GIGAMON INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 46 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-11-07: Reporting owner Wilke Helmut; Form 3; Security Stock Option (right to buy); Transaction Holding.
- 2014-11-07: Reporting owner Sambandan Sachi; Form 3; Security Stock Option (right to buy); Transaction Holding.
- 2014-08-24: Reporting owner Ho Ted C; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-07-29: Reporting owner BURNS MIKE; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-11-07 holding as of filing | Wilke Helmut Officer (Sr VP Worldwide Sales) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $10.85 exercise price | 2014-11-07 | ||
| 2014-11-07 holding as of filing | Sambandan Sachi Officer (Sr VP Engineering) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $17.57 exercise price | 2014-11-07 | ||
| 2014-08-24 | Ho Ted C Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,230 34,230 owned after | $10.70 exercise price | 2014-08-26 | |
| 2014-07-29 | BURNS MIKE Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +99,283 99,283 owned after | $11.02 exercise price | 2014-07-31 | |
| 2014-07-28 | Hoffman Michael T Officer (Sr. VP, Sales Enablement) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −556 12,778 owned after | $6.09 exercise price | 2014-07-29 | |
| 2014-07-28 | Hoffman Michael T Officer (Sr. VP, Sales Enablement) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −540 12,416 owned after | $6.09 exercise price | 2014-07-29 | |
| 2014-07-28 | Hoffman Michael T Officer (Sr. VP, Sales Enablement) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −296 6,815 owned after | $6.09 exercise price | 2014-07-29 | |
| 2014-06-13 | RUETTGERS MICHAEL C Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,959 16,959 owned after | $17.46 exercise price | 2014-06-25 | |
| 2014-06-13 | Mulloy Corey Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,959 16,959 owned after | $17.46 exercise price | 2014-06-13 | |
| 2014-06-13 | MILBURY PAUL J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,959 16,959 owned after | $17.46 exercise price | 2014-06-13 | |
| 2014-06-13 | GOLDMAN KENNETH A Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,959 16,959 owned after | $17.46 exercise price | 2014-06-13 | |
| 2014-06-13 | KISPERT JOHN H Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,959 16,959 owned after | $17.46 exercise price | 2014-06-13 | |
| 2014-06-12 | Hoffman Michael T Officer (VP Worldwide Sales) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −555 13,334 owned after | $6.09 exercise price | 2014-06-13 | |
| 2014-06-12 | Hoffman Michael T Officer (VP Worldwide Sales) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −540 12,956 owned after | $6.09 exercise price | 2014-06-13 | |
| 2014-06-12 | Hoffman Michael T Officer (VP Worldwide Sales) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −296 7,111 owned after | $6.09 exercise price | 2014-06-13 | |
| 2014-06-12 | Hoffman Michael T Officer (VP Worldwide Sales) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,667 51,667 owned after | $13.11 exercise price | 2014-06-13 | |
| 2014-05-12 | Hoffman Michael T Officer (VP Worldwide Sales) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −556 13,889 owned after | $6.09 exercise price | 2014-05-14 | |
| 2014-05-12 | Hoffman Michael T Officer (VP Worldwide Sales) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −539 13,496 owned after | $6.09 exercise price | 2014-05-14 | |
| 2014-05-12 | Hoffman Michael T Officer (VP Worldwide Sales) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −297 7,407 owned after | $6.09 exercise price | 2014-05-14 | |
| 2014-05-12 | Hoffman Michael T Officer (VP Worldwide Sales) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,666 53,334 owned after | $13.11 exercise price | 2014-05-14 | |
| 2014-04-28 | Hoffman Michael T Officer (VP Worldwide Sales) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −555 14,445 owned after | $6.09 exercise price | 2014-04-30 | |
| 2014-04-28 | Hoffman Michael T Officer (VP Worldwide Sales) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −540 14,035 owned after | $6.09 exercise price | 2014-04-30 | |
