GIGAMON INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 21 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-11-03: Reporting owner BURNS MIKE; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-11-02: Reporting owner Hooper Paul; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-11-02: Reporting owner Hooper Paul; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-10-29: Reporting owner BURNS MIKE; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-11-03 | BURNS MIKE Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,300 87,283 owned after | $11.02 exercise price | 2015-11-04 | |
| 2015-11-02 | Hooper Paul Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,111 4,445 owned after | $6.09 exercise price | 2015-11-03 | |
| 2015-11-02 | Hooper Paul Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,889 52,353 owned after | $6.09 exercise price | 2015-11-03 | |
| 2015-10-29 | BURNS MIKE Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200 91,583 owned after | $11.02 exercise price | 2015-10-30 | |
| 2015-10-28 | BURNS MIKE Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 91,783 owned after | $11.02 exercise price | 2015-10-30 | |
| 2015-08-21 | Hooper Paul Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −556 5,556 owned after | $6.09 exercise price | 2015-08-25 | |
| 2015-08-21 | Hooper Paul Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,075 81,242 owned after | $6.09 exercise price | 2015-08-25 | |
| 2015-08-03 | Hooper Paul Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,666 6,112 owned after | $6.09 exercise price | 2015-08-04 | |
| 2015-08-03 | Hooper Paul Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,334 85,317 owned after | $6.09 exercise price | 2015-08-04 | |
| 2015-05-01 | Hooper Paul Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,818 7,778 owned after | $6.09 exercise price | 2015-05-04 | |
| 2015-05-01 | Hooper Paul Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,182 93,651 owned after | $6.09 exercise price | 2015-05-04 | |
| 2015-04-29 | GOLDMAN KENNETH A Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 24,733 owned after | $6.09 exercise price | 2015-04-30 | |
| 2015-02-17 | Merchant Shehzad Officer (Chief Technology Officer) | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $21.44 exercise price | 2015-05-01 | |
| 2015-02-17 | Hooper Paul Director, Officer (Chief Executive Officer) | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +138,000 138,000 owned after | $21.44 exercise price | 2015-03-24 | |
| 2015-02-17 | Sambandan Sachi Officer (Sr VP Engineering) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $21.44 exercise price | 2015-02-18 | |
| 2015-02-17 | Wilke Helmut Officer (Sr VP Worldwide Sales) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,000 36,000 owned after | $21.44 exercise price | 2015-02-18 | |
| 2015-02-17 | Merchant Shehzad Officer (Chief Technology Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $21.44 exercise price | 2015-02-18 | |
| 2015-02-17 | Hooper Paul Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +138,000 138,000 owned after | $21.44 exercise price | 2015-02-18 | |
| 2015-02-17 | BURNS MIKE Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48,000 48,000 owned after | $21.44 exercise price | 2015-02-18 | |
| 2015-02-17 | Shinn Paul B Officer (Secretary and General Counsel) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,000 32,000 owned after | $21.44 exercise price | 2015-02-18 | |
| 2015-02-02 | Hooper Paul Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,404 14,596 owned after | $6.09 exercise price | 2015-02-04 |