAND CAPITAL PARTNERS VII-B L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-06-11 | ||
| 2013-06-11 holding as of filing | Mulloy Corey Director | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2013-06-11 | ||
| 2013-06-11 holding as of filing | Mulloy Corey Director | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2013-06-11 | ||
| 2013-06-11 holding as of filing | Mulloy Corey Director | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2013-06-11 | ||
| 2013-06-11 holding as of filing | Mulloy Corey Director | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2013-06-11 |