| 2014-04-28 | Hoffman Michael T Officer (VP Worldwide Sales) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −296 7,704 owned after | $6.09 exercise price | 2014-04-30 | |
| 2014-04-28 | Hoffman Michael T Officer (VP Worldwide Sales) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,667 55,000 owned after | $13.11 exercise price | 2014-04-30 | |
| 2014-03-31 | Merchant Shehzad Officer (Chief Strategy Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,834 62,499 owned after | $14.70 exercise price | 2014-04-02 | |
| 2014-03-12 | Hoffman Michael T Officer (VP Worldwide Sales) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −556 15,000 owned after | $6.09 exercise price | 2014-03-14 | |
| 2014-03-12 | Hoffman Michael T Officer (VP Worldwide Sales) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −540 14,575 owned after | $6.09 exercise price | 2014-03-14 | |
| 2014-03-12 | Hoffman Michael T Officer (VP Worldwide Sales) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −296 8,000 owned after | $6.09 exercise price | 2014-03-14 | |
| 2014-03-12 | Hoffman Michael T Officer (VP Worldwide Sales) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,667 56,667 owned after | $13.11 exercise price | 2014-03-14 | |
| 2014-03-10 | Narula Ravi Officer (CAO & Corporate Controller) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,725 38,216 owned after | $6.09 exercise price | 2014-03-11 | |
| 2014-02-14 | Shinn Paul B Officer (Secretary and General Counsel) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,341 12,341 owned after | $30.51 exercise price | 2014-02-26 | |
| 2014-02-14 | Merchant Shehzad Officer (Chief Strategy Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,371 14,371 owned after | $30.51 exercise price | 2014-02-26 | |
| 2014-02-14 | Williams Duston Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,369 26,369 owned after | $30.51 exercise price | 2014-02-26 | |
| 2014-02-14 | Hooper Paul Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +94,822 94,822 owned after | $30.51 exercise price | 2014-02-26 | |
| 2014-02-14 | Leong Patrick P Director, Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,185 13,185 owned after | $30.51 exercise price | 2014-02-26 | |
| 2014-02-14 | Hoffman Michael T Officer (VP Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,095 21,095 owned after | $30.51 exercise price | 2014-02-26 | |
| 2014-02-14 | DESIMONE DAVID ANTHONY Officer (VP Engineering & Wwide Support) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,759 117,574 owned after | $12.42 exercise price | 2014-02-19 | |
| 2014-02-12 | Hoffman Michael T Officer (VP Worldwide Sales) | 4/A | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,778 15,556 owned after | $6.09 exercise price | 2014-03-14 | |
| 2014-02-12 | Hoffman Michael T Officer (VP Worldwide Sales) | 4/A | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,699 15,115 owned after | $6.09 exercise price | 2014-03-14 | |
| 2014-02-12 | Hoffman Michael T Officer (VP Worldwide Sales) | 4/A | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,482 8,296 owned after | $6.09 exercise price | 2014-03-14 | |
| 2014-02-12 | Hoffman Michael T Officer (VP Worldwide Sales) | 4/A | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,165 58,334 owned after | $13.11 exercise price | 2014-03-14 | |
| 2014-02-12 | Hoffman Michael T Officer (VP Worldwide Sales) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,959 2,819 owned after | $6.09 exercise price | 2014-02-14 | |
| 2014-02-12 | Hoffman Michael T Officer (VP Worldwide Sales) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,165 58,334 owned after | $13.11 exercise price | 2014-02-14 | |
| 2014-02-10 | Narula Ravi Officer (CAO & Corporate Controller) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,725 39,941 owned after | $6.09 exercise price | 2014-02-12 | |
| 2014-02-06 | Narula Ravi Officer (CAO & Corporate Controller) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 41,666 owned after | $6.09 exercise price | 2014-02-10 | |
| 2014-01-28 | MILBURY PAUL J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,040 33,040 owned after | $30.01 exercise price | 2014-01-30 